G.R. No. L-25133. September 28, 1968
S/SGT. JOSE SANTIAGO, PETITIONER-APPELLANT, VS. LT. COL. CELSO ALIKPALA, ET. AL., RESPONDENTS-APPELLEES.
FERNANDO, J.:
The validity of a court-martial proceeding was challenged in the lower
court on due process grounds to show lack of jurisdiction. Petitioner, a sergeant in the Philippine Army
and the accused in court-martial proceeding, through a writ of certiorari and
prohibition, filed on April 17, 1963, with the lower court, sought to restrain
respondents, the officers, constituting the court-martial, that was then in the
process of trying petitioner for alleged violation of two provisions of the
Articles of War, from continuing with the proceedings on the ground of its
being without jurisdiction. There was
likewise a plea for a restraining order, during the pendency
of his petition, but it was
unsuccessful.
No response, either way, was deemed necessary by the then
Presiding Judge of the lower court, now Justice Nicasio
Yatco of the Court of Appeals, as petitioner had, in
the meanwhile, been convicted by the court-martial. The lower court verdict, render on September
16, 1963, was one of dismissal, as in its opinion, “this case had already
become moot and academic * * *.”
An appeal was taken to us, the same due process objections
raised. We think that the question
before us is of such import significance that an easy avoidance through the
technicality of the “moot and academic” approach hardly
recommendation itself. For reasons to be
more fully set forth, we find such court-martial was not lawfully convened, and, consequently devoid of
jurisdiction. Accordingly, we reverse
the lower court.
There was a stipulation of facts submitted to the lower court on
July 10, 1963, to the following effect:
“That the arraignment petitioner on December 17, 1962 was for the
purpose of avoiding prescription pursuant to Article of War 38 of one of the
offenses with which the accused is
charged since, as charged, same was allegedly
committed on or about December 18, 1960; That prior to the said arraignment, no written
summons or subpoena was issued addressed to the petitioner or his
counsel, informing them of said arraignment; that instead of said written
summons or subpoena Col. Eladio Samson,
Constabulary Staff Judge Advocate called up First Sergeant Manuel Soriano at the Headquarters II
Philippine Constabulary Zone, Camp Vicente Lim, Canlubang,
Laguna on December 16, 1962 by telephone with instructions to send the
petitioner to HPC, Camp Crame, Quezon
City, under escort, for arraignment and only for arraignment; That upon
arrival in HPC, the petitioner was directed to proceed to the PC Officer’s
Clubhouse, where a General Court-Martial composed of the respondents, created
to try the case of ‘People vs. Capt. Egmidio Jose,
for violation of Articles of War 96 and 97′, pursuant to paragraph 10, Special
Order No. 14, Headquarters Philippine Constabulary, dated 18 July 1962, * * *,
was to resume, as scheduled, the trial of People vs. Pfc. Numeriano
Ohagan, for violation of Articles of War 64, 85, and
97′; That it was only at the time (December 17, 1962) that petitioner learned
that he will be arraigned for
alleged violation of Articles of War 85 and 97, after being informed by one of
the respondents, Capt. Cuadrato Palma as Trial Judge
Advocate why he was there; That prior to that arraignment on December 17, 1962
there was no special order published by
the Headquarters Philippine Constabulary creating or directing the
General Court-Martial composed of the respondents to arraign and try the case
against the petitioner, there however was already an existing court trying
another case; That the respondents relied on the first indorsement
of the Acting Adjutant General, HPC, Camp Crame, Quezon City, dated December 14, 1962 and addressed to the
Trial Judge Advocate, of the General Court-Martial * * * directing the said Trial Judge Advocate to refer the case
against petitioner to the above-mentioned court, * * *; That the above
paragraph 10, Special Order No. 14
dated 18 July 1962, does not contain the phrase ‘and such other cases
which may be referred to it’, but however said orders were amended only on 8
January 1963, to include such phrase. *
* *”[1]
It was further stipulated that petitioner’s counsel did object to
his arraignment asserting that a general court-martial then convened was
without jurisdiction, as there was no
special order designating respondents to compose a general court-martial
for the purpose of trying petitioner, as petitioner was not furnished a copy of
the charge sheet prior to his arraignment as required in the Manual for
Court-Martial, except on the very day thereof, and as there was no written
summons or subpoena served on either the petitioner, as accused, or the
counsel. Respondents, acting as the general
court-martial, overruled the above objections, and the Trial Judge Advocate was
then ordered to proceed to read the charges and specifications against
petitioner over the vigorous objections of counsel, it was shown, likewise, in
the stipulation of facts, that the case, having been postponed to February 21,
1963, petitioner’s counsel had in the meanwhile complained to the Chief of
Constabulary against the proceedings on the ground of its nullity, and sought
to have respondents restrained from continuing with the trial of petitioner due
to such lack of jurisdiction but the Chief of Constabulary ruled that he could
not act on such complaint until the records of the trial were forwarded to him
for review. With such a ruling, and with
the denial of two other motions by petitioner upon the court-martial being
convened anew on February 21, 1963, one to invalidate his arraignment on
December 17, 1962, and the other to quash the complaint based on the denial of
due process and lack of jurisdiction, the present petition for certiorari and
prohibition was filed with the lower court.[2]
As above noted, the lower court dismissed the petition due to its
belief that, petitioner having been convicted in the meanwhile, there being no
restraining order, the matter had become moot and academic. As was set forth earlier, we differ, the
alleged lack of jurisdiction being too serious a matter to be thus summarily
ignored.
The firm insistence on the part of petitioner that the general
court-martial lacks jurisdiction on due process grounds, cannot escape
notice. The basic objection was the
absence of a special order “designating respondents to compose a general
court-martial to convene and try the case of petitioner; * * *”. It was expressly stipulated that the
respondents were convened to try the case of a certain Capt. Egmidio Jose and not that filed against petitioner. As a matter of fact, the opening paragraph of
the stipulation of facts made clear that he was arraigned on December 17, 1962
by respondents as a general court-martial appointed precisely to try the above
Capt. Jose solely “for the purpose of avoiding prescription pursuant to
Article of War 38 of one of the offenses with which the accused is charged * *
*”.
Is such a departure from what the law and regulations[3]
prescribe offensive to the due process clause?
If it were, then petitioner should be sustained in his plea for a writ
of certiorari and prohibition, as clearly the denial of the constitutional right would oust respondents of
jurisdiction, even on the assumption that they were vested with it
originally. Our decisions to that effect
are impressive for their unanimity.
In Harden v. The Director of Prisons,[4]
Justice Tuason, speaking for the Court, explicitly
announced that “deprivation of any fundamental or constitutional
rights” justify a proceeding for habeas corpus on the ground
of lack of jurisdiction. Abriol v. Homeres[5]
is even more categorical. In that case,
the action of a lower court, denying the accused the opportunity to present proof
for his defense, his motion for dismissal failing, was held by this Court as a
deprivation of his right to due process.
As was made clear by the opinion of Justice Ozaeta: “No court of justice under our system of
government has the power to deprive him of that right. If the accused does not waive his right to be
heard but on the contrary – as in the instant case – invokes the right, and the
court denies it to him, that court no longer has jurisdiction to proceed; it
has no power to sentence the accused without hearing him in his defense; and
the sentence thus pronounced is void and may be collaterally attacked in a
habeas corpus proceeding.”[6]
A recent decision rendered barely a month ago, in Chavez v. Court of Appeals,[7]
is even more in point. Here, again, habeas
corpus was relied upon by petitioner whose
constitutional rights were not
respected, but, in addition, the special civil actions of certiorari and mandamus were likewise
availed of, in view of such consequent lack of jurisdiction. The stress though in the opinion of Justice
Sanchez, was on habeas corpus.
Thus: “The course which petitioner takes is correct. Habeas corpus is a high prerogative writ. It is traditionally considered as an
exceptional remedy to release a person
whose liberty is illegally restrained such as when the accused’s constitutional rights are disregarded. Such defect
results in the absence or loss of jurisdiction and therefore invalidates
the trial and the consequent conviction of the accused whose fundamental right
was violated. That void judgment of
conviction may be challenged by collateral attack, which precisely is the
function of habeas corpus.
This writ may issue even if another remedy which is less effective may be availed of by
the defendant.”
The due process concept rightfully referred to as “a vital and living force in our
jurisprudence” calls for respect
and deference, otherwise the governmental action taken suffers from a fatal infirmity. As was so aptly expressed by the then
Justice, now Chief Justice, Concepcion: “*
* * acts of Congress, as well as those of the Executive, can deny due process
only under pain of nullity, and judicial proceedings suffering from the same
flaw are subject to the same sanction, any statutory provision to the contrary
notwithstanding.[8]
The crucial question, then, is whether such failure to comply with the dictates of the applicable law insofar
as convening a valid court martial is concerned, amounts to a denial of due process.
We hold that it does. There
is such a denial not only under the broad standard which delimits the scope and
reach of the due process requirement, but also under one of the specific elements of procedural due
process.
It is to be admitted that there is no controlling and precise definition of due process
which, at the most furnishes a standard
to which governmental action should conform in order to impress with the stamp
of validity any deprivation of life, liberty or property. A
recent decision of this Court, in Ermita-Malate
Hotel v. Mayor of Manila,[9]
treated the matter thus: “It is
responsiveness to the supremacy of reason, obedience to the dictates of
justice. Negatively put, arbitrariness
is ruled out and unfairness avoided. To
satisfy the due process requirement, official action, to paraphrase Cardoso, must not outrun the bounds of reason and result in
sheer oppression. Due process is thus
hostile to any official action marred by lack of reasonableness. Correctly has it been identified as freedom
from arbitrariness. It is the embodiment
of the sporting idea of fair play. It
exacts fealty ‘to those strivings for justice and judges the act of officialdom
of whatever branch ‘in the light of
reason drawn from considerations of fairness that reflect [democratic]
traditions of legal and political thought.’”
Nor is such a reliance on the broad reach of due process the sole
ground on which the lack of jurisdiction of the court-martial convened in this
case could be predicated. Recently,
stress was laid anew by us on the first requirement of procedural due process,
namely, the existence of the court or tribunal clothed with judicial, or
quasi-judicial, power to hear and determine the matter before it.[10]
This is a requirement that goes back to Banco Español-Filipino v. Palanca; a
decision rendered half a century ago.[11]
There is the express admission in the statement of facts that
respondents, as a court-martial, were not convened to try petitioner but
someone else, the action taken against petitioner being induced solely by a desire
to avoid the effects of prescription; it would follow then that the absence of
a competent court or tribunal is most marked and undeniable. Such a denial of due process is therefore
fatal to its assumed authority to try petitioner. The writ of certiorari and prohibition should
have been granted and the lower court, to repeat, ought not to have dismissed
his petition summarily.
The significance of such an insistence on a faithful compliance
with the regular procedure of convening court-martials in accordance with law
cannot be over-emphasized. As was
pointed out by Justice Tuason in Ruffy
v. The Chief of Staff, Philippine Army:[12]
“Courts-martial are agencies of executive character, and one of the
authorities ‘for the ordering of courts-martial has been held, to be attached
to the constitutional functions of the President as Commander in Chief, independently of legislation.’
(Winthrop’s Military Law and Precedents, 2d Edition, p. 49.) Unlike courts of
law, they are not a portion of the judiciary.” Further on, his opinion
continues: “’Not belonging to the
judicial branch of the government, it follows that courts-martial must pertain
to the executive department; and they are in fact simply instrumentalities of
the executive power, provided by Congress for the President as Commander in
Chief, to aid him in properly commanding the army and navy and enforcing
discipline therein, and utilized under
his orders or those of his authorized
military representatives.’”[13]
It is even more indispensable, therefore, that such
quasi-judicial agencies, clothed with the solemn responsibility of depriving
members of the Armed Forces of their liberties, even of their lives, as a
matter of fact, should be held all the more strictly bound to manifest fidelity
to the fundamental concept of fairness and the avoidance of arbitrariness for
which due process stands as a
living vital principle. If it were
otherwise, then, abuses, even if not intended, might creep in, and the
safeguards so carefully thrown about the freedom of an individual, ignored or
disregarded. Against such an
eventuality, the vigilance of the judiciary furnishes a shield. That is one of its grave responsibilities. Such a trust must be lived up to; such a task cannot be left undone.
WHEREFORE, the order of respondent Court of September 16,
1963, dismissing the petition for certiorari and prohibition, is reversed, and
the writ of certiorari and prohibition granted, annulling the proceedings as
well as the decision rendered by respondents
as a court-martial and perpetually restraining them from taking any further action on the matter. Without pronouncement as to costs.
Concepcion, C.J., Reyes, J.B.L., Makalintal, Sanchez, Angeles, and
Capistrano, JJ., concur.
Castro, J., concurs in a
separate opinion.
Dizon and
Zaldivar, JJ., on
official leave.
[1]
Stipulation of Facts, paragraphs 1 to 7.
[2]
Ibid, paragraphs 8 to 13.
[3]
Cf. Arts. 8 and 12, Com. Act No. 408
(1938)
[4]
81 Phil. 741 (1948).
[5]
84 Phil. 525 (1949).
[6]
Ibid, p. 534.
[7]
L-29169, August 19, 1968.
[8]
Cuaycong v. Sengbengco,
L-11837, November 29, 1960.
[9]
L-24693, July 31, 1967.
[10]
Macabingkil v. Yatco,
L-23174, September 18, 1967.
[11]
37 Phil. 921 (1918). Cf. Roxas v. Papa, L-13459, April 29, 1960.
[12]
75 Phil. 875, 884 (1946).
[13]
Ibid, p. 884.
6 pt
6 pt
0
3
CONCURRING OPINION
CASTRO, J.:
My concurrence in the decision of this Court in the able pen of
Mr. Justice Fernando is unqualified.
Nonetheless, I feel compelled to express my views on certain
disturbing facets of this case which to my mind not merely indicate a
censurable denial of due process, but as well pointedly exposes, from the perspective of military
law, tradition and usage, the intrinsic nullity of the proceedings had by the
general court-martial in question.
The history and development of courts-martial as tribunals for
the enforcement of discipline in bodies of military character[1]
underscore several time-honored tenets: a court-martial is an instrumentality of the
executive power, to aid the President as commander-in-chief in properly
commanding and controlling the armed forces and enforcing discipline therein;
it has only such powers as are expressly vested in it by statute, or as may be
derived from military usage; it is a creature of orders; as a
purely executive agency designed for military uses, it is brought into being
by a military order; it is transient in its duration; it has no fixed place of
session, nor permanent office or clerk, no inherent power to issue a judicial
mandate; its judgment is in quintessence simply a recommendation until approved
by the proper revisory commander; its competency cannot be expanded by
implication; and no intendment in favor of its acts can be made where their
legality does not indubitably appear.[2]
The original concept of a court-martial in British law, even with
American and Philippine statutory accretions, remains fundamentally the same
today, with few modifications of consequence.
Why a
court-martial is essentially transient in nature, and is as a rule appointed to
try a single case, is not difficult to comprehend.
Firstly, in a military organization, every officer thereof
belongs to a particular branch of service and is for that reason assigned to a
position which calls for the discharge, in a continuing manner and for a
period which is denominated tour of duty, of duties pertaining to his
specialization or branch of service. Thus an ordnance officer is assigned to ordnance work, a field artillery
officer to field artillery duties, a finance officer to duties involving money
and finances, a quartermaster officer to duties involving supplies and other
aspects of logistics, and so forth. Although generic military duty perforce embraces occasional membership
in courts-martial, it does not envision such membership as a continuing
assignment of long duration.
Secondly, the court-martial, as its history and
development demonstrate, is a blend of the jury system and the one-judge
(non-jury) judicial system. In common
law jurisdictions, an accused is tried by his peers. In one-judge (non-jury) jurisdictions, the accused is tried by a
lone judicial arbiter. In a
court-martial trial, the entire panel of officers who constitute the court-martial is
judge and jury.
Thirdly, by virtue of military law, tradition and usage, a
court-martial is constituted to try a particular case (or several cases
involving the same accused). After completion of the trial and resolution
of necessary post-trial incidents, the court is dissolved, and the members
thereof return to and resume their respective normal assignments. Even the law member of a court-martial (who
rules on questions of law and admissibility of evidence and advises the other
members on court procedure and the legal intricacies of trial), rejoins his
regular office or unit (although he may thereafter again be appointed law
member of a subsequent general court-martial, or an ordinary member of another
general court-martial, or even president of still another general court-martial).
In sum, a court-martial is
not a continuing permanent tribunal.
Thus it is that, in the Armed Forces of the Philippines, the
general rule has commanded undiminished respect that a court-martial is appointed
to try only a single case, or several cases pertaining to a single individual. There is of course no legal impediment to empowering a
court-martial, in the same order creating it, to try more than one case, but
such creations are the exception and quite infrequent. And even if
“roving” or “semi-permanent” courts-martial were the rule
in our Armed Forces, which I do not
concede, the general court-martial in the case at bar was not one such.
It is undisputed – as in fact it is stipulated by the parties –
that the general court-martial in question was constituted to try Captain
Egmidio Jose. Nothing in the
phraseology of the order that created it authorized it to try the petitioner
staff-sergeant Santiago. It could not
therefore proceed in any manner, which we can view as properly coming within
the periphery of its limited powers, with respect to the charge against
Santiago. When it arraigned Santiago on December 17, 1962, it was absolutely
without legal power to do so, and the arraignment was a futile ceremony, as
meaningless as it was inefficacious.
Undeniably the record shows that the order creating the
court-martial to try Captain Egmidio Jose was belatedly amended on January 8,
1963 by the addition of the phrase, “and such other cases that may be
referred to it. But this afterthought
could not, in law, serve to invest with validity an act that was ab initio
a nullity. And it is of no moment that
the petitioner was thereafter arraigned anew, assuming arguendo that he was. The proceedings would have been palpably
objectionable on the patent ground that the offense imputed to the petitioner
which was committed on December 18, 1960 was already time-barred on December
18, 1962, pursuant to the provisions of Article of War 38 of Commonwealth Act
408, as amended.
As I see it, the arraignment of the petitioner by the general
court-martial constituted to try Captain Egmidio Jose was a desperate measure
resorted to to remedy a desperate situation – solely to interrupt the running of
the prescriptive period provided by Article of War 38. This action was not
only completely devoid of any semblance of legality; it likewise conclusively
evinces gross negligence on the part of the military. Why nothing was done toward the creation of a
court-martial to try Santiago within the two years following the commission of
the crime is not explained by the record, and I venture the opinion that there
can be no satisfactory explanation thereof. The military authorities allowed that long period to lapse without any
assiduous effort at bringing the petitioner to the forum of a duly constituted
general court-martial. This should
never come to pass in the Armed Forces where disciplinary measures of whatever
specie or character, by law and tradition and usage, should be swiftly
administered. For, the officer of average
military learning knows or should be cognizant of the proliferation in the
Articles of War of provisions designed to insure speedy trial of accused
persons.
Because an accused charged with a serious offense such as that in
the case at bar – unlawful disposition of ten carbines belonging to the
Government – is ordinarily placed in arrest and is no entitled to bail, time is
of the essence as undue delay would obviously be prejudicial to the
accused. The Articles of War (Commonwealth
Act 408 as amended by Rep. Act 242) and implementing military manuals and
regulations explicitly enjoin that the report of investigation, if practicable,
be completed within 48 hours, that the investigator forthwith make the proper
recommendation as to the disposition of the case, and that the officer
exercising general court-martial jurisdiction over the accused act on the
report of the investigator with deliberate speed. As a matter of fact, Article of War 71 explicitly commands that
when a person subject to military law is placed in arrest or confinement
immediate steps be taken to try him or to dismiss the charge; that when a
person is held for trial by general court-martial his commanding officer, within
eight days after the accused is arrested or confined, forward the charges to
the officer exercising general court-martial jurisdiction and furnish the
accused a copy of such charges; and that if the same be not practicable, he
report to superior authority the reasons for the delay. The same Article of War poises the threat of
punishment (as a court-martial may direct) over any officer responsible for
unnecessary delay “in investigating or carrying the case to a final conclusion.”
The record propels me to the conclusion that everything that the
military authorities did or neglected to do with respect to the case of the
petitioner was contrary to all the imperatives of military law, tradition and
usage.
In fine, it is my considered view that at the time the petitioner
was arraigned, there was no court-martial validly in existence that could
legally take cognizance of the charge against him. At best, the general court-martial in question, vis-a-vis the petitioner, was disembodied if not innominate, with
neither shape nor substance.
[1]
For a detailed exposition of the history of courts-martial, see Military Law
and Precedents, 2nd ed. (1920), by William Winthrop.
[2]
Winthrop, id., pp. 49-50.