G.R. No. L-19611. February 27, 1971
MAXIMO B. ESTRELLA, PETITIONER-APPELLANT, VS. VICENTE ORENDAIN, JR. AND ILUMINADA P. QUILOP, RESPONDENTS-APPELLEES.
BARREDO, J.:
Appeal from the decision of the Court of First Instance of Rizal in Civil Case No. 6653, dated November 9, 1961,
dismissing appellant Maximo B. Estrella’s
petition for certiorari and prohibition for lack of merit and lifting
the writ of preliminary injunction previously issued therein.
The facts are succinctly stated in the appealed decision thus:
“From the facts alleged in the pleadings and not controverted it appears that respondent Iluminada
P. Quilop filed with the Provincial Fiscal a
complaint charging the petitioner with falsification of a public document. It was alleged that petitioner who is the
mayor of Makati, Rizal,
made it appear in a marriage certificate that one Rosalina Quilop
also known as Lina Quilop,
daughter of said respondent, had contracted marriage with one Armando Reyes
before him in Makati, when the truth is that said
Rosalina Quilop could not have appeared before the
petitioner in Makati to be married because she was
then confined at the Welfare House for Women and Girls at 10 Apo Street, Quezon City, under
the care of the Social Welfare Administration from November 27, 1960 to
December 10, 1960, inclusive. The gist
of the offense, therefore, is that the petitioner had falsified the alleged
marriage certificate by falsely stating therein that Rosalina Quilop had appeared before him in a marriage ceremony.
“The Fiscal, however, refused to take action on the complaint
and to file the corresponding information against petitioner on the ground that
since no action for declaration of the nullity of the marriage had been filed,
there can be no criminal liability arising from its solemnization.
“The offended party, faced with this refusal or failure of the
Fiscal to file an information against the petitioner, then petitioned the
Secretary of Justice to appoint a special fiscal to conduct the preliminary
investigation and to file thereafter the information against petitioner in
court. The Secretary of Justice granted
the request and appointed the respondent Special Prosecutor Vicente Orendain, Jr., to conduct the preliminary
investigation. The petitioner then filed
this petition for prohibition with preliminary injunction to restrain the
special investigator from proceeding with the investigation.”
Upon these facts, the court a quo rendered the appealed
decision, the dispositive portion of which reads:
“IN VIEW OF ALL THE FOREGOING, the Court holds the petition
for prohibition to be without merit and so hereby dismisses the same with
costs against the petitioner. The writ
of preliminary injunction previously issued in this case is hereby ordered
lifted.”
In his brief, appellant has assigned two errors allegedly
committed by the lower court, to wit:
“I
“THE TRIAL COURT ERRED IN DECLARING THAT THE PROVINCIAL
FISCAL OF RIZAL WAS ‘UNABLE’ OR HAD ‘FAILED’ TO PERFORM HIS OFFICIAL DUTY; AND
IN UPHOLDING THE VALIDITY AND PROPRIETY OF THE APPOINTMENT OF RESPONDENT
ORENDAIN, JR. UNDER SECTION 1679 OF THE REVISED ADMINISTRATIVE CODE AS ACTING
PROVINCIAL FISCAL OF RIZAL TO INVESTIGATE I. S. No. 5482.
“II
“THE TRIAL COURT ERRED IN ASSUMING WITHOUT EVIDENCE HAVING
BEEN PRESENTED, THAT ROSALINA QUILOP DID NOT APPEAR BEFORE THE
PETITIONER-APPELLANT DURING THE MARRIAGE CEREMONY, THUS ARRIVING AT THE
CONCLUSION THAT A DETERMINATION OF THE VALIDITY OF THE MARRIAGE IS NOT A
PREJUDICIAL QUESTION SINCE THE MARRIAGE, BEING (VOID) AB INITIO
MAY BE ATTACKED COLLATERALLY.”
The legal provision involved herein is Section 1679 of the
Revised Administrative Code. It
provides:
“Section 1679. When
Secretary of Justice shall appoint acting provincial fiscal.- When a provincial
fiscal shall be disqualified by personal interest to act in a particular case
or when for any reason he shall be unable, or shall fail to discharge any of
the duties of his position, the Secretary of Justice shall appoint an acting
provincial fiscal, who shall discharge all the duties of the regular provincial
fiscal which the latter shall fail or be unable to perform. x x x“
It is appellant’s position that there is absolute absence in this
case of any of the exceptional instances specified in the above section which
could have justified the appointment of Orendain,
Jr. as acting provincial fiscal of Rizal to conduct
the investigation and prosecution of the charge in question. Appellees maintain,
on the other hand, that there is here a failure or inability, although legal
in nature, on the part of the provincial fiscal of Rizal
to perform his duties, within the contemplation of said section. Paraphrasing the lower court, appellees contend that such failure or inability of the
provincial fiscal of Rizal consists of his refusal to
proceed with the investigation because of his “erroneous belief that an
action for the declaration of nullity of the marriage is necessary before any
criminal action can be instituted.” In these premises, the appeal is
devoid of merit.
There is no question that neither Fiscal Nicolas, the provincial
fiscal, nor Fiscal Melendrez, the assistant
provincial fiscal in charge of appellant’s case, is disqualified by reason of
personal interest to act. The only issue
is whether or not the refusal of the Provincial Fiscal of Rizal
to investigate appellant, because, as already stated, he believes there is a
prejudicial question that must first be resolved by the competent court, can
be considered as an instance wherein, the fiscal “shall be unable, or
shall fail, to discharge any of the duties of his position” within the
contemplation of above-quoted Section 1679.
The question presented is not entirely new. This Court already had occasion way back in
1958 to sustain the action of the Secretary of Justice under circumstances
similar to those in the case at bar, at least, as regards the principle
involved. In Assistant Provincial Fiscal
of Bataan vs. Dollete, 103 Phil. 914, wherein the factual setting was as
follows:
“The facts are not disputed.
In Criminal Case No. 278 of the Justice of the Peace Court of Dinalupihan, Bataan, several
persons were charged with ‘Offending the Religious Feeling’, under Article 133
of the Revised Penal Code. It was
alleged in the complaint filed by the Chief of Police, that while devotees of
the Iglesia Ni Cristo were
holding ceremony in a certain house in Dinalupihan,
the accused stopped in front thereof, made unnecessary noise, and shouted
derogatory words against the Iglesia ni Cristo and its members, and
even stoned the house. The Justice of
the Peace conducted the preliminary investigation and reduced to writing the
entire proceedings, wherein he made his findings of fact, after which he
elevated the case to the Court of First Instance of Bataan,
being of the opinion that ‘the crime has in fact been committed and that the accused
are probably guilty thereof’.
“Upon receiving the record of the case, which was docketed in
the Court of First Instance as Criminal Case No. 5046, petitioner Assistant
Provincial Fiscal summoned the offended parties and prosecution witnesses who
were represented by a private prosecutor, to appear before him and testify for
the purpose of gathering the necessary evidence and to convince himself of the
sufficiency thereof, before going ahead with the prosecution. The offended parties and the private
prosecutor appeared, but declined to give testimony, contending that said
Assistant Provincial Fiscal had no right to require them to do so, but that
they were reserving their testimonies when the case was tried before the Court
of First Instance. The petitioner,
considering the attitude of the offended parties, filed a motion for dismissal
of the case. Said motion was opposed by
the private prosecutor. It was set for
hearing, later actually heard, after which respondent Judge issued the order
subject of the present petition for certiorari, not only denying said
motion for dismissal, but ordering petitioner to file the corresponding
information. After failing to secure a
reconsideration of the said order, petitioner tried to appeal said order, but
the appeal was denied by respondent Judge on the ground that it was a mere
interlocutory order and consequently, not appealable. Hence this petition for certiorari.”
(pp. 916-917, 103 Phil. 914-920)
this Court held:
“What the petitioner should have done was to advise respondent
Judge of the attitude and conduct of the offended parties and to request that
they be ordered to submit to an investigation by him. On his part, respondent Judge had the right
to deny the motion for dismissal. His
action on similar motions is discretionary.
He may grant the motion to dismiss or deny the same. In the present case, he denied the motion to
dismiss on the ground that judging from the record of the case in the Justice
of the Peace Court, wherein the proceedings were reduced in writing, there was
sufficient evidence to sustain the prosecution. In this, respondent Judge was right. As to the right of a Judge to deny a motion
for dismissal of a criminal case, we said in U.
S. vs. Barredo,
supra:
‘Upon a motion of the provincial fiscal to dismiss a complaint
upon which an accused person has been remanded for trial by a justice of the
peace, it rests in the sound discretion of the judge whether to accede to such
motion or not. Ordinarily of course he
will dismiss the action in accordance with the suggestion of an experienced
fiscal who has personally investigated the facts. But if he is not satisfied with the reason
assigned by the fiscal, or if it appears to him from the record of the
proceedings in the court of the justice of the peace, or as a result of
information furnished by the private prosecutor, or otherwise, that the case
should not be dismissed, he may deny the motion.’
“But there was no need for respondent Judge in his order
denying the motion for dismissal, to direct the Fiscal (petitioner) to file the
information within five days. The denial
of the motion to dismiss implied the prosecution of the case, although not
necessarily by the same fiscal who moved for dismissal. It is rather embarrassing for a prosecuting
attorney to be compelled to prosecute a case when he is in no position to do
so, because in his opinion, he does not have the necessary evidence to secure
conviction, or he is not convinced of the merits of the case. Now, if the Assistant Provincial Fiscal fails
or refuses to file said information within a reasonable time, then either the
offended parties or the court could invoke Section 1679 of the Revised
Administrative Code, so that the Department of Justice could designate one to
act as Provincial Fiscal and file the corresponding complaint or
information.” (pp. 918-919, Ibid.)
In another case decided in the same month of May, 1958, Pañgan et al., vs. Pasicolan,
G.R. No. L-12577, May 19, 1958,
what happened was that a complaint for forcible abduction was filed in the JP
Court of Mexico, Pampanga, against three persons –
Alberto Pañgan, Arsenio Pabalan, Jr., and Teofilo Dizon. After the
required preliminary examination and investigation, the JP forwarded the case
to the CFI of Pampanga for further proceedings. In the CFI, the provincial fiscal
reinvestigated the case and finding no sufficient evidence against accused Pañgan and Pabalan, Jr., he filed
a motion for dismissal of the case as to them.
The CFI granted the fiscal’s motion and
accordingly, dismissed the case against Pañgan and Pabalan, Jr.
Subsequently, on motion of the complainant, the CFI reconsidered its
dismissal order, set it aside and thereafter set the motion for dismissal filed
by the fiscal for hearing on June 27,
1957. In a petition for certiorari
instituted in this Court, it was ruled that:
“x x x The
remedy of the offended party is to lodge a new complaint against petitioners (Pañgan and Pabalan, Jr.) either
before the justice of the peace court having jurisdiction over the case, or
with the provincial fiscal, and have a new examination conducted as required
by law. In case the provincial fiscal
should fail or refuse to act even when there is sufficient evidence on which
action may be taken, the offended party may take up the matter with the
Secretary of Justice who may then take such measures as may be necessary in the
interest of justice under Section 1679 of the Revised Administrative
Code.”
As may be noted, the thrust of the above rulings is that the
inability or failure of a fiscal to perform his duties contemplated in the
provision in question is not limited to physical inability or failure, as
appellant would want to be done. This is
as it should be. Although We have said
in Vda. de Bagatua vs. Revilla and Lombos, 104 Phil.
392, that:
“The Rules of Court also specifically provide that all criminal
actions, either commenced by complaint or information, shall be prosecuted
under the direction and control of the fiscal (Section 4, Rule 106, Rules of
Court), and from these legal mandates springs the principle that where the
fiscal, after conducting a preliminary investigation is convinced that the
evidence is insufficient to establish, at least prima facie, the guilt
of the accused, he has the perfect authority to dismiss the same (See Gonzales
vs. Court of First Instance of Bulacan, 63 Phil. 846;
People vs. Orias, 65 Phil., 744; People vs. Natoza, 100 Phil., 533; 53 Off. Gaz
[22] 8099). Under the aforesaid ruling,
the fiscal or the city attorney, as prosecuting officer, is under no
compulsion to file the corresponding information based upon a complaint, where
he is not convinced that the evidence gathered or presented would warrant the
filing of an action in court. It is true
that this authority involves the exercise of discretion to a wide latitude and
while it may invite the commission of abuses, yet it must also be recognized
that necessity demands that prosecuting officers should be given such authority
if we are to avoid the courts from being flooded with cases of doubtful merit
or to unduly compel the fiscals to work against their convictions. It may be stated in this connection, that
although prosecuting officers under the power vested upon them by law not only
have the authority but also the duty of prosecuting persons who, according to
the evidence received from the complainant, are shown to be guilty of a crime
committed within the jurisdiction of their offices, they are likewise bound by
their oath of office to protect innocent persons from groundless, false or
malicious prosecution. And since as
lawyers they have sworn not to aid or consent to any unlawful suit, the
respondents would certainly commit a serious dereliction of duty by
prosecuting any person whom they do not believe to have committed the offense
he was charged with by an alleged offended party, or when the evidence
available is not, in their opinion, sufficient to warrant the conviction of
the accused. Of course, the power of the
City Attorney or prosecuting fiscal in connection with the filing and
prosecution of criminal charges in court is not altogether absolute; but the
remedy is not that of mandamus but the filing with the proper
authorities or court of criminal or administrative charges if the alleged
offended parties believe that the former maliciously refrained from instituting
actions for the punishment of violators of the law (Article 208, Revised Penal
Code).” (At pp. 395-396)
and in Maddela
vs. Aquino, 104 Phil. 433, that:
“In the case of Guiao vs. Figueroa,
94 Phil., 1018; 50 Off. Gaz., 4828, we said that the
law makes it the duty of prosecuting officers ‘to file the charges against
whomsoever the evidence may show to be responsible for an offense.’ But we also
there said that this does not mean that prosecuting officers shall have no
discretion in the matter, for where the law demands that all persons who appear
responsible for an offense shall be charged in the information, it also implies
that those against whom no sufficient evidence of guilt exists are not to be
included in the charge; and, needless to say, the determination of whether or
not there is, as against any person, sufficient evidence of guilt to warrant
his prosecution necessarily involves the exercise of discretion.” (At pp.
435-436)
and, further, in Zulueta
v. Nicolas, 102 Phil. 944, We held that:
“The present action is based on article 27 of the new Civil
Code, which provides that ‘any person suffering material or moral loss because
a public servant or employee refuses or neglects without just cause, to perform
his official duty may file an action for damages and other relief against the
latter’. But as we said in Bagalay vs. Ursal, (95 Phil. 473)
50 Off. Gaz. 4231, this article ‘contemplates a
refusal or neglect without just cause by a public servant or employee to
perform his official duty’. Refusal of
the fiscal to prosecute when after an investigation he finds no sufficient evidence
to establish a prima facie case is not a refusal, without just
cause, to perform an official duty.
The fiscal has for sure the legal duty to prosecute crimes where there
is enough evidence to justify such action.
But it is equally his duty not to prosecute when after an investigation
he has become convinced that the evidence available is not enough to establish
a prima facie case. The
fiscal is not bound to accept the opinion of the complainant in a criminal case
as to whether or not a prima facie case exists. Vested with authority and discretion to
determine whether there is sufficient evidence to justify the filing of the
corresponding information and, having control of the prosecution of a criminal
case, the fiscal cannot be subjected to dictation from the offended party
(People vs. Liggayu, et al., 97 Phil. 865, 51 Off. Gaz., 5644; People vs. Natoza,
100 Phil., 533, 53 Off. Gaz., 8099). Having legal cause to refrain from filing an
information against the persons whom the herein plaintiff wants him to charge
with libel, the defendant fiscal cannot be said to have refused or neglected
without just cause to perform his official duty. On the contrary, it would appear that he
performed it.” (p. 946)
nowhere in these decisions did We hold
that the refusal or failure of a fiscal to investigate and file the corresponding
information in a criminal case filed with him ends the case once and for all
and that the offended party has thereafter no remedy whatsoever to prosecute
the guilty party criminally. Indeed, in
a later case, We made it clear that:
“There is nothing in the law which grants to a provincial fiscal
exclusive right to investigate a charge that is submitted to him for
action. Of course, it is his duty under
the law to undertake the investigation during the period his situation may
permit. But when he is guilty of
inaction or acts in a manner that may jeopardize the right of a complainant or
offended party, there is nothing that may prevent the latter from taking action
to protect his right. To hold otherwise
would place his fate at the mercy of the prosecuting official. Such is the situation of respondent Sagales. He took the
action he deemed proper so that his grievance against his offenders may not
remain without vindication by the lapse of time. For this solicitude, he cannot be blamed. x x x. ” (De la Cruz vs. Sagales,
107 Phil. 673, 675.)
Importantly, it must be borne in mind that while it is true that
a fiscal in exercising his discretion as to whether or not to prosecute
somebody for an offense performs a quasi-judicial act, the functions that he
discharges as an officer of the government are basically executive. He belongs to the executive department rather
than to the judiciary. If indeed, in
some instances, his salary is paid by the corresponding local governments, he
does not thereby become a part thereof, for he is always within the ambit of
the national authority when it comes to the supervision and control of his office,
powers and functions. As a matter of
fact, Section 83 of the Revised Administrative Code places him under the
“general supervision and control” of the Department of Justice
together with other prosecuting officers and under Section 74 of the same
Code, the Secretary of Justice as “Department Secretary shall assume the
burden and responsibility of all activities of the Government under his
control and supervision.” (Uichangco vs.
Secretary of Agriculture and Natural Resources, et al., L-17328, March 30,
1963, 7 SCRA 547) Consequently, the constitutional power of the President of
control of all executive departments, bureaus or offices (Sec. 10, Art. VII,
Constitution of the Philippines)
should be considered as embracing his office.
Withal, the prosecution of crimes is part of the President’s duty to
“take care that the laws be faithfully executed” (Id.) and the
Secretary of Justice is, by the nature of his office, the principal alter
ego of the President in the performance of such duty, (Villena vs. Secretary of Interior, 67 Phil. 451) whereas
the working arms of the Secretary in this respect are the fiscals and other
prosecuting officers. On the other
hand, Section 79(c) of the Revised Administrative Code defines the extent of a
department secretary’s powers in the premises this wise:
“Section 79(c). Power
of direction and supervision.– The Department Head shall have direct
control, direction, and supervision over all bureaus and offices under his
jurisdiction and may, any provision of existing law to the contrary
notwithstanding, repeal or modify the decisions of the chief of said bureaus or
offices when advisable in the public interest.”
In Mondano vs. Silvosa,
97 Phil. 143, We explained that the import of this provision is that the power
of control therein contemplated “means the power (of the department head)
to alter, modify or nullify or set aside what a subordinate officer had done in
the performance of his duties and to substitute the judgment of the former for
that of the latter”. In Pelaez vs. Auditor General, L-23825, December 24, 1965, 15
SCRA 569, our learned present Chief Justice made it plain that under Section
10, Article VII of the Constitution, cited above, “the power of control
….. implies the right of the President (and, naturally, of his alter ego)
to interfere in the exercise of such discretion as may be vested by law in the
officers of the executive departments, bureaus, or offices of the national
government, as well as to act in lieu of such officers.” In fact, Section
37 of Act 4007, spells out this power in these precise terms: “The provisions of the existing law to
the contrary notwithstanding, whenever a specific power, authority, duty,
function, or activity is entrusted to a chief of bureau, office, division or
service, the same shall be understood as also conferred upon the proper
Department Head who shall have authority to act directly in pursuance thereof,
or to review, modify or revoke any decision or action of said chief of bureau,
office, division or service.” Accordingly, that section 83 confers upon
the Secretary only “general supervision and control” may not
be construed as limiting or in any way diminishing the pervasiveness of the
Secretary’s power of control under Sec. 79(c) which is constitutionally based,
since he acts also as alter ego of the President.
It is in the light of these legal provisions and judicially
settled propositions that Section 1679 must be understood. Actually, this provision applies the principle
of control, which We said above reaches the fiscal, in a milder way that gives
due consideration to his sensibilities and the fact that the nature of the
functions he performs, albeit they are basically executive, have some taints of
judicial hue. It is seemingly a
reconciliation between the need for national superintendence in order to insure
the President’s compliance with his duty relative to the faithful execution of
the laws, on the one hand, and the due recognition that must be given to
possible bona fide difference of views between the fiscal and his
superiors which will not necessitate the surrender of his conviction by the
fiscal. Thus, no compulsion is allowed
to be practiced on him to make him act in a distinct manner, whether to
prosecute or not to prosecute,[1]
and instead, he is permitted to maintain his opinion and conviction, reserving
only to the Secretary, in any appropriate case when the latter believes public
interest impels that a different course of action should be taken, to
temporarily relieve the fiscal of the duty to act by designating somebody else
to take his place solely and only for the purposes of such particular case.
As a matter of fact, it is not alone by Section 1679 that the fiscal’s place in the prosecution of crimes vis-a-vis the Secretary of Justice is statutorily defined,
even if not very directly. Section 1686
of the Revised Administrative Code complements the Secretary’s authority under
Section 1679 by providing that:
“Section 1686. Additional
counsel to assist fiscal. – The Secretary of Justice may appoint any lawyer
in the government service, or a competent person not in the public service,
temporarily to assist a fiscal or prosecuting attorney in the discharge of his
duties, and with the same authority therein as might be exercised by the
Solicitor General: Provided,
That if the person to be appointed in the public service is outside the
jurisdiction of the Department of Justice, such appointment may only be made
with the consent of the department head concerned.”
So also does Section 3 of Republic Act 3783, as amended and/or
inserted by Republic Act 3184 approved on September 8, 1967, as it provides
that:
“Sec. 3. The Chief
State Prosecutor, the Assistant Chief State Prosecutors, the Senior State Prosecutors,
the State Prosecutors, the District State Prosecutors, as well as other
prosecuting attorneys assigned in the interest of the public service to the
Prosecution Staff, shall have the same powers as provincial or city fiscals as
provided by law: Provided, That
said prosecutors shall only assist or collaborate with the provincial or city
fiscal, unless otherwise expressly directed and authorized by the Secretary of
Justice.
“The Chief State Prosecutor, the Assistant Chief State
Prosecutors, the Senior State Prosecutors, and the State Prosecutors shall also
prosecute deportation cases, investigate administrative charges against
fiscals, and perform such other duties as may be assigned to them by the
Secretary of Justice in the interest of the public service.”
In People vs. Henderson, 105 Phil. 859, this Court set forth the
scope of Section 1686 thus:
“The question is not new.
We have held in People vs. Dinglasan (77
Phil., 635) that a lawyer appointed by the Secretary of Justice, pursuant to
section 1686 of the Revised Administrative Code, as amended, to assist the City
Fiscal, is authorized to sign informations, make
investigations and conduct prosecutions.
This lawyer does not need to secure the consent of the corresponding Fiscal
to start a prosecution. In fact, it is
not a secret that the power in said section has often been exercised by the
Department of Justice, whenever it did not see eye to eye with the Fiscal on
certain matters involving offenses and/or prosecutions.” (p. 865)
This definition was reiterated in
Secretary of Justice vs. Maglanoc, L-19600, July 19, 1967, 20 SCRA 683.
As thus defined, it is obvious that the duties and powers of
persons designated under Section 1686 and, no doubt, of the prosecutors
directed and authorized by the Secretary under Section 3 of Republic Act 3783
enacted under Republic Act 5184 are no more no less than what We said in Siazon vs. Hon. Judge of the Court of First Instance of Cotabato, L-29354, January 27, 1969, 26 SCRA 664, are those
of the persons designated under Section 1679.
In Siazon, We held:
“Clearly, what is contemplated in the above-quoted provision
is not a prosecution under the joint responsibility of the regular provincial
fiscal and the designee of the Secretary of Justice, but one under the sole
supervision of the latter. It provides
for a complete take over by the designated fiscal of ‘all the duties’
ordinarily discharged by the regular fiscal and which the latter shall be
unable to perform.” (pp. 671-672)
We believe that this arrangement serves public interest best and
is in consonance with sound principles in the prosecution of offenses. It places ultimate responsibility as to a
matter of such national interest as the prosecution of crimes exactly where it
properly belongs. We see no reason why
the actuations of fiscals should not be subject to review by higher authorities
when the actuations and exercise of discretion and judgment by all other
subordinate officials in the government service are appealable
to their administrative superiors and even decisions of judges of courts lower
than the Supreme Court, including justices of the Court of Appeals, are open
to scrutiny and modification or reversal by either the Court of Appeals or
this Court. There is nothing so singularly
sacrosanct in the position of a provincial or city fiscal as to make him
absolute sovereign of his domain.
Happily, under the procedure designed by the law, he does not have to
surrender his views and judgment, even if he has to allow the demands of the
social order to be pursued, so that it may never be said that criminal justice
in this country is entirely and exclusively within the control of fiscals, who,
it must be admitted, are not yet anywhere near the top of the governmental
hierarchy. Needless to say, any legislative
attempt to impair or detract from the Secretary’s authority, as herein-above
defined, over city and provincial fiscals by confining the same to “general
administrative supervision” or otherwise by means of any description of
similar import cannot stand as it would be vulnerable to the attack of
invalidity, since such limitation would of necessity have the effect of
downgrading the President’s constitutional prerogative of control, exercised
thru the Secretary of Justice as already defined and delineated in emphatic
terms by this Court in the precedent cases above cited. Indeed, why should any fiscal have the same
degree of independence from the Executive as the judges who belong to another
department of the government?
In arriving at these conclusions, We are not overlooking the
ruling of this Court in the case of Salcedo vs. Liwag, supra.
As stated in the decision itself, the facts of that case were as
follows:
“It appears that petitioner was the one assigned by his chief
to investigate the incident involving Sgt. Andres A. Lopez wherein he was
allegedly handcuffed and manhandled while performing guard duty as a result of
which, because of sufficient evidence he gathered, he filed against Lt. Romeo
M. Reciña and companions three informations
before the Justice of the Peace Court of Jolo,
province of Sulu.
Apparently these informations were dismissed
without the intervention of petitioner, and so he later refiled
them. Then a series of postponements
ensued at the instance of counsel of the accused and in the process many
attempts were made, not only on the part of the accused, but even on the part
of certain provincial and national officials, to have petitioner relieved from
the prosecution on the alleged ground that he has taken an unusual interest in
the conviction of Lt. Reciña because of a supposed
rivalry over a woman. He refused time
and again to yield the prosecution of the cases even in defiance of superior
orders claiming that since he has investigated and taken action on the incident
in question and the cases were already in the process of trial before the Justice
of the Peace Court of Jolo he should be given the
power and authority to continue the prosecution to its final termination
unless it be proven that he is disqualified to act by our Rules of Court
(Section 13, Rule 115 in relation to Section 1, Rule 126). Here he does not suffer from any
disqualification as already found by said justice of the peace when counsel
for the accused made an attempt to do so.
And so he considers the orders of respondents decreeing his relief
unauthorized they being an undue encroachment on the exercise by him of his
official and quasi-judicial function directly interwoven with cases which were
entrusted to him to prosecute. It is his
contention that the power of control and supervision that the Secretary of
Justice exercises over a public prosecutor merely extend to administrative
matters and not to those which pertain to the handling or prosecution of cases
already pending in court. In other
words, he contends that once a fiscal has taken action on a case by filing the
necessary information he cannot be relieved therefrom
except for any ground that may constitute a legal disqualification. To hold otherwise would be to subvert the
judicial duties of a fiscal to the detriment of public interest.”
In the light of these facts, this Court ruled thru Mr. Justice
Felix Bautista Angelo thus:
“x x x
[T]hat once a public prosecutor has been entrusted with the investigation of a
case and has acted thereon by filing the necessary information in court he is
by law in duty bound to take charge thereof until its final termination, for
under the law he assumes full responsibility for his failure or success since
he is the one more adequately prepared to pursue it to its termination. This is more so when the attempt to relieve
him is motivated by reasons that are not compatible with sound administration
of justice. x x
x.”
This decision is of no help to petitioner. To start with, Section 1679 was neither invoked
nor applied in the Salcedo case. The events that happened there relative to
the attempts to relieve Fiscal Salcedo from handling
the prosecution in question therein are related in detail in the decision:
“That on November
29, 1961, two informations signed by the
petitioner were filed before the Justice of the Peace Court of Jolo charging Lt. Romeo Reciña,
Sgt. Torino and Pfc. Sanugal
with less serious physical injuries and arbitrary detention;
“That these charges were dismissed by the Justice of the Peace
Court on February 6, 1962;
“That on October 2, 1962, Lt. Romeo Reciña,
one of the accused addressed a letter to the respondents complaining that
petitioner Salcedo has shown over enthusiasm and
unusual interest in the prosecution of the case against him;
“That on October 16,
1961, the aggrieved party Sgt. Andres Lopez, wrote a letter to the
respondent Provincial Fiscal asking that the case be handled by the military
court;
“That on the same date, October 16, 1961, the PC Provincial
Commander of Sulu, Mamarinto
B. Lao, addressed a letter to the Provincial Fiscal of Jolo
requesting that the investigation of the Reciña case
be stopped in order to avoid duplication and to allow his command full control
of the investigation as they involved persons subject to military law;
“That on October 18,
1962, the letter of complaint of Lt. Reciña
was indorsed to petitioner for his comment;
“That on October 24,
1962, Atty. Asclepiades Valbuena sent a wire to respondent Secretary of Justice requesting
that either Fiscal Paulete or Coscolluela
be assigned to prosecute the case against Lt. Reciña;
“That on October 26, 1962, in an information filed by the
petitioner, Lt. Reciña, Sgt. Torino
and Pfc. Sanugal were charged again before the
Justice of the Peace Court of Jolo with assault upon
an agent of a person in authority (Criminal Case No. 9582);
“That on October 30,
1962, the respondents received telegrams from Gov. Abubakar and Atty. Valbuena requesting
the relief of the petitioner Fiscal Salcedo from prosecuting
the case against Lt. Reciña;
“That on October 31,
1962, respondent Agapito Conchu, Chief of the Prosecuting Division, sent a wire to
Fiscal Coscolluela instructing him to take over the
case against Lt. Reciña;
“That on November 12, 1962, Fiscal Coscolluela
wired the respondent Chief Prosecutor Conchu
informing him that petitioner Salcedo refused to
yield the prosecution of the case of Reciña until
legally disqualified from handling the same;
“That on the same date November 12, 1962, another telegram was sent to Fiscal Salcedo by respondent Secretary Liwag
requesting him to turn over the Reciña case to Fiscal
Coscolluela immediately;
“That on November
17, 1962, Atty. Asclepiades Valbuena of Jolo sent a wire to
respondent Secretary of Justice reiterating request for the relief of Fiscal Salcedo;
“That on November
23, 1962, another wire was sent to the petitioner Fiscal Salcedo advising him to transfer the Reciña
case to the Department;
“That on January 11,
1963, Congressman Ututalum sent a letter
to respondent Secretary of Justice requesting that the petitioner Salcedo be disqualified from prosecuting the Reciña case;
“That on January 31,
1963, another letter was sent by Congressman Cesar Fortich to respondent Secretary of Justice requesting also
for the relief of petitioner Salcedo from the
prosecution of the Reciña case;
“That on February 4,
1963, another telegram was sent to respondent Fiscal Paulete by respondent Conchu
ordering him to have Fiscal Coscolluela handle the Reciña case;
“That on February 6, 1963, another telegram was sent to
respondent Paulete confirming previous wire of
respondent Secretary Liwag directing him to have
petitioner Salcedo turn over Reciña
case to Fiscal Coscolluela;
“That on February 7,
1963, another telegram was sent to respondent Paulete
directing him to take over the Reciña case;
“That in view of the repeated refusal of petitioner to turn
over the Reciña case to respondent Paulete, on February 8, 1963, another telegram was sent to
Fiscal Paulete requesting that the postponement of
the said case be asked as the respondent Chief Prosecuting Attorney Conchu would arrive on February 12, 1963;
“That pursuant to the Department of Justice, Administrative
Order No. 67 issued on February 9, 1963,
Chief Prosecuting Attorney Conchu went to Jolo to confer with petitioner Salcedo;
“That respondent Conchu told petitioner
Salcedo that it would be better if he would turn over
the Reciña case to respondent Provincial Fiscal Paulete and made it clear to him that the Secretary of
Justice has no intention of relieving him from prosecuting this case as he
would continue assisting the respondent Paulete in
the prosecution panel;
“That petitioner Salcedo finally
agreed to turn over the Reciña case to respondent Paulete and for him to assist the latter in the
prosecution of the case and to handle the cross-examination of the witnesses;
“That in spite of this agreement petitioner still refused to
turn over the case to respondent Paulete and on March 21, 1963 he filed this petition
with this Honorable Court;”
It is clear from this narration that at no time was Section 1679
ever made use of by Secretary Liwag. All the attempts to relieve Fiscal Salcedo were merely direct orders for him to allow another
fiscal to prosecute the case in his place or, at least, in collaboration with
him. In other words, the statutory procedure
was not followed and, naturally, the fiscal had more than enough reason to
stand his ground. To be sure, Secretary Liwag could not have invoked Section 1679 with
propriety. Said section covers only
instances where the fiscal “shall be unable or shall fail to discharge any
of the duties of his position”. Far
from being unable to discharge the duties of his office or from failing in
doing so, Salcedo was performing them, and actually
insisting to be allowed to continue performing his task, but, of course,
apparently against the wishes and interests of higher officials who obviously
had no business to interfere with the prosecution of offenses or who were, at
the very least, acting, in the language of Justice Felix Bautista Angelo, for
“purposes ….. not in line with the interests of justice”.
Indeed, this is apparent from the fact that the reason alleged
for the relief of Salcedo was possible “unusual
interest in the conviction of (the then accused) Lt. Reciña
because of a supposed rivalry over a woman”. It would seem then that the relief was being
sought in the interest of the accused, if not directly to insure his
acquittal. If this were not so, there
was no need to relieve Salcedo; after all, the
evidence he was presenting or about to present to the court had to be evaluated
by the judge, and it would not have been difficult for the court to determine
if the prosecution of the accused was being done in bad faith; and, if so,
acquittal would naturally follow; but if the evidence the fiscal was good, the
protestations of concern of those asking for the relief of the fiscal could not
have in anyway augmented the possibility of conviction.
There was, therefore, ample ground to withhold sanction from
Secretary Liwag’s instructions in the Salcedo case. As
Justice Bautista Angelo very aptly put it, “Once a public prosecutor has
been entrusted with the investigation of a case and has acted thereon by
filing the necessary information in court, he is by law in duty bound to take
charge thereof until its final termination, for under the law he assumes full
responsibility for his failure or success since he is the one more adequately
prepared to pursue it to its termination.
This is more so when the attempt to relieve him is motivated by reasons
that are not compatible with sound administration of justice.” Since the
court had already acquired jurisdiction over the case, the full control
thereof, even as to whether or not the prosecution should continue, rested
with the court rather than the fiscal.
The protection and promotion of the interests of justice had in a large
sense passed from the fiscal to the court.
Hence, at such juncture, it would have been virtually pointless for the
Secretary to have invoked advisability in the public interest, to justify any
attempt to avail of Section 79(c).
The case at bar is entirely different. Contrary to the contention of the petitioner,
the Provincial Fiscal of Rizal refused to act. He refused to conduct any investigation of
petitioner of the charge against him, alleging a supposed legal impediment
which, at best, was erroneous. He
claimed that a prejudicial question existed, but it is settled that the matter
of prejudicial questions cannot be resolved by fiscals but by the court after
the corresponding information has already been filed.[2]
The inability or failure of the fiscal to act contemplated in Section
1679 has no reference to physical incapacity or legal disqualification for
these are actually governed by routinary office
procedures and the usual rules of official succession. What the provision envisages are precisely
those situations, like the one at bar, wherein the fiscal refuses or fails to
act because of his own honest personal or official opinion, correct or
incorrect, regarding the case assigned to him, which is adverse to the
interests of the people. The State, with
the whole retinue of officials available to it in the service of its
interests, is not expected to be rendered helpless in prosecuting an offense
only because of the views of a single subordinate official.
To the possible contention that it is an inconsistency to
recognize, on the one hand, the pervasive power over fiscals of the Secretary
of Justice as Department Head and alter ego of the President and
at the same time admit his impotency to directly substitute his discretion and
judgment for that of a fiscal, in the same manner as with respect to those of
other subordinates, the answer is that, within the concept of the rule of law,
it is not obnoxious but, on the contrary, salutary, that constitutional power
be as much as possible exercised along statutory lines directed towards the
more orderly and expeditious accomplishment of the reason for which such power
exists and which lines, after all, do not substantially impair the power
itself; for truly, in the legal order conceived and implicit in any
constitutional system of government, there should be no room for absolute arbitrariness
or the imposition of naked power solely for its own sake. The strong executive type of government under
our Constitution is awesome enough, what with the feeling of apprehension it
has been causing in some sectors, especially among those who disdain every
possibility of any kind or degree of dictatorship, without the need of making
the President’s constitutional authority entirely immune from legislative delineation
along areas that do not detract from its substantiality but intended rather to
promote good government and to apply sound principles in the handling of
governmental functions. Thus, as already
explained, under the provisions of Sections 1679 and 1686 of the Revised
Administrative Code, the Executive’s power of supervision and control over
fiscals is given practically undiminished effect but, at the same time, no
fiscal has to yield to the Secretary or to anyone his judgment and conviction
which are priceless for his self-respect and dignity as a person and as an official
of the government. After all, it is to
be assumed that, in accordance with the usual norm of conduct observed in
cases of such nature, the Secretary would never act precipitately and would
always give the fiscal sufficient opportunity to explain his views and position
before any of the above provisions are called into play. Indeed, such is the only way of avoiding any
suspicion that fiscals are being relieved merely at the say-so of influential
politicians.
In view of all the foregoing considerations, it is the ruling of
this Court that under Sections 1679 and 1686 of the Revised Administrative
Code, in any instance where a provincial or city fiscal fails, refuses or is
unable, for any reason, to investigate or prosecute a case and, in the opinion
of the Secretary of Justice it is advisable in the public interest to take a
different course of action, the Secretary may either appoint as acting
provincial or city fiscal, to handle the investigation or prosecution
exclusively and only of such case, any practicing attorney or some competent
officer of the Department of Justice or office of any city or provincial
fiscal, with complete authority to act therein in all respects as if he were
the provincial or city fiscal himself, or appoint any lawyer in the government
service or not in the government service, temporarily to assist such city or
provincial fiscal in the discharge of his duties, with the same complete
authority to act independently of and for such city or provincial fiscal,
provided that no such appointment may be made without first hearing the fiscal
concerned and never after the corresponding information has already been filed
with the court by the corresponding city or provincial fiscal without the
conformity of the latter, except when it can be patently shown to the court
having cognizance of the case that said fiscal is intent on prejudicing the interests
of justice. The same sphere of authority
is true with the prosecutor directed and authorized under Section 3 of Republic
Act 3783, as amended and/or inserted by Republic Act 5184. The observation in Salcedo
vs. Liwag, supra, regarding the nature of the
power of the Secretary of Justice over fiscals as being purely “over
administrative matters only” was not really necessary, as indicated in the
above relation of the facts and discussion of the legal issues of said case,
for the resolution thereof. In any
event, to any extent that the opinion therein may be inconsistent herewith,
the same is hereby modified.
IN CONSEQUENCE, the judgment of the court a quo
is affirmed, with costs against appellant.
Concepcion, C.J., Reyes, J.B.L., Dizon, Makalintal, Zaldivar, Castro, Fernando, Teehankee,
Villamor, and Makasiar, JJ., concur.
[1] Bagatua, Maddela, Zulueta, supra, and also Guiao
vs. Figueroa, 94 Phil. 1018 and Salcedo vs.
Liwag, 9 SCRA 609, G. R. No. L-21068, Nov. 29, 1963.
[2]
Sec. 5, Rule 111; Dasalla vs. City Attorney,
G. R. No. L-17338, May 30, 1962,
5 SCRA 193.