Adm. Case No. 198-J. May 31, 1971
PAZ M. GARCIA, COMPLAINANT, VS. HON. CATALINO MACARAIG, JR., RESPONDENT.
BARREDO, J.:
Administrative complaint
filed by one Paz M. Garcia against the Honorable Catalino
Macaraig, Jr., formerly Judge of the Court of First
Instance of Laguna, Branch VI, now Undersecretary of Justice, in his former
capacity as judge, for alleged “dishonesty, violation of his oath of
office as judge ….. gross incompetence, violation of
Republic Act 296 or the Judiciary Act of 1948, as amended, (particularly) Sections 5, 55 and 58 thereof, committed
(allegedly) as follows:
“2. That from July 1, 1970 up to February 28, 1971
inclusive, as such incumbent Judge, respondent herein, has not submitted his monthly reports containing the number of
cases filed, disposed of, decided
and/or resolved, the number of cases pending decisions for one month, two months to over three months,
together with the title, number, number of hours of court session held a day,
etc., as evidenced by the certificate issued by Hon. Eulalio
D. Pichay, Judicial Superintendent, Dept. of Justice,
copy of which is hereto attached as Annex ‘A’, Item No. 1, in violation of
Circular No. 10 of the Dept. of Justice dated February 6, 1952, copy of which
is hereto attached as Annex ‘B’;
“3. That
he has not submitted his
certificate of service (New Judicial Form No. 86, Revised 1966) from July to
December, 1970 and from January to February, 1971 inclusive as evidenced by
the certificate issued by Judge Pichay, Judicial
Superintendent, Dept. of Justice Annex ‘A’, Item No. 2 thereof;
“4. That as incumbent Judge of Branch VI, Court of
First Instance of Laguna and San Pablo
and knowing fully well that he has never
performed his official duties or discharged the duties appertaining to
his office, he has collected and was
paid his salaries from July to December, 1970 and from January to
February 1971 as evidenced by the certificate issued by the cashier Mrs. Santos
of the Department of Justice hereto attached as Annex ‘C’ and the certificate
of Mr. Pichay Annex ‘A’, last paragraph thereof, aggravated by his repeated failure to submit the certificate of service in
flagrant violation of section 5 of the Judiciary Act of 1948 as amended which
provides as follows:
‘x x x District judges, judges of City
Courts, and municipal Judges shall certify on their application for leave, and
upon salary vouchers presented by them for payment, or upon the payrolls upon
which their salaries are paid, that all special proceedings, applications,
petitions, motions, and all civil and criminal cases which have been under
submission for decision or determination for a period of ninety days or more
have been determined and decided on or before the date of making the
certificate and x x x no salary shall be paid without such certificate‘ (Underscoring supplied).
“5. That his deliberate failure to submit the
monthly reports from July to December, 1970 and from January, 1971 to February,
1971 stating therein the number of hours of session that the Court holds
daily, the accomplishments of the Court constitutes a clear violation of
Section 55 and 58 of the Judiciary Act of 1948, as amended.
“6. That by his deliberate violation of his Oath
of Office as a District Judge of the Court of First Instance of Laguna and San
Pablo, Branch VI he has manifested such moral bankruptcy as to deny his fitness
to perform or discharge official duties in the administration of justice.
“7. That on June 29, 1970, respondent Judge wrote
to the Honorable Secretary of Justice informing him that he was entering upon
the performance of his duties, which letter of his reads in full:
‘I have the honor to inform you that I am entering upon the
performance of the duties of the office of Judge of the Court of First Instance
of Laguna and San Pablo City
(Branch VI) today, June 29, 1970.’
“That such actuation of deliberately telling a deliberate
falsehood aggravates his moral bankruptcy incompatible to the requirements of
the highest degree of honesty, integrity and good moral character appertaining
to holding the position of Judge in the administration of justice.”
Upon being so required, in due time, respondent filed an answer
alleging pertinently that:
“THE FACTS
“Respondent took his oath as Judge of the Court of First
Instance of Laguna and San Pablo City
with station at Calamba on June 29, 1970.
The court, being one of the 112 newly created CFI branches, had to be
organized from scratch. After consultations
with the officials of the province of Laguna, the municipality of Calamba and the Department of Justice, respondent decided
to accept the offer of the Calamba Municipal
Government to supply the space for the courtroom and offices of the court; to
utilize the financial assistance promised by the Laguna provincial government for the purchase of the necessary
supplies and materials; and to rely on the national government for the
equipment needed by the court (Under Section 190 of the Revised Administrative
Code, all these items must be furnished by the provincial government. The provincial officials of Laguna, however,
informed the respondent that the province was not in a position to do so).
“As to the space requirements of the court, the Municipal
Mayor of Calamba assured the respondent that the
court could be accommodated in the west wing of the Calamba
municipal building as soon as the office of the municipal treasurer and his
personnel are transferred to another location.
When the projected transfer of the municipal treasurer’s office was about
to be effected, the treasurer and several municipal
councilors objected. The municipal mayor
then requested the respondent to look over some of the office spaces for rent
in Calamba, with the commitment that the municipal
government will shoulder the payment of the rentals. Respondent’s first choice was the second
floor of the Republic Bank branch in Calamba, but the
negotiations failed when the owner of
the building refused to reduce the rent to P300 a month. The next suitable space selected by respondent
was the second floor of the Laguna Development Bank. After a month’s negotiations, the
municipality finally signed a lease agreement with the owner on October 26, 1970. Another month passed before the municipal
government could release the amount necessary for the improvements to convert
the space that was rented, which was a big hall without partitions, into a
courtroom and offices for the personnel of the court and for the assistant
provincial fiscal. Thereafter, upon
respondent’s representations, the
provincial government appropriated the amount of P5,000
for the purchase of the supplies and materials needed by the court. Early in December, 1970 respondent also
placed his order for the necessary equipment with the Property Officer of the Department
of Justice but, unfortunately, the
appropriation for the equipment of courts of first instance was released only on December 23, 1970 and
the procurement of the equipment chargeable against this allotment is still
under way (please see enclosed certification of the Financial Officer of the Department
of Justice marked Annex ‘A’).
“When respondent realized that it would be sometime before he
could actually preside over his court, he applied for an extended leave (during
the 16 years he had worked in the Department of Justice, respondent had, due
to pressure of duties, never gone on extended leave, resulting in his
forfeiting all the leave benefits he had earned beyond the maximum ten months
allowed by the law). The Secretary of
Justice, however, prevailed upon respondent to forego his leave and instead to
assist him, without being extended a formal detail, whenever respondent was
not busy attending to the needs of his court.
“Charges
Have No Basis –
“Complainant has charged respondent with dishonesty, violation
of his oath of office, grave incompetence and violation of Sections 5, 55 and
58 of the Judiciary Act.
“It is respectfully submitted that –
“A. Respondent’s inability to perform his judicial
duties under the circumstances mentioned above does not constitute incompetence. Respondent was, like every lawyer who gets
his first appointment to the bench, eager to assume his judicial duties and rid
himself of the stigma of being ‘a judge without a sala‘,
but forces and circumstances beyond his control prevented him from discharging
his judicial duties.
“B. Respondent’s collection of salaries as judge
does not constitute dishonesty because aside from the time, effort and money he
spent in organizing the CFI at Calamba, he worked in
the Department of Justice (please see enclosed certification of Undersecretary of Justice Guillermo S. Santos
marked Annex ‘B’). Indeed, even if
respondent did no more than exert efforts to organize his court, he
could, as other judges have done, have collected his salaries as judge without
being guilty of dishonesty.
“Incidentally, when respondent took his oath as CFI
judge which position then carried a salary of P19,000 per annum, he
automatically ceased to be Chief of the Technical Staff of the Department of
Justice and Member of the Board of Pardons and Parole, positions from which he
was receiving P16,200 and P8,000 per annum, respectively. Also, in anticipation of the judicial duties
which he was about to assume, respondent took a leave of absence from his professorial lecturer’s duties in
the U.P. College of Law where he was receiving approximately P600 a month.
“C. Sections
5, 55 and 58 of the Judiciary Act and Circular No. 10 dated February 6, 1952 of the Department of
Justice are not applicable to a Judge not actually discharging his judicial
duties.
“The Department of Justice has never required judges who have not actually started to perform
their judicial duties to comply with the abovementioned statutory provisions and
circular (please see enclosed certification of Judge Eulalio
D. Pichay, Judicial Superintendent, marked Annex ‘C’).
“Moreover, a reading of these sections and circular makes
evident the folly of requiring a judge who has not entered into the performance
of his judicial duties to comply with them.
Taking Section 5, how could a judge who has not started to discharge his
judicial duties certify that ‘all special proceedings, applications,
petitions, motions, and all civil and criminal cases which have been under
submission for decision or determination for a period of ninety days or more
have been determined and decided on or before the date of making the
certificate.’ And how could such a judge hold court in his place of permanent
station as required by Section 55; observe the hours of daily sessions of the
court as prescribed by Section 58; and render the reports required by Circular
No. 10 when his court is not yet in physical existence. Clearly, therefore, Sections 5, 55 and 58 of
the Judiciary Act and Circular No. 10 cannot apply to such a judge.”
In view of the nature of the allegations of complainant and
respondent in their respective complaint and answer and considering, in the
light thereof, that the material facts
are more or less undisputed, the Court
feels that this case can be disposed of without any further proceeding.
After mature study and deliberation, the Court is convinced that the complaint must be
dismissed. To begin with, We cannot discern any tinge of dishonesty in the actuations
of the respondent complained of. As We see it,
the situation is not exactly as complainant
has attempted to portray it.
Complainant’s theory is
that respondent collected or received salaries as judge when in fact he has never acted as such, since the date he
took his oath up to the filing of the complaint. In the sense that respondent has not yet performed any judicial function, it may be
admitted that respondent has not
really performed the duties of judge.
What is lost sight of, however, is that after taking his oath and formally assuming his position as
judge, respondent had a perfect right to earn the salary of a judge
even in the extreme supposition that he did not perform any judicial function
for he could, while preparing himself for his new job or for any
good reason, take a leave, as in fact, he had planned to do, were it not
for the request of the Secretary of Justice for him to forego the idea and,
instead, help the Department in whatever way possible which would not, it must
be presumed, impair his position as a judge.
This is more so, when, as in this case, the government offices or officers
in duty bound to furnish him the necessary place and facilities for his court
and the performance of his functions have failed to provide him therewith
without any fault on his part. That
respondent took it upon himself to personally work for early action on the part
of the corresponding officials in this direction and, in his spare time, made himself available to the Department of Justice to assist the
Secretary, what with his vast experience, having worked therein for sixteen
years, is, far from being dishonesty, to his credit. In the circumstances, it was certainly not improper
that he rendered some kind of service to the government, since he was
receiving salaries, while being unable to perform his regular duties as judge
without any fault on his part. As to
whether or not in doing so he placed in jeopardy the independence of the
judiciary and failed to act according to the correct norm of conduct which a
judge should observe vis-a-vis service to the other
departments of the government will be discussed anon. At this juncture, the only point We settle is that complainant’s theory of dishonesty cannot
hold water.
Admittedly respondent has not prepared and submitted any of the
reports of accomplishments and status of cases in his sala
which are usually required of judges under existing laws as well as
the corresponding circulars of the Department of Justice. The reason is simple. He has not yet started performing any
judicial functions. None of those laws
and circulars apply to him, for all of them
contemplate judges who are actually holding trials and hearings and making decisions
and orders. On the other hand,
respondent could not be blamed for taking his oath as he did, for he had a
valid confirmed appointment in his favor.
In other words, he simply made himself available for the purposes for
which he was appointed. That he could
not actually hold office in the court to which he was appointed was not of his
making. The other officials in charge of
providing him therewith seem to have been caught unprepared and have not had
enough time to have it ready.
Conceivably, under the law, with the permission of this Court, respondent
could have been assigned to another court pending all these preparations, but
that is something within the initiative and control of the Secretary of Justice
and not of the respondent.
Of course, none of these is to be taken as meaning that this
Court looks with favor at the practice of long standing, to be sure, of judges
being detailed in the Department of Justice to assist the Secretary even if it
were only in connection with his work of exercising administrative authority
over the courts. The line between what a
judge may do and what he may not do in collaborating or working with other
offices or officers under the other great departments of the government must
always be kept clear and jealously observed, lest the principle of separation
of powers on which our government rests by mandate of the people thru the
Constitution be gradually eroded by practices purportedly motivated by good
intentions in the interest of the public service. The fundamental advantages and the necessity
of the independence of said three departments from each other, limited only by
the specific constitutional precepts on check and balance between and among
them, have long been acknowledged as more paramount than the serving of any
temporary or passing governmental conveniences or exigencies. It is thus of grave importance to the
judiciary under our present constitutional scheme of government that no judge
of even the lowest court in this Republic should place himself in a position
where his actuations on matters submitted to him for action or resolution would
be subject to review and prior approval and, worst still, reversal, before they
can have legal effect, by any authority other than the Court of Appeals or
this Supreme Courts, as the case may be.
Needless to say, this Court feels very strongly that it is best that
this practice is discontinued.
WHEREFORE, the herein administrative complaint is hereby
dismissed. Let a copy of this resolution be
furnished the Secretary of Justice.
Concepcion, C.J., Reyes, J.B.L., Dizon, Makalintal, Zaldivar, and Villamor, JJ., concur.
Fernando, J., concurs fully and
in addition submits a brief separate opinion.
Ruiz Castro and Teehankee, JJ., took no part.
Makasiar, J., concurs with the opinion of J. Fernando.
Clean
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CONCURRING OPINION
FERNANDO, J.:
I join the rest of my brethren in yielding concurrence to the
ably-written opinion of Justice Barredo. Respondent Judge clearly should be exculpated
of the charge filed against him. What is
more the opinion of the Court possesses the merit of setting forth in
forthright and unequivocal language the disapproval of the practice hitherto
followed of having members of the judiciary perform non-judicial
functions. There is no doubt to my mind
of its repugnancy to the fundamental concept of separation of powers. It is to that aspect of the question as well
as what, to my mind, is the doubtful constitutionality of allowing the
Secretary of Justice to exercise supervisory authority over lower court judges
that this brief concurring opinion addresses itself.
1. The doctrine of
separation of powers, a basic concept under our Constitution,[1]
embodies the principle of a tripartite division of governmental authority
entrusted to Congress, the President, and the Supreme Court as well as such
inferior courts as may be created by law.
Three departments of government are thus provided for, the legislative
vested with the lawmaking function, the executive with the enforcement of what
has been thus enacted, and the judiciary with the administration of justice,
deciding cases according to law.[2]
The reason for such a doctrine is to assure liberty, no one branch being
enabled to arrogate unto itself the whole power to govern and thus in a
position to impose its unfettered will.
If it were so, the rights of the individual could with impunity be
disregarded; he could be placed at its mercy.
The three departments are coordinate and coequal, each having exclusive cognizance of matters within
its jurisdiction and supreme in its own sphere. That is to guarantee independence, no
interference being allowed on matters left to the exclusive concern of
each. Much less is control by only one
of the three departments of any or both of the others permissible.[3]
It is to be admitted that the realities of government preclude
the independence of each of the departments from the other being absolute. This is so especially as between the
legislative and executive departments.
What the former enacts, the latter implements. To paraphrase Roosevelt,
the letter of the Constitution requires a separation, but the impulse of a
common purpose compels cooperation. It
could be carried to the extent of such powers being blended, without undue
danger to liberty as proved by countries having the parliamentary forms of
government. This is especially so in England
and in Switzerland,
where the tradition of freedom possesses strength and durability. It does not admit of doubt, however, that of
the three branches, the judiciary is entrusted with a function the most sensitive
and delicate. It passes upon
controversies and disputes not only between citizens but between citizens and
government, the limits of whose authority must be respected. In a system like ours, every exercise of
governmental competence, whether coming from the President or from the lowest
official, may be challenged in court in an appropriate legal proceeding. This is an aspect of the theory of checks and
balance likewise provided for in the Constitution.[4]
It is thus indispensable that judicial independence should, by all means, be
made secure. Not only that. The feeling that judges are not in any way
subject to the influence of the executive and legislative branches must be
pervasive; otherwise, there would be loss of confidence in the administration
of justice. With that gone, the rule of
law is placed in dire peril.
Nor is the force, to my
mind, of the preceding observation blunted by the recognition that there could
be no precise delineation of the respective competence allotted to the legislative,
the executive and the judicial departments under the Constitution. Necessarily, overlapping and interlacing of
functions could not entirely be avoided.
For as observed by Justice Holmes in his famous dissent in a case of
Philippine origin:[5] “The great ordinances of the
Constitution do not establish and divide fields of black and white. Even the more specific of them are found to
terminate in a penumbra shading gradually from one extreme to the other. * * * When we come to the fundamental distinctions
it is still more obvious that they must be received with a certain latitude or
our government could not go on.”[6] Further on, he added: “It does not seem to need argument to
show that however we may disguise it by veiling words we do not and cannot carry
out the distinction between legislative and executive action with mathematical
precision and divide the branches into watertight compartments, were it ever so
desirable to do so, which I am far from believing that it is, or that the
Constitution requires.”[7]
2. While the doctrine of
separation of powers is a relative theory not to be enforced with pedantic
rigor, the practical demands of government precluding its doctrinaire
application, it cannot justify a member of the judiciary being required to assume
a position or perform a duty non-judicial in character. That is implicit in the principle. Otherwise there is a plain departure from its
command. The essence of the trust
reposed in him is to decide. Only a
higher court, as was emphasized by Justice Barredo,
can pass on his actuation. He is not a
subordinate of an executive or legislative official, however eminent. It is indispensable that there be no
exception to the rigidity of such a norm if he is, as expected, to be confined
to the task of adjudication. Fidelity to
his sworn responsibility no less than the maintenance of respect for the
judiciary can be satisfied with nothing less.
It is apposite to quote from an opinion of Justice Cardozo, as Chief Judge of the New York Court of Appeals,[8]
when that Court nullified a section of a New York
statute that would vest in a justice of its Supreme Court the power to
investigate at the instance of its governor.
His opinion explained why:
“He is made the delegate of the Governor in aid of an executive act,
the removal of a public officer. * * *
At the word of command he is to give over the work of judging, and set himself
to other work, the work of probing and advising. His findings when made will have none of the
authority of a judgment. To borrow Bacon’s
phrase, they will not ‘give the rule or sentence.’ They will not be preliminary
or ancillary to any rule or sentence to be pronounced by the judiciary in any
of its branches. They will be mere
advice to the Governor, who may adopt them, or modify them, or reject them
altogether. From the beginnings of our
history, the principle has been enforced that there is no inherent power in
Executive or Legislature to charge the judiciary with administrative functions
except when reasonably incidental to the fulfillment of judicial duties. * * * The exigencies of government have made
it necessary to relax a merely doctrinaire adherence to a principle so flexible
and practical, so largely a matter of sensible approximation, as that of the
separation of powers. Elasticity has not
meant that what is of the essence of the judicial function may be destroyed by
turning the power to decide into a pallid opportunity to consult and recommend
* * *.”[9]
Our holding today has been foreshadowed in Noblejas
v. Teehankee,[10]
a 1968 decision. Justice J.B.L. Reyes,
who penned the opinion, first referred to the above Richardson decision as well
as to Federal Radio Commission v. General Electric Co.[11]
It went on to state: “In this
spirit, it has been held that the Supreme Court of the Philippines and its
members should not and cannot be required to exercise any power or to
perform any trust or to assume any duty not pertaining to or connected with the
administration of judicial functions; and a law requiring the Supreme Court to
arbitrate disputes between public utilities was pronounced void in Manila
Electric Co. vs. Pasay Transportation Co. (57 Phil.
600).”[12]
It is clear from the above Noblejas decision that
even prior to the Constitution, there was a commitment to the principle that a
member of the judiciary cannot be asked to discharge non-judicial
functions. For in Manila Electric Co. v.
Pasay Transportation Co.,[13]
mentioned therein, Justice Malcolm, speaking for this Court, was quite
explicit. Thus: “The Supreme Court and its members
should not and cannot be required to exercise any power or to perform any trust
or to assume any duty not pertaining to or connected with the administering of
judicial functions.”[14]
3. Nonetheless, as now
decided, respondent Judge Macaraig should not be held
in any wise accountable. No taint of bad
faith can be attached to his conduct.
What he was required to do was in accordance with the practice
heretofore followed by the Department of Justice. He is, under the statute in force, under the
administrative supervision of its head.
Nor can the good faith of Secretary of Justice Abad
Santos be impugned. What was done by him
was likewise in accordance with what previous secretaries of justice were
accustomed to do. The root of the evil
then is the statutory authority of the
Department of Justice over courts of first instance and other inferior courts.[15] While a distinction could be made between
the performance of judicial functions which in no way could be interfered with
by the Department and the task of administration which is executive in
character, still the conferment of such competence to a department head, an alter
ego of the President, is, to my mind, not only unwise but of doubtful
constitutionality. For in issuing
administrative rules and regulations over matters deemed non-judicial, they may
trench upon the discretion of judges which should be exercised according to
their conscience alone. What is more,
the influence that the Secretary has over them is magnified. It is already unavoidable under our scheme of
government that they court his goodwill; their promotion may at times depend on
it. With this grant of authority, the
assertion of independence becomes even more difficult. It is thus objectionable in principle and
pernicious in operation. That certainly
is not the way to reduce to the minimum any participation of the executive in
judicial affairs arising from the power to appoint. As it is, even when the government as the
adverse party in criminal cases, tax suits, and other litigations is in the
right, a favorable decision from the lower courts could be looked upon with
suspicion. The judiciary must not only
be independent; it must appear to be so.
The presence in the statute books of such power of administrative
oversight then, is, to my mind, anomalous.
More specifically, were it not for such power granted the department
head, respondent Judge in this case could not have been called upon to assist
the Secretary of Justice. Considering
that the Constitutional Convention is about to meet, it is to be hoped that it
be made clear that the judiciary is to be totally freed from any supervisory
authority of an executive department.
[1]
Cf. “The separation of powers is a fundamental principle in our system of
government.” Angara v.
Electoral Commission, 63 Phil. 139, 156 (1936) per Laurel, J.
[2]
Law covers not only statutes but likewise, treaties, executive orders to
implement statutes, and ordinances, municipal corporations being delegated
with the competence of legislating over local affairs.
[3]
Cf. Luzon Stevedoring Corp. v.
Social Security Commission, L-26175, July 31, 1970, 34 SCRA 178.
[4]
As pointed out by Justice Laurel in the previously cited Angara
decision, the President may approve or disapprove legislation, his veto however
being subject to be overriden; he may convene the
legislative body in special sessions; Congress may confirm or reject
Presidential appointments; it may apportion the jurisdiction of the courts and determine what funds to appropriate
for their support; it may impeach certain officials; and lastly as far as the
judiciary is concerned, it has the power of judicial review enabling it to
annul executive or legislative acts.
[5]
Springer v. Government of the
Philippine Islands, 277 US 189 (1928).
[6]
Ibid, pp. 209-210.
[7]
Ibid, p. 211.
[8]
In re Richardson, 160 NE 655
(1928).
[9]
Cf. Hayburn’s Case, 2 Dall.
409 (1792); United States v. Ferreira, 13 How. 40 (1851); Gordon v.
United States,
117 US 697
(1865); Matter of Sanborn, 148 US 222 (1893); Interstate Commerce Commission v.
Brimson, 154 US 447 (1894); Muskrat v. United
States, 219 US
346 (1911); Tutun v. United
States, 270 US
738 (1926); Liberty Warehouse Co. v. Grannis,
273 US 70
(1927).
[10]
L-28790, April 29, 1968, 23 SCRA 405.
[11]
281 US 469 (1930).
[12]
Noblejas v. Teehankee,
L-28790, April 29, 1968, 23 SCRA 405, 409-410.
[13]
57 Phil. 600 (1932).
[14]
Ibid, p. 605.
[15]
Section 83, Administrative Code of 1917, as amended, reads as follows: “Bureaus and offices under the
Department of Justice. – The Department of Justice shall have executive
supervision over the Office of the Solicitor General, the Courts of First
Instance and the Inferior Courts, the Public Service Commission, the Bureau of
Prisons, the General Land Registration Office, the Court of Industrial
Relations, the National Bureau of Investigation, the Bureau of Immigration, the
Board of Pardons and Parole, the Deportation Board and the Code
Commission. The Office of the Government
Corporate Counsel shall be merged with the Office of the Solicitor
General. * * *”