SEC MEMORANDUM CIRCULAR NO. 5-A, s. 2003, May 22, 2003

ADDENDUM TO SEC MEMORANDUM CIRCULAR NO. 5, SERIES OF 2003, RE: IMPLEMENTATION OF THE SELF-RATING SYSTEM ON CORPORATE GOVERNANCE

National Administrative Register May 22, 2003
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In addition to the companies enumerated in said Circular, the following entities are likewise required to submit their duly accomplished Corporate Governance Self-Rating Forms (CG-SRF) not later than July 31, 2003, to wit:

  1. Government Securities Eligible Dealers (GSEDs);
  2. Universal Banks Registered as Underwriters of Securities;
  3. Investment Company Advisers;
  4. Transfer Agents;
  5. Clearing Agency and Clearing Agency acting as Depository; and
  6. Issuers of Registered Time Shares, Proprietary and Non-Proprietary Membership Certificates. 

Adopted: 22 May 2003

(SGD.) LILIA R. BAUTISTA
  Chairperson

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