G.R. No. L-44640. October 12, 1976
PABLO C. SANIDAD AND PABLITO V. SANIDAD, PETITIONERS, VS. COMMISSION ON ELECTIONS, RESPONDENT.
MARTIN, J.:
The capital question raised in these prohibition suits with
preliminary injunction relates to the power of the incumbent President of the Philippines
to propose amendĀments to the present Constitution in the absence of the interim
National Assembly which has not been convened.
On September 2, 1976,
President Ferdinand E. Marcos issued Presidential Decree No. 991 calling for a
national referendum on October 16, 1976 for the Citizens Assemblies (“barangays“) to resolve, among other things, the issues
of martial law, the interim assembly, its replacement, the powers of
such replacement, the period of its existence, the length of the period for the
exercise by the President of his present powers.[1]
Twenty days after or on September
22, 1976, the
President issued another related decree, Presidential Decree No. 1031, amending
the previous Presidential Decree No. 991, by declaring the provisions of
Presidential Decree No. 229 providing for the mariner of voting and canvass of
votes in “barangays” (Citizens Assemblies)
applicable to the national referendum-plebiscite of October 16, 1976.
Quite relevantly, Presidential Decree No. 1031 repealed inter alia, Section 4, of Presidential Decree No. 991, the
full text of which (Section 4) is quoted in the footnote below.[2]
On the same date of September
22, 1976, the
President issued Presidential Decree No. 1033, stating the questions to be
submitted to the people in the referendum-plebiscite on October
16, 1976. The Decree recites in its “whereas”
clauses that the people’s continued opposition to the conveĀning of the interim
National Assembly evinces their desire to have such body abolished and replaced
thru a constitutional amendment, providing for a new interim
legislative body, which will be submitted directly to the people in the
referendum-plebiscite of October 16.
The questions ask, to
wit:
“(1) Do you want
martial law to be continued?
(2) Whether or not you
want martial law to be continued, do you approve the following amendments to
the Constitution? For the purpose of the
second question, the referendum shall have the effect of a plebiscite within
the contemplation of Section 2 of Article XVI of the Constitution.
PROPOSED
AMENDMENTS:
1. There shall be, in
lieu of the interim National Assembly, an interim Batasang
Pambansa.
Members of the interim Batasang Pambansa which shall not be more than 120, unless otherwise
provided by law, shall include the incumbent President of the Philippines,
representatives elected from the different regions of the nation, those who
shall not be less than eighteen years of
age elected by their respective sectors, and those chosen by the incumbent President
from the members of the Cabinets Regional representatives shall be apportioned
among the regions in accordance with the number of their respective inhabitants
and on the basis of a uniform and progressive ratio while the sectors shall be
determined by law. The number of
representatives from each region or sector and the manner of their election
shall be prescribed and regulated by law.
2. The interim Batasang Pambansa shall have the
same powers and its members shall have the same functions, responsibilities,
rights, privileges, and disqualifications as the interim National Assembly and
the regular National Assembly and the members thereof. However, it shall not exercise the power
provided in Article VIII, Section 14 (1) of the Constitution.
3. The incumbent
President of the Philippines
shall, within 30 days from the election and selection of the members, convene
the interim Batasang Pambansa
and preside over its sessions until the Speaker shall have been elected. The incumbent President of the Philippines
shall be the Prime Minister and he shall continue to exercise all his powers
even after the interim Batasang Pambansa
is organized and ready to discharge its functions and likewise he shall
continue to exercise his powers and prerogatives under the nineteen hundred and
thirty five Constitution and the powers vested in the President and the Prime
Minister under this Constitution.
4. The President (Prime
Minister) and his Cabinet shall exercise all the powers and functions, and
discharge the responsibilities of the regular President (Prime Minister) and
his Cabinet, and shall be subject only to such disqualifications as the President (Prime Minister) may prescribe. The President (Prime Minister) if he so
desires may appoint a Deputy Prime Minister or as many Deputy Prime Ministers
as he may deem necessary.
5. The incumbent
President shall continue to exercise legislative powers until martial law shall
have been lifted.
6. Whenever in the
judgment of the President (Prime Minister), there exists a grave emergency or a
threat or imminence thereof, or whenever the interim Batasang
Pambansa or the regular National Assembly fails or is
unable to act adequately on any matter for any reason that in his judgment
requires immediate action, he may, in order to meet the exigency, issue the
necessary decrees, orders or letters of instructions, which shall form part of
the law of the land.
7. The barangays and sanggunians shall
continue as presently constituted but their functions, powers, and composition
may be altered by law.
Referenda conducted thru the barangays
and under the supervision of the Commission on Elections may be called at any
time the government deems it necessary to ascertain the will of the people
regarding any important matter whether of national or local interest.
8. All provisions of
this Constitution not inconsistent with any of these amendments shall continue
in full force and effect.
9. These amendments
shall take effect after the incumbent President shall have proclaimed that they
have been ratified by a majority of the votes cast in the
referendum-plebiscite.”
The Commission on
Elections was vested with the exclusive supervision and control of the October
1976 National Referendum-Plebiscite.
On September 27, 1976,
PABLO C. SANIDAD and PABLITO V. SANIDAD, father and son, commenced L-44640 for
Prohibition with Preliminary Injunction seeking to enjoin the Commission on
Elections from holding and conducting the Referendum-Plebiscite on October 16;
to declare without force and effect Presidential Decree Nos. 991 and 1033,
insofar as they propose amendments to the Constitution, as well as Presidential
Decree No. 1031, insofar as it directs the Commission on Elections to
supervise, control, hold, and conduct the Referendum-Plebiscite scheduled on
October 16, 1976.
Petitioners contend that
under the 1935 and 1973 Constitutions there is no grant to the incumbent
President to exercise the constituent power to propose amendments to the new
Constitution. As a consequence, the
Referendum-Plebiscite on October 16 has no constitutional or legal basis.
On October
5, 1976, the
Solicitor General filed the comment for respondent Commission on
Elections. The Solicitor General
principally maintains that petitioners have no standing to sue; the issue
raised is political in nature, beyond judicial cognizance of this Court; at
this state of the transition period, only the incumbent President has the
authority to exercise constituent power; the referendum-plebiscite is a step
towards normaĀlization.
On September 30, 1976,
another action for ProhiĀbition with Preliminary Injunction, docketed as
L-44684, was instituted by V ICENT M. GUZMAN, a delegate to the 1971 Constitutional
Convention, asserting that the power to propose amendments to, or revision of,
the Constitution during the transition period is expressly conferred on the interim
National Assembly under Section 16, Article XVII of the Constitution.[3]
Still another petition
for Prohibition with Preliminary Injunction was filed on October
5, 1976 by RAUL M.
GONZALES, his son RAUL, JR., and ALFREDO SALAPANTAN, docketed as L-44714, to
restrain the implementation of Presidential Decrees relative to the forthcoming
Referendum-Plebiscite of October 16.
These last petitioners
argue that even granting him legislative powers under Martial Law, the
incumbent President cannot act as a constituent assembly to propose amendments
to the Constitution; a referendum-plebiscite is untenable under the
Constitutions of 1935 and 1973; the submission of the proposed amendments in
such a short period of time for deliberation renders the plebiscite a nullity;
to lift Martial Law, the President need not consult the people via
referendum; and allowing 15-year olds to vote would amount to an amendment of
the Constitution, which confines the right of suffrage to those citizens of the
Philippines 18 years of age and above.
We find the petitions in
the three entitled cases to be devoid of merit.
I
Justiciability
of question raised.
1. As a preliminary
resolution, We rule that the petitioners in L-44640 (Pablo C. Sanidad and Pablito V. Sanidad) possess locus standi
to challenge the constitutional premise of Presidential Decree Nos. 991, 1031,
and 1033. It is now an ancient rule that
the valid source of a statute – Presidential Decrees are of such nature – may be contested by one who will sustain a
direct injury as a result of its enforcement.
At the instance of taxpayers, laws providing for the disbursement of
public funds may be enjoined, upon the theory that the expenditure of
public funds by an officer of the
State for the purpose of executing an unconstitutional act constitutes a misapplication
of such funds.[4] The breadth of Presidential Decree No. 991
carries an appropriation of Five Million Pesos for the effective implementation
of its purposes.[5] Presidential Decree No. 1031 appropriates
the sum of Eight Million Pesos to carry out its provisions.[6] The interest of the aforenamed
petitioners as taxpayers in the lawful expenditure of these amounts of public
money sufficiently clothes them with that personality to litigate the validity
of the Decrees appropriating said funds.
Moreover, as regards taxpayer’s suits, this Court enjoys that open discretion
to entertain the same or not.[7] For the present case, We deem it sound to
exercise that discretion affirmatively so that the authority upon which the
disputed Decrees are predicated may be inquired into.
2. The Solicitor General
would consider the question at bar as a pure political one, lying outside the
domain of judicial review. We
disagree. The amending process, both as
to proposal and ratification, raises a judicial question.[8]
This is especially true in cases where
the power of the Presidency to initiate the amendĀing process by proposals of
amendments, a function normally exercised by the legislature, is seriously
doubted. Under the terms of the 1973
Constitution, the power to propose amendments to the Constitution resides in
the interim National Assembly during the period of transition (Sec. 15,
Transitory Provisions). After that
period, and the regular National Assembly in its active session, the power to
propose amendments becomes ipso facto the prerogative of the
regular National Assembly (Sec. 1, pars. 1 and 2 of Art. XV I, 1973
Constitution). The normal course has not
been followed. Rather than calling the interim
National Assembly to constitute itself into a constituent assembly, the
incumbent President undertook the proposal of amendments and submitted the
proposed amendments thru Presidential Decree 1033 to the people in a
Referendum-Plebiscite on October 16.
Unavoidably, the regularity of the procedure for amendments, written in
lambent words in the very Constitution sought to be amended, raises a
contestable issue. The implementing
Presidential Decree Nos. 991, 1031, and 1033, which commonly purport to have
the force and effect of legislation are assailed as invalid, thus the issue of
the validity of said Decrees is plainly a justiciable
one, within the competence of this Court to pass upon. Section 2 (2), Article X of the new
Constitution provides: “All cases
involving the constitutionality of a treaty, executive agreement, or law
shall be heard and decided by the Supreme Court en banc, and no
treaty, executive agreement, or law may be declared unconstitutional without
the concurrence of at least ten Members. * * *.” The Supreme Court has the
last word in the construction not only of treaties and statutes, but also of
the Constitution itself.[9] The amending, like all other powers
organized in the Constitution, is in form a delegated and hence a limited
power, so that the Supreme Court is vested with that authority to determine
whether that power has been discharged within its limits.
Political questions are
neatly associated with the wisdom, not the legality of a particular
act. Where the vortex of the
controversy refers to the legality or validity of the contested act, that
matter is definitely justiciable or
non-political. What is in the heels of
the Court is not the wisdom of the act of the incumbent President in proĀposing
amendments to the Constitution, but his constitutional authority to
perform such act or to assume the power of a constituent assembly. Whether the amending process confers on the
President that power to propose amendments is therefore a downright justiciable question.
Should the contrary be found, the actuation of the President would merely
be a brutum fulmen. If the Constitution provides how it may be
amended, the judiciary as the interpreter of that Constitution, can declare
whether the procedure followed or the authority assumed was valid or not.[10]
We cannot accept the view
of the Solicitor General, in pursuing his theory of non-justiciability,
that the question of the President’s authority to propose amendments and the
regularity of the procedure adopted for submission of the proposals to the
people ultimately lie in the judgment of the latter. A clear Descartes fallacy of vicious circle. Is it not that the people themselves, by
their sovereign act, provided for the authority and procedure for the amending
process when they ratified the present Constitution in 1973? Whether, therefore, that constitutional
provision has been followed or not is indisputably a proper subject of inquiry,
not by the people themselves – of course – who exercise no power of judicial
review, but by the Supreme Court in whom the people themselves vested that
power, a power which includes the competence to determine whether the
constitutional norms for amendments have been observed or not. And, this inquiry must be done a priori
not a posteriori, i.e., before the submission to and ratification
by the people.
Indeed, the precedents
evolved by the Court on prior constitutional cases underline the preference of
the Court’s majority to treat such issue of Presidential role in the amending
process as one of non-political impression.
In the Plebiscite Cases,[11] the contention of the Solicitor General that
the issue on the legality of Presidential Decree No. 73 “submitting to the
Filipino people (on January 15, 1973) for ratification or rejection the
Constitution of the Republic of the Philippines proposed by the 1971
Constitutional Convention and appropriating funds therefor,
” is a political one, was rejected and the Court unanimously considered
the issue as justiciable in nature. Subsequently, in the Ratification Cases[12] involving the issue of whether or not the
validity of Presidential Proclamation No. 1102, “announcing the Ratification
by the Filipino people of the Constitution proposed by the 1971 Constitutional
Convention,” partakes of the nature of a political question, the
affirmative stand of the Solicitor General was dismissed, the Court ruled that
the question raised is justiciable. Chief Justice Concepcion,
expressing the majority view, said, “(T)hus, in
the aforementioned plebiscite cases, We rejected
the theory of the respondents therein that the question whether Presidential
Decree No. 73 calling a plebiscite to be held on January 15, 1973, for the
ratification or rejection of the proposed new Constitution, was valid or not,
was not a proper subject of judicial inquiry because, they claimed, it partook
of a political nature, and We unanimously declared that the issue was a justiciable one.
With identical unanimity, We overruled the respondents’
contention in the 1971 habeas corpus cases, questioning
Our authority to determine the constitutional sufficiency of the factual bases
of the Presidential proclamation suspending the privilege of the writ of habeas
corpus on August 21, 1971, despite the opposite view taken by this Court
in Barcelon vs. Baker and Montenegro vs. CastaƱeda, insofar as it adhered to the former case, which
view We, accordingly, abandoned and refused to apply. For the same reason, We did not apply and
expressly modified, in Gonzales vs. Commission on Elections, the
political-question theory adopted in Mabanag vs.
Lopez Vito.”[13] The return to Barcelon
vs. Baker and Mabanagvs. Lopez Vito, urged by the
Solicitor General, was decisively refused by the Court. Chief Justice Concepcion
continued: “The reasons adduced in
support thereof are, however, substantially the same as those given in support
of the political question theory advanced in said habeas corpus
and plebiscite cases, which were carefully considered by this Court and found
by it to be legally unsound and constitutionally untenable. As a consequence, Our decisions in the aforementioned
habeas corpus cases partakes of the nature and effect of a stare
decisis which gained added weight by its virtual
reiteration.”
II
The amending process as laid out
in the new Constitution.
1. Article XVI of the
1973 Constitution on Amendments ordains:
“SECTION 1. (1) Any amendment to, or revision of, this
Constitution may be proposed by the National Assembly upon a vote of
three-fourths of all its Members, or by a constitutional convention.
(2) The National Assembly
may, by a vote of two-thirds of all its Members, call a constitutional
convention or, by a majority vote of all its Members, submit the question of
calling such a convention to the electorate in an election.
SECTION 2. Any amendment to, or revision of, this Constitution
shall be valid when ratified by a majority of the votes cast in a plebiscite
which shall be held not later than three months after the approval of such
amendment or revision.”
In the present period of
transition, the interim National Assembly instituted in the Transitory
Provisions is conferred with that amending power. Section 15 of the Transitory Provisions
reads:
“SECTION 15. The interim National Assembly, upon
special call by the interim Prime Minister, may, by a majority vote of
all its Members, propose amendments to
this Constitution. Such amendments shall
take effect when ratified in accordance with Article Sixteen hereof.”
There are, therefore, two
periods contemplated in the constitutional life of the nation, i.e., period of
normalcy and period of transition. In
times of normalcy, the amendĀing process may be initiated by the proposals of
the (1) regular National Assembly upon a vote of three-fourths of all
its members; or (2) by a Constitutional Convention called by a vote of
two-thirds of all the Members of the National Assembly. However the calling of a Constitutional
Convention may be submitted to the electorate in an election voted upon by a
majority vote of all the members of the National Assembly. In times of transition, amendments may be
proposed by a majority vote of all the Members of the interim National
Assembly upon special call by the interim Prime Minister.
2. This Court in Aquino v. COMELEC,[14]
had already settled that the incumbent President is vested with that
prerogative of discretion as to when he shall initially convene the interim
National Assembly. Speaking for the
majority opinion in that case, Justice Makasiar
said: “The Constitutional
Convention intended to leave to the President the determination of the time
when he shall initially convene the interim National Assembly, consistent with
the prevailing conditions of peace and order in the country.” Concurring,
Justice Fernandez, himself a member of that Constitutional Convention,
revealed: “(W)hen the Delegates to
the Constitutional Convention voted on the Transitory Provisions, they were
aware of the fact that under the same, the incumbent President was given the
discretion as to when he could convene the interim National Assembly; it was so stated plainly
by the sponsor, Delegate Yaneza; as a matter of fact,
the propose that it be convened ‘immediately’, made by Delegate Pimentel (V),
was rejected.”[15]
The President’s decision to defer the convening of the interim National
Assembly soon found support from the people themselves. In the plebiscite of January 10-15, 1973, at which the ratification of
the 1973 Constitution was submitted, the people voted against the convening of
the interim National Assembly. In
the referendum of July 24, 1973,
the Citizens Assemblies (“barangays“)
reiterated their sovereign will to withhold the convening of the interim
National Assembly. Again, in the
referendum of February 27, 1975, the proposed question of whether the interim
National Assembly shall be initially convened was eliminated, because some of
the members of Congress and delegates of the Constitutional Convention, who
were deemed automatically members of the interim National Assembly, were
against its inclusion since in that referendum of January, 1973, the people had
already resolved against it.
3. In sensu strictiore,
when the legislative arm of the state undertakes the proposals of amendment to
a Constitution, that body is not in the usual function of lawmaking. It is not legislating when engaged in the
amending process.[16]
Rather, it is exercising a peculiar power bestowed upon it by the fundamental
charter itself. In the Philippines,
that power is provided for in Article XVI of the 1973 Constitution (for the
regular National Assembly) or in Section 15 of the Transitory Provisions (for
the interim National Assembly).
While ordinarily it is the business of the legislating body to legislate
for the nation by virtue of constitutional conferment, amending of the Constitution is not
legislative in character. In political
science a distinction is made between constitutional content of an organic
character and that of a legislative character.
The distinction, however, is one of policy, not of law.[17]
Such being the case, approval of the President of any proposed amendment is a
misnomer.[18]
The prerogative of the President to approve or disapprove applies only to the
ordinary cases of legislation. The
President has nothing to do with proposition or adoption of amendments to the
Constitution.[19]
III
Concentration of Powers in the
President during crisis government.
1. In general, the
governmental powers in crisis government – the Philippines
is a crisis government today – are more or less concentrated in the President.[20]
According to Rossiter, “(t)he concentration of
government power in a democracy faced by an emergency is a corrective to the
crisis inefficiencies inherent in the doctrine of the separation of
powers. In most free
states it has generally been regarded as imperative
that the total power of the government
be parceled out among three mutually independent branches – executive,
legislature, and judiciary. It is
believed to be destructive of constitutionalism if any one branch should
exercise any two or more types of power, and certainly a total disregard of the
separation of powers is, as Madison wrote in the Federalist, No. 47, ‘the very
definition of tyranny.’ In normal times the separation of powers forms a
distinct obstruction to arbitrary governmental action. By this same token, in abnormal times it may
form an insurmountable barrier to a decisive emergency action in behalf of the
state and its independent existence.
There are moments in the life of any government when all powers must
work together in unanimity of purpose and action, even if this means the
temporary union of executive, legislative, and judicial power in the hands of
one man. The more complete the
separation of powers in a constitutional system, the more difficult and yet the
more necessary will be their fusion in time of crisis. This is evident in a comparison of the crisis
potentialities of the cabinet and presidential systems of government. In the former the all-important harmony of
legislature and executive is taken for granted; in the latter it is neither
guaranteed nor to be to confidently expected.
As a result, cabinet is more easily established and more trustworthy
than presidential dictatorship. The
power of the state in crisis must not only be concentrated and expanded; it
must also be freed from the normal system of constitutional and legal
limitations.[21] John Locke, on the other hand, claims for
the executive in its own right a broad discretion capable even of setting aside
the ordinary laws in the meeting of special exigencies for which the
legislative power had not provided.[22] The rationale behind such broad
emergency powers of the Executive is the release of the government from
“the paralysis of constitutional restraints” so that the crisis may
be ended and normal times restored.
2. The presidential
exercise of legislative powers in times of martial law is now a conceded valid
act. That sun clear authority of the
President is saddled on Section 3 (pars. 1 and 2) of the Transitory Provisions,
thus:[23]
“The incumbent President of the Philippines
shall initially convene the interim National Assembly and shall preside
over its sessions until the interim Speaker shall have been elected. He shall continue to exercise his powers and
prerogatives under the nineteen hundred and thirty-five Constitution and the
powers vested in the President and the Prime Minister under this Constitution
until he calls upon the interim National Assembly to elect the interim
President and the interim Prime Minister, who shall then exercise their
respective powers vested by this Constitution.
All proclamations, orders, decrees, instructions, and acts promulgated,
issued, or done by the incumbent President shall be part of the law of the
land, and shall remain valid, binding, and effective even after lifting of
martial law or the ratification of this Constitution, unless modified, revoked,
or superseded by subsequent proclamations, orders, decrees, instructions, or
other acts of the incumbent President, or unless expressly and explicitly
modified or repealed by the regular National Assembly.”
“It
is unthinkable,” said Justice Fernandez, a 1971 Constitutional Convention
delegate, “that the Constitutional Convention, while giving to the
President the discretion when to call the interim National Assembly to session,
and knowing that it may not be convened soon, would create a vacuum in the
exercise of legislative powers.
Otherwise, with no one to exercise the lawmaking powers, there would be paralyzation of the entire governmental machinery.”[24] Paraphrasing Rossiter,
this is an extremely important factor in any constitutional dictatorship which
extends over a period of time. The
separation of executive and legislature ordained in the Constitution presents a
distinct obstruction to efficient crisis governĀment. The steady increase in executive power is not
too much a cause for worry as the steady increase in the magnitude and
complexity of the problems the President has been called upon by the Filipino
people to solve in their behalf, which involve rebellion, subversion,
secession, recession, inflation, and economic crisis – a crisis greater than
war. In short, while conventional
constitutional law just confines the President’s power as Commander-in-Chief to
the direction of the operation of the national forces, yet the facts of our
political, social, and economic disturbances had convincingly shown that in
meeting the same, indefinite power should be attributed to the President to
take emergency measures.[25]
IV
Authority of the incumbent
President to propose amendments to the Constitution.
1. As earlier pointed
out, the power to legislate is constitutionally consigned to the interim
National Assembly during the transition period.
However, the initial convening of that Assembly is a matter fully
addressed to the judgment of the incumbent President. And, in the exercise of that judgment, the
President opted to defer the convening of that body in utter recognition of the
people’s preference. Likewise, in the
period of transition, the power to propose amendments to the Constitution lies
in the interim National Assembly upon special call by the President
(Sec. 15 of the Transitory Provisions).
Again, harking to the dictates of the sovereign will, the President
decided not to call the interim National Assembly. Would it then be within the bounds of the
Constitution and of law for the
President to assume that constituent power of the interim Assembly vis–a–vis his assumption of that
body’s legislative functions? The answer
is yes. If the President has been
legitimately discharging the legislative functions of the interim
Assembly, there is no reason why he cannot validly discharge the function of
that Assembly to propose amendments to the Constitution, which is but adjunct,
although peculiar, to it s gross legislative power. This, of course, is not to say that the
President has converted his office into a constituent assembly of that nature
normally constituted by the legislature.
Rather, with the interim National Assembly not convened and only
the Presidency and the Supreme Court in operation, the urges of absolute
necessity render it imperative upon the President to act as agent for and in
behalf of the people to propose amendments to the Constitution. Parenthetically, by its very constiĀtution,
the Supreme Court possesses no capacity to propose amendments without
constitutional infractions. For the
President to shy away from that actuality and decline to undertake the amending
process would leave the governmental machinery at a stalmate
or create in the powers of the State a destructive vacuum, thereby impeding the
objective of a crisis government “to end the crisis and reĀstore normal
times.” In these parlous times, that PresiĀdential initiative to reduce
into concrete forms the constant voices of the people reigns supreme. After all, constituent assemblies or
constitutional conventions, like the President now, are mere agents of the
people.[26]
2. The President’s
action is not a unilateral move. As
early as the referendums of January 1973 and February 1975, the people had
already rejected the calling of the interim National Assembly. The Lupong
Tagapagpaganap of the Katipunan
ng mga Sanggunian,
the Pambansang Katipunan
ng mga Barangay,
and the Pambansang Katipunan
ng mga Kabataang Barangay,
representing 42,000 barangays, about the same number of Kabataang
Barangay organizations, Sanggunians
in 1,458 municipalities, 72 provinces, 3 sub-provinces, and 60 cities had
informed the President that the prevailing sentiment of the people is for the
abolition of the interim National Assembly. Other issues concerned the lifting of martial
law and amendments to the Constitution.[27] The national organizations of Sangguniang Bayan presently
proposed to settle the issues of martial law, the interim Assembly, its
replacement, the period of its existence, the length of the period for the
exercise by the President of its present powers in a referendum to be held on
October 16.[28] The Batasang Bayan (legislative council) created under Presidential
Decree 995 of September 10, 1976, composed of 19 cabinet members, 9 officials
with cabinet rank, 91 members of the Lupong Tagapagpaganap (executive committee) of the Katipunan ng mga
Sangguniang Bayan voted in
session to submit directly to the people in a plebiscite on October 16, the
previously quoted proposed amendments to the Constitution, including the issue
of martial law.[29] Similarly, the “barangays”
and the “sangĀgunians” endorsed to the
President the submission of the proposed amendments to the people on October
16. All the foregoing led the President
to initiate the proposal of amendments to the Constitution and the subsequent
isĀsuance of Presidential Decree No. 1033 on September 22, 1976 submitting the questions (proposed
amendments) to the people in the National Referendum-Plebiscite on October 16.
V
The People as Sovereign.
1. Unlike in a federal
state, the location of sovereignty in a unitary state is easily seen. In the Philippines,
a republican and unitary state, sovereignty ”resides in the people and all
government authority emanates from them.[30]
In its fourth meaning, Savigny would treat
“people” as “that particular organized assembly of individuals
in which, according to the Constitution, the highest power exists.”[31] This is the concept of popular
sovereignty. It means that the
constitutional legislator, namely, the people, is sovereign.[32] In consequence, the people may thus write
into the Constitution their convictions on any subject they choose in the
absence of express constitutional prohibition.[33] This is because, as Holmes said, the Constitutions
an experiment, as all life is an experiment.”[34] “The necessities of orderly
government,” wrote Rottschaefer, “do not
require that one generation should be permitted to permanently fetter all
future generations.” A constituĀtion is based, therefore, upon a
self-limiting decision of the people when they adopt it.[35]
12. The October 16
referendum-plebiscite is a resounding call to the people to exercise their
sovereign power as constitutional legislator.
The proposed amendments, as earlier discussed, proceed not from the
thinking of a single man. Rather, they
are the collated thoughts of the sovereign will reduced only into enabling
forms by the authority who can presently exercise the powers of government. In equal vein, the submission of those proposed
amendments and the question of martial law in a referendum-plebiscite expresses
but the option of the people themselves implemented only by the authority of
the President. Indeed, it may well be
said that the amending process is a
sovereign act, although the authority to initiate the same and the procedure to
be followed reside somehow in a particular body.
VI
Referendum-Plebiscite not
rendered nugatory by the participation of the 15 āyear olds.
1. October 16 is in parts a referendum and a
plebiscite. The question – (1) Do you
want martial law to be continued? – is
a referendum question, wherein the 15-year olds may participate. This was prompted by the desire of the
Government to reach the larger mass of the people so that their true pulse may
be felt to guide the President in pursuing his program for a New Order. For the succeeding question on the proposed
amendments, only those of voting age of 18 years may participate. This is the plebiscite aspect, as
contemplated in Section 2, Article XVI of the new Constitution.[36] On this second question, it would only be
the votes of those 18 years old and above which will have valid bearing on the
results. The fact that the voting
populace are simultaneously asked to answer the referendum question and the
plebiscite question does not infirm the referendum-plebiscite. There is nothing objectionable in consulting
the people on a given issue, which is of current one and submitting to them for
ratiĀfication of proposed constitutional amendments. The fear of conmingled
votes (15 -year olds and 18-year olds above) is readily dispelled by the
provision of two ballot boxes for every barangay
center, one containing the ballots of voters fifteen years of age and under
eighteen, and another containing the ballots of voters eighteen years of age
and above.[37] The ballots in the ballot box for voters
fifteen years of age and under eighteen shall be counted ahead of the ballots
of voters eighteen years and above contained in another ballot box. And, the results of the referendum-plebiscite
shall be separately prepared for the age groupings, i.e., ballots contained in
each of the two boxes.[38]
2. It is apt to
distinguish here between a “referendum” and a “plebiscite.”
A “referendum” is merely consultative in charact
er. It is simply
a means of assessing public reaction to the given issues submitted to the
people for their consideration, the calling of which is derived from or within
the totality of the executive power of the President.[39]
It is participated in by all citizens from the age of fifteen, regardless of
whether or not they are illiterates, feeble-minded, or ex-convicts.[40]
A “plebiscite,” on the other hand, involves the constituent act of
those “citizens of the Philippines not otherwise disqualified by law, who
are eighteen years of age or over, and who shall have resided in the
Philippines for at least one year and in the place wherein they propose to vote
for at least six months preceding the election.”[41]
Literacy, property, or any other substantive requirement is not imposed. It is generally associated with the amending
process of the Constitution, more particularly, the ratification aspect.
VII
Freedoms of expression and
assembly not disturbed.
1. There appears to be
no valid basis for the claim that the regime of martial law stultifies in main
the freedom to dissent. That speaks of a
bygone fear. The martial law regime
which, in the observation of Justice Fernando, “is impressed with a mild
character” recorded no State imposition for a muffled voice. To be sure, there are restraints of the
individual liberty, but on certain grounds no total suppression of that liberty
is aimed at. The machinery for the
referendum-plebiscite on October 16 recognizes all the embracing freedoms of expression
and assembly. The President himself had
announced that he would not countenance any suppression of dissenting views on
the issues, as he is not interested in winning a “yes” or
“no” vote, but on the genuine sentiment of the people on the issues
at hand.[42]
Thus, the dissenters soon found their way to the public forums, voicing out loud and clear their adverse views on the
proposed amendments and even on the valid ratification of the 1973 Constitution,
which is already a settled matter.[43] Even government employees have been held by
the Civil Service Commission free to participate in public discussion and even
campaign for their stand on the referendum-plebiscite issues.[44]
VIII
Time for deliberation is not
short.
1. The period from
September 21 to October 16 or a period of 3 weeks is not too short for free
debates or discussions on the referendum-plebiscite issues. The questions are not new. They are the issues of the day. The people have been living with them since
the proclamation of martial law four years ago.
The referendums of 1973 and 1975 carried the same issue of martial
law. That notwithstanding, the contested
brief period for discussion is not without counterparts in previous plebiscites
for constitutional amendments. Justice Makasiar, in the Referendum Case, recalls: ‘Under the old Society, 15 days were allotted
for the publication in three consecutive issues of the Official Gazette of the
women’s suffrage amendment to the Constitution before the scheduled plebiscite
on April 30, 1937 (Corn.
Act No. 34). The constitutional
amendment to append as ordinance the complicated Tydings
–Kocials – kowski was
published in only three consecutive issues of the Official Gazette for 10 days
prior to the scheduled plebiscite (Corn. Act 492). For the 1940 Constitutional amendments
providing for the bicameral Congress, the reelection of the President and
Vice-President, and the creation of the Commission on Elections, 20 days of
publication in three consecutive issues of the Official Gazette was fixed (Com.
Act No. 517). And the Parity Amendment,
an involved constitutional amendment affecting the economy as well as the
independence of the Republic was publicized in three consecutive issues of the
Official Gazette for 20 days prior to the plebiscite (Rep. Act No. 73).”[45]
2. It is worthy to note
that Article XVI of the Constitution makes no provision as to the specific date
when the plebiscite shall be held, but simply states that it “shall be
held not later than three months after the
approval of such amendment or revision.” In Coleman v. Miller,[46] the United States Supreme Court held that
this matter of submission involves “an appraisal of a great variety of
relevant conditions, political, social and economic,” which “are
essentially political and not justiciable.” The
constituent body or in the instant cases, the President, may fix the time
within which the people may act. This is
because, first, proposal and ratification are not treated as unrelated
acts, but as succeeding steps in a single endeavor, the natural inference being
that they are not to be widely separated in time; second, it is only
when there is deemed to be a necessity therefor that
amendments are to be proposed, the reasonable implication being that when
proposed, they are to be considered and disposed of presently; and third,
ratification is but the expression of the approbation of the people, hence, it
must be done contemporaneously.[47] In the words of Jameson, “(a)n
alteration of the Constitution proposed today has relation to the sentiment and
the felt needs of today, and that, if not ratified early while that sentiment
may fairly be supposed to exist, it ought to be regarded as waived, and not
again to be voted upon, unless a second time proposed by [proper body].”[48]
IN RESUME
The three issues are:
1. Is the question of
the constitutionality of Presidential Decrees Nos. 991, 1031 and 1033 political
or justiciable?
2. During the present
stage of the transition period, and under the environmental circumstances now
obtaining, does the President possess power to propose amendments to the
Constitution as well as set up the required machinery and prescribe the
procedure for the ratification of his proposals by the people?
3. Is the submission to
the people of the proposed amendments within the time frame allowed therefor a sufficient and proper submission?
Upon the first issue,
Chief Justice Fred Ruiz Castro and Associate Justices Enrique M. Fernando,
Claudio Teehankee, Antonio P. Barredo,
Cecilia MuƱoz Palma, Hermogenes
Concepcion Jr. and Ruperto
G. Martin are of the view that the question posed is justiciable,
while Associate Justices Felix V. Makasiar, Felix Q.
Antonio and Ramon C. Aquino hold the view that the
question is political.
Upon the second issue,
Chief Justice Castro and Associate Justices Barredo, Makasiar, Antonio, Aquino, Concepcion Jr. and Martin voted in the affirmative, while
Associate Justices Teehankee and MuƱoz
Palma voted in the negative. Associate
Justice Fernando, conformably to his concurring and dissenting opinion in Aquino vs. Enrile
(59 SCRA 183), specifically dissents from the proposition that there is
concentration of powers in the Executive during periods of crisis, thus raising
serious doubts as to the power of the President to propose amendments.
Upon the third issue,
Chief Justice Castro and Associate Justices Barredo, Makasiar, Aquino, Concepcion Jr. and Martin are of the view that there is a
sufficient and proper submission of the proposed amendments for ratification by
the people. Associate Justices Barredo and Makasiar expressed
the hope, however, that the period of time may be extended. Associate Justices Fernando, Makasiar and Antonio are of the view that the question is
political and therefore beyond the competence and cognizance of this Court. Associate Justice Fernando adheres to his
concurrence in the opinion of Chief Justice Concepcion
in Gonzales vs. COMELEC (21 SCRA 774).
Associate Justices Teehankee and MuƱoz Palma hold that prescinding
from the President’s lack of authority to exercise the constituent power to
propose the amendments, etc., as above stated, there is no fair and proper
submission with sufficient information and time to assure intelligent consent
or rejection under the standards set by this Court in the controlling cases of Gonzales,
supra. and Tolentino vs. COMELEC
(41 SCRA 702).
Chief Justice Castro and
Associate Justices Barredo, Makasiar,
Antonio, Aquino, Concepcion
Jr. and Martin voted to dismiss the three petitions at bar. For reasons as expressed in his separate
opinion, Associate Justice Fernando concurs in the result. Associate Justices Teehankee
and MuƱoz Palma voted to grant the petitions.
ACCORDINGLY, the vote being 8 to 2 to dismiss, the said petitions are hereby dismissed. This decision is immediately executory.
SO ORDERED.
Ruiz Castro, C.J., states the
reasons for his concurrence in a separate opinion.
Fernando, J., concurs in the
result and conformably to his opinion in Aquino v.
Ponce Enrile (59 SCRA 183) dissents from the
proposition that there is concentration of powers in the president, during
martial law.
Teehankee, J., files a dissenting opinion.
Barredo, Antonio, and Concepcion, Jr.,
JJ., concurs in a separate opinion.
Makasiar, J., concurs and dissents in a separate opinion.
MuƱoz Palma, J., dissents in a separate opinion.
Aquino, J., in the result.
[1] Sec. 3, PD 991, September 2, 1976.
[2] “SEC. 4. Who shall participate. –
Every Filipino citizen, literate or not, fifteen years of age or over who has
resided in the barangay for at least six months shall
participate in the consultation in his barangay. Provided, howĀever, That any
person who may not be able to participate in the consultations of his barangay may do so in any baĀrangay
most convenient to him; Provided, further, That no barangay member shall participate in more than one barangay consultation.
[3] “SEC. 15. The interim National
Assembly, upon special call by the interim Prime Minister, may, by a
majority vote of all its Members, propose amendments to this Constitution. Such amendments shall take effect when
ratified in accordance with Article Sixteen hereof.”
[4] Pascual v. Secretary of Public Works, 110
Phil. 331(1960).
[5] Section 18.
[6] Section 5.
[7] Tan v. Macapagal,
L-34161, Feb. 29, 1972, 43 SCRA 677, Fernando, J., ponente. See also
Standing to Secure Judicial Review, Jaffe, 74 Harvard Law Review 1265 (May
1961).
[8] Concurring and dissenting opinion of Justice Fernando in the Plebiscite Cases (Planas v.
Comelec, 49 SCRA 105). See Martial Law and the New Society in the Philippines, Supreme Court, 1976, at 152.
[9] Orfield, Amending the Federal Constitution, III.
[10] Separate Opinion of Justice Concepcion in the Ratification Cases (Javellana
v. the Executive Secretary, 50 SCRA 30), Martial Law and the new
Society in the Philippines, 1976, Supreme Court, 210-224; quoting TaƱada v. Cuenco, 103
Phil. 1051.
[11] See Martial Law and the New Society in the Philippines, Supreme Court, 1976, at 121.
[12] Idem, at 210.
[13] The view of the Chief Justice was shared by
Justices Makalintal (later Chief Justice), Zaldivar, Castro (present Chief Justice), Fernando, and Teehankee. Justice Barredo qualified his vote, stating that “inasmuch as
it is claimed that there has been approval by the people, the Court may inquire
into the question of whether or not there has actually been such an approval,
and, in the afĀfirmative, the Court should keep its hands-off out of respect to
the people’s will, but, in the negative, the Court may determine from both
factual and legal angles whether or not Article XV of the 1935 Constitution has
been complied with.” Justices Makasiar, Antonio
and Esguerra hold that the issue is political and
“beyond the ambit of judicial inquiry.”
[14] 62 SCRA 275, Referendum Case, Martial Law and
the New Society in the Philippines, Supreme Court, 1976, at 1071.
[15] Idem, at 1079-1081.
[16] In the United States, all amendments to the FeĀderal
Constitution, except the Twenty-First Amendment, had been proposed by the U.S.
Congress, Modern Constitutional Law, Antieau, Vol. 2,
1969 ed., at 482.
[17] The Amending of the Federal Constitution by Orfield, 1942, 48-53; 103-105.
[18] Black’s Constitutional Law, Hornkbook series, at 42.
[19] Hollingsworth v. Virginia, 3 Dall. 378.
[20] There are 3 types of crisis in the life of a
deĀmocratic nation. First, is war,
particularly a war to repel invasions, when a state must convert its peacetime
political and social order into a wartime fighting machine and overĀmatch the
skill and efficiency of the enemy. Second
is rebelĀlion, when the authority of a constitutional government is
resisted openly by a large numbers of its citizens who are engaged in violent
insurrection against the enforcement of its laws or are bent on capturing it
illegally or even dest roying
it altogether. Third is economic
depression – a crisis greater than war.
Rossiter, Constitutional Dictatorship, at 6.
[21] Constitutional Dictatorship by Clinton Rossiter, 288-290.
[22] Corwin, The President Office and Powers, at
371.
[23] See Separate Opinion of Chief Justice (then
Justice Castro in the Referendum Case (Aquino v.
Comelec), at p. 1084, Martial Law and the New Society
in the Philippines, Supreme Court, 1976.
[24] Separate Opinion of Justice Fernandez in same
case, at 1129 of Martial Law and the New Society in the Philippines.
[25] See Corwin, The President Office and Powrs, at 305.
[26] Orfield, Amending the Federal Constitution, at 55.
[27] Daily Express Sept. 17, 1976; Times Journal, Sept. 17, 1976.
[28] Sunday Express, September 5, 1976.
[29] Daily Express, September 23, 1976.
[30] Section 1, Article II, 1973 Constitution.
[31] See Orfield,
Amending the Federal Constitution, 140-143.
The first meaning includes all persons living within the state during
the whole time of the existence of the state; the second, the sum of all
individuals as an organized group living within the state at e same time; and
the third, the organized group of individuals living within the state with the
exception of the government.
[32] Friedrich, The Philosophy of Law in Historical
Perspective, 1963, at 221.
[33] Orfield, Amending the Federal Constitution, at 105.
[34] Abrams v. United States, 250 U.S. 616, 630.
[35] Op. Cit., at 221.
[36] “Any amendment to, or revision of, this
ConsĀtitution shall be valid when ratified by a majority of the votes cast in a
plebiscite which shall be held not later than three months after the approval
of such amendment or revision.”
[37] See Sec. 9, PD No. 229.
[38] Secs. 13 and 14, PD No. 229.
[39] Separate Opinion of Justice Palma in the
Referendum Case (Aquino v. COMELEC), at 1135,
Martial Law and the New Society in the Philippines, 1976, Supreme Court.
[40] Separate Opinion of Justices Makalintal and Castro in the Ratification Case (Javellana v. The Executive Secretary, 50 SCRA 30),
at 292-293, Martial Law and the New Society in the Philippines.
[41] Sec. 1, Article VI, 1973 Constitution.
[42] See Daily Express, September
29, 1976.
[43] See Times Journal, September
30, 1976.
[44] Times Journal, October 2, 1976.
[45]
See Martial Law and the New Society, 1976, Supreme Court, at 1082-83.
[46] 307 U.S. 433, see Cases in Constitutional Law, 3rd
ed., Cushman and Cushman, 12-13.
[47] Dillon v. Gloss, 256 U.S. 368.
[48] Willoughby on the Constitution of the United States, Vol. 1, 595-96.
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CONCURRING OPINION
ANTONIO, J.:
I
At the threshold, it is necessary to clarify what is a
“political question”. It must
be noted that this device has been utilized by the judiciary “to avoid
determining questions it is ill equipped to determine or that could be settled
in any event only with the effective support of the political branches.”[1]
According to Weston, judges, whether “personal representatives of a truly
sovereign king, or taking their seats as the creatures of a largely popular
sovereignty speaking through a written constitution, derive their power by
a delegation, which clearly or obscurely as the case may be,
delineates and delimits their delegated jurisdiction.* * * Judicial
questions * * * are those which the sovereign has set to be decided in the
courts. Political questions, similarly, are those which the sovereign has entrusted to the
so-called political departments of government or has reserved to be settled by
its own extra-governmental action.”[2]
Reflecting a similar concept, this Court has defined a “political
question” as a “matter which is to be exercised by the people in their primary political capacity or that has been
specifically delegated to some other department or particular officer of
the government, with discretionary power to act.”[3]
In other words, it refers to those questions which, under the Constitution, are
to be decided by the
people in their sovereign capacity, or in regard to
which full discretionary authority has been delegated to the legislative or
executive branch of government.[4]
In determining whether an issue falls within the political
question category, the absence of a satisfactory criterion for a judicial
determination or the appropriateness of attributing finality to the action of
the political departments of government are dominant considerations. This was explained by Justice Brennan in Baker
v. Carr,[5]
thus:
“Prominent on the surface of any case held to involve
political question is found a textually demonstrable constitutional commitment
of the issue to a coordinate political department; or a lack of judicially
discoverable and manageable standards for resolving it; or the impossibility of
deciding without an initial policy determination of a kind clearly for non-judicial
discretion; or the impossibility of a court’s undertaking independent
resolution without expressing lack of the respect due coordinate branches of
government; or an unusual need for unquestioning adherence to a political
decision already made; or the potentiality of embarrassment from multifarious
pronouncements by various departments on one question. * * *”
To
decide whether a matter has in a
measure been committed by the Constitution to another branch of government or
retained by the people to be decided by them in their sovereign capacity, or
whether that branch exceeds whatever authority has been committed to it, is
indeed a delicate exercise in constitutional interpretation.
In Coleman v. Millen,[6]
the United States Supreme Court held that the efficacy of the ratification by
state legislatures of a constitutional amendment is a political question. On the question of whether the State
Legislature could constitutionally ratify an amendment, after the same had been
previously rejected by it, it was held that the ultimate authority over the
question was in Congress in the exercise of its control over the promulgation
of the adoptĀion of the amendment. And
in connection with the second question of whether the amendment has lost its
vitality through the lapse of time, the Court held that the question was
likewise political, involving “as it does * * * an appraisal of a great
variety of relevant conditions, political, social and economic, which can
hardly be said to be within the appropriate range of evidence receivable in a court of justice and as to which it
would be an extravagant extension of juridical authority to assert judicial
notice as the basis of deciding a controversy with respect to the validity of
an amendment actually ratified. On the
other hand, these conditions are appropriate for the consideration of the
political departments of the Government.
The questions they involve are essentially political and not
justiciable.”
In their concurring opinions in Coleman, Justices Black,
Roberts, Frankfurter and Douglas stressed that:
“The Constitution grants Congress exclusive power to control
submission of constitutional amendments.
Final determination by Congress that ratification by three-fourths of
the States has taken place ‘is conclusive upon the courts.’ In the exercise of
that power, Congress, of course, is governed by the Constitution. However, whether submission, intervening
procedure for Congressional determination of ratification conforms to the
commands of the Constitution, call for decisions by a ‘political department’ of
questions of a type which this Court has frequently designated ‘political.’ And
decision of a ‘political question’ by the ‘political department’ to which the
Constitution has committed it ‘conclusively binds the judges, as well as all
other officers, citizens and subjects of * * * government.’ Proclamation under
authority of Congress that an amendment has been ratified will carry with it a
solemn assurance by the Congress that ratification has taken place as the Constitution
commands. Upon this assurance a
proclaimed amendment must be accepted as a part of the Constitution, leaving to
the judiciary its traditional authority of interpretation. To the extent that the Court’s opinion in the
present case even impliedly assumes a power to make judicial interpretation of
the exclusive constitutional authority of Congress over submission and
ratification of amendments, we are unable to agree.”
Relying or the doctrine enunciated in Coleman v. Miller, supra,
this Court, in Mabanag v. Lopez Vito,[7] speaking through Mr. Justice Pedro
Tuason, ruled that the process of constitutional amendment, involving proposal
and ratification, is a political question.
In the Mabanag
case, the petitioners sought to prevent the enforcement of a resolution of
Congress proposing the “Parity Amendment” to the Philippine
Constitution on the ground that it had not been approved by the three-fourths
vote of all the members of each house as required by Article XV of the 1935
Constitution. It was claimed that three
(3) Senators and eight (8) members of the House of Representatives had been
suspended and that their membership was not considered in the determination of
the three-fourths vote. In dismissing
the petition on the ground that the question of the validity of the proposal
was political, the Court stated:
“If ratification of an amendment is a political question, a
proposal which leads to ratification has to be a political question. The two steps complement each other in a
scheme intended to achieve a single objective.
It is to he noted that amendatory process as provided in Section 1 of
Article XV of the Philippine Constitution ‘consists of (only) two distinct
parts: proposal and ratification.’ There
is no logic in attaching political character to one and withholding that
character from the other. Proposal to
amend the Constitution is a highly political function performed by the
Contress in its sovereign legislative capaĀcity and committed to its charge by
the Constitution itself. * * *” (At pages 4-5, italics supplied.)
It is true that in Gonzales v. Comelec,[8]
this Court stated that it overruled Mabanag declaring that the issue
whether or not a Resolution of Congress, acting as a constituent assembly —
violates the Constitution is essentially justiciable, not political, and hence,
subject to judicial review.” But it was not necessary for the Court to
have overruled the doctrine enunciated in Mabanag. What was involved in Gonzales was not
the validity of a proposed amendment to the Constitution approved by Congress
in the exercise of its constituent powers but an ordinary statute enacted by
Congress, providing for the submission of certain proposed constitutional
amendments to the people.[9]
Similarly, in Tolentino v. Commission on Elections,[10]
what was involved was not the validity of the proposal to lower the voting age
but rather that of the resolution of the Constitutional Convention submitting
the proposal for ratification. The
question was whether all the amendments to be submitted by the same Convention
must be done piecemeal or must be submitted to the people for approval or
rejection in a single “election” or plebiscite. Such is not the case here.
II
Here, the point has been stressed that the President is acting as
agent for and in behalf of the people in proposing the amendment. There can be no question that in the
referendum of January, 1973 and in the subsequent referendums the people had
clearly and categorically rejected the calling of the interim National
Assembly. As stated in the main opinion,
the Lupong Tagapagpaganap of the Katipunan ng mga Sanggunian, the Pambansang
Katipunan ng maa Barangay representing 42,000 barangays, the Kabataang
Barangay organizations and the various sectoral groups had proposed the
replacement of the interim National Assembly. These barangays and the Sanggunian
assemblies have proven to be effective instrumentalities through which the
desires of the people have been articulated and expressed. The Batasang Bayan (Legislative
Council), composed of nineteen (19) cabinet members and nine (9) officials with cabinet rank, and ninety one (91)
members of the Lupong Tagapagpaganap (Executive Committee) of the Katipunan
ng mga Sangguniang Bayan
voted in their special session to submit directly to the people in a plebiscite
on October 16, 1976 the afore-mentioned constitutional amendments. These proposed amendments reflected the
desires of the people. Through the Pambansang
Katipunan ng mga Barangay
and the Pampurok na Katipunan ng mga Sangguniang Bayan, the people have
expressed their desire not only to abolish the interim National
Assembly, but to replace it with a more representative body acceptable to them
in order to effect the desirable constitutional changes necessary to hasten the
political evolution of the governĀment towards the parliamentary system, while
at the same time ensuring that the gains of the New Society, which are vital to
the welfare of the people, shall be safeguarded. It cannot be doubted, therefore, that these
proposed changes were initiated by the people themselves.
It would be futile to insist that the interim National
Assembly should have been convened to propose those amendments pursuant to
Section 15 of Article XVII of the Constitution.
This Court, in the case of Aquino v. Commission on Elections,[11]
took judicial notice of the fact that in the referendum of January, 1973, a
majority of those who approved the new Constitution voted on the condition that
the interim National Assembly provided in the Transitory Provisions should not be convened, and the
President “in deference to the sovereign will of the Filipino people”
declared that the convening of said body shall be suspended.[12]
As this Court observed in the Aquino case:
“His decision to defer the initial convocation of the interim
National Assembly was supported by the sovereign people at the referendum in
January, 1973 when the people voted to postpone the convening of the interim
National Assembly until after at least seven (7) years from the approval of the
new Constitution. And the reason why the
same question was eliminated from the questions to be submitted at the
referendum on February 27, 1975, is that even some members of the Congress and
delegates of the Constitutional Convention, who are already ipso facto
members of the interim National Assembly, are against such inclusion;
because the issue was already decided in the January, 1973 referendum by the
sovereign people indicating thereby their disenchantment with any Assembly as
the former Congress failed to institutionalize the reforms they demanded and
had wasted public funds through endless debates without relieving the suffering
of the general mass of citizenry.” (p. 302).
The action of the President in suspending
the convening of the interim National Assembly has met the overwhelming
approval of the people in subsequent referenda.
Since it was the action by the people that gave binding force and
effect to the new Constitution, then it must he accepted as a necessary
consequence that the condition imposed by them, that the interim
assembly be not convened, should also he respected as a positive mandate of the
same sovereign.
In the Philippines, which is a unitary state, soveĀreignty
resides in the people and all government authority emanates from them.[13]
The term “people” as sovereign is comprehensive in its context. The people, as sovereign creator of all
political reality, is not merely the enfranchised citizens but the political
unity of the people.[14]
It connotes, therefore, a people which exists not only in the urgent present
but in the continuum of history. The
assumption that the opinion of The People as voters can be treated as the
expression of the interests of The People as a historic community was, to the distinguished
American journalist and public philosopher, Walter Lippmann, unwarranted.
“‘Because of the discrepancy between The People as Voters and The
People as the corporate nation, the voters have no title to consider
themselves the proprietors of the commonwealth and to claim that their
interests are identical to the public interest.
A prevailing plurality of the voters are not The People. The claim that they are is a bogus title
invoked to justify the usurpation of the executive power by representative
assemblies and the intimidation of public men by demagogic politicians. In fact demagoguery can be described as the
sleight of hand by which a faction of The People as voters are invested with
the authority of The People. That
is why so many crimes are committed in
the People’s name.'”[15]
In Gonzales v. Comelec, supra, the Court clearly
emphasized that the power to propose amendments or to amend the Constitution is
part of the inherent power of the people as the repository of
sovereignty in a republican state. While
Congress may propose amendments to the Constitution, it acts pursuant to
authority granted to it by the people through the Constitution. Both the power to propose and the authority
to approve, therefore, inhere in the people as the bearer of the Constitution
making power.
In the absence of a functioning interim National Assembly
which, under the Constitution, had the authority to propose amendments, it
cannot be doubted that the people in case of necessity could directly exercise
the constituent power themselves or designate any other instrumentality to
propose such amendments. For Law, like
Nature, abhors a vacuum (natura vacuum abhorret).
The political character of the question is clearly manifest,
considering that in the ultimate analysis, the final arbiter of the question
whether or not the President has authority to act for the people in submitting
such proposals for ratification at the plebiscite of October 16 are the people
themselves. It certainly involves a
matter which is to be exercised by the people in their sovereign capacity,
hence, it is essentially political, not judicial.
While it is true that the constituent power is not to be confused
with legislative power in general because the prerogative to propose amendments
is not embraced within the context of ordinary lawmaking, it must be noted that
the proposals to be submitted for ratification in the forthcoming referendum
are, in the final analysis, actually not of the President but in effect of the
people themselves, speaking through their authorized instrumentalities.
As the Chief Justice aptly stated in his concurring opinion in
this case:
“* * * The
President merely formalized the said proposals in Presidential Decree No.
1033. It being conceded in all quarters
that sovereignty resides in the
people and it having
been demonstrated that their constituent power to amend the Constitution has
not been delegated by them to any instrumentality of the Government during the
present stage of the transition period of our political development, the
conclusion is ineluctable that their exertion of that residuary power cannot be
vulnerable to any constitutional challenge as being ultra vires. Accordingly, without venturing to rule on
whether or not the President is vested with constituent power as it does not
appear necessary to do so in the premises — the proposals here challenged,
being acts of the sovereign people no less, cannot be said to be afflicted with
unconstitutionality. A fortiori,
the concomitant authority to call a plebiscite and to approĀpriate funds
therefor is even less vulnerable not only because the President, in exercising
said authority, has acted as a mere alter ego of the people who made the
proposals, but likewise because the said authority is legislative in nature
rather than constituent.”
This is but a recognition that the People
of the Philippines have the
inherent, sole and exclusive right of regulating their own government, and of
altering or abolishing their Constitution whenever it may be necessary to their
safety or happiness. There appears to be no justification, under the existing
circumstances for a Court to create by implication a limitation on the
sovereign power of the people. As has
been clearly explained in a previous case:[16]
“‘There is nothing in the nature of the submission which
should cause the free exercise of it to be obstructed, or that could render it
dangerous to the stability of the government; because the measure derives all
its vital force from the action of the people at the ballot box, and there can
never be danger in submitting in an established form, to a free people, the
proposition whether they will change their fundamental law, The means provided
for the exercise of their sovereign right of changing their constitution should
receive such a construction as not to trammel the exercise of the right. Difficulties and embarrassments in its
exercise are in derogation of the right of free government, which is inherent
in the people; and the best security against tumult and revolution is the free
and unobstructed privilege to the people of the State to change their
constitution in the mode prescribed by the instrument. ‘”
III
The paramount consideration that impelled Us to arrive at the
foregoing opinion is the necessity of ensuring popular control over the
constituent power. “If the people
are to control the constituent power the power to make and change the
fundamental law of the State,” observed Wheeler,[17]
“the process of Constitutional change must not be based too heavily upon
existing agencies of government.” Indeed, the basic premise of
republicanism is that the ordinary citizen, the common man, can be trusted to
determine his political destiny.
Therefore, it is time that the peoĀple should be accorded the fullest opportunity
to decide the fundamental charter that shall provide for their governance. For in the ultimate analysis, the success of
the national endeavor shall depend on the vision, discipline and firmness of
the moral will of every Filipino.
IN VIEW OF THE FOREGOING CONSIDERATIONS, We vote to dismiss the
petitions.
[1]
Carl Brent Swisher, The Supreme
Cocoa in the Modern Rose, 1958 ed., p. 173.
[2]
Melville Fuller Weston, Political questions, 38
Harv. L. Rev., 296. Italics supplied.
[3] TaƱada
v. Cuenco, 103 Phil. 1051, 1057, citing In re McConaughy, 119
NW 408. Italics supplied.
[4]
16 C.J.S. 413.
[5]
369 U.S. 186, 217.
[6]
307 U.S. 433.
[7]
78 Phil. 1 (1947).
[8]
21 SCRA 774.
[9]
Republic Act No. 413.
[10]
41 SCRA 702.
[11]
L-40004, January 31, 1975, 62 SCRA 275.
[12]
Proclamation No. 1103, January 17,
1973.
[13]
Section 1, Article II, Constitution.
[14]
Leibholz: Politics and Law, p. 24.
[15] Today’s
Revolution: Democracy, Marcos, pp. 87-88.
[16] Mabanag v. Lopez Vito, supra, at page 5, citing Green v. Weller, 32 Miss., 650; note, 10 L.R.A., N.S., 150.
[17]
John P. Wheeler, Jr., Changing the
Fundamental Law – SALIENT
ISSUES OF CONSTITUTIONAL REVISION; 1961
ed.
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CONCURRING OPINION
CASTRO, C.J.:
From the challenge as formulated in the three petitions at bar
and the grounds advanced by the Solicitor General in opposition thereto, as
well as the arguments adduced by the counsels of the parties at the hearing had
on October 7 and 8, 1976, three vital issues readily project themselves as the
centers of controversy, namely:
(1) Is the question of the
constitutionality of Presidential Decrees Nos. 991, 1031 and 1033 political or justiciable?
(2) During the present stage
of the transition period, and under the environmental circumstances now
obtaining, does the President possess power to propose amendments to the
Constitution as well as set up the required machinery and prescribe the
procedure for the ratification of his proposals by the people?
(3) Is the submission to
the people of the proposed amendments within the time frame allowed therefore a
sufficient and proper submission?
I
First Issue
The threshold question is not at all one of first
impression. Specifically on the matter
of proposals to amend the Constitution, this Court, in Mabanag
vs. Lopez Vito (78 Phil. 1), inceptively announced the dictum that –
“Proposal to amend the Constitution is a highly political
function performed by the Congress in its sovereign legislative capacity and
committed to its charge by the Constitution itself. The exercise of this power is even
independent of any intervention by the Chief Executive. If on grounds of expediency scrupulous
attention of the judiciary be needed to safeguard public interest, there is
less reason for judicial inquiry into the validity of a proposal than into that
of a ratification.”
In time, however, the validity of the
said pronouncement was eroded. In the
assessment of the Court itself –
“The force of this precedent has been weakened, however, by Suanes vs. Chief Accountant of the Senate (81 Phil. 818), Avelino vs. Cuenco (L-2581, March
4 and 14, 1949), TaƱada vs. Cuenco
(L-10520, February 28, 1957), and Macias vs. Commission on Elections (L-18684,
September 14, 1961).
x x x x
“In short, the issue whether or not a Resolution of Congress –
acting as a constituent assembly – violates the Constitution is essentially justiciable, not political, and, hence, subject to judicial
review, and, to the extent that this view may be inconsistent with the stand
taken in Mabanag vs. Lopez Vito (supra), the
latter should be deemed modified accordingly.
The Members of the Court are unanimous on this point.” (Gonzales vs. Commission on Elections, et al., L-28196, November 9,
1967, 21 SCRA 774, 786-787).
The abandonment of the Mabanag vs. Lopez Vito doctrine appears to
have been completed when, in Javellana vs.
Executive Secretary, et al. (L-36142, March 31, 1973, 50 SCRA 30), six
members of the Court concurred in the view that the question of whether the
1973 Constitution was ratified in accordance with the provisions of Article XV
(Amendments) of the 1935 Constitution is inherently and essentially justiciable.
As elucidated therein, with extensive quotations from TaƱada vs. Cuenco
(103 Phil. 1051) –
“‘x x x the term ‘political
question’ connotes, in legal parlance, what it means in ordinary parlance,
namely, a question of policy in matters concerning the government of a State,
as body politic. In other words, in the
language of Corpus Juris Secundum (supra), it refers to ‘those
questions which, under the Constitution, are to be decided by the
people in their sovereign capacity, or in regard to which full discretionary
authority has been delegated to the Legislature or executive branch of
the government.’ It is concerned with issues dependent upon the wisdom, not
legality, of a particular measure.’
“Accordingly, when the grant of power is qualified,
conditional or subject to limitations, the issue on whether or not the prescribed
qualifications or conditions have been met, or the limitations respected, is justiciable or non-political, the crux of the problem being
one of legality or validity of the contested act, not its
wisdom. Otherwise, said qualifications,
conditions or limitations – particularly those prescribed or imposed by the
Constitution – would be set at naught.” (Javellana vs. Executive Secretary, supra).
So it is in the situation here presented. The basic issue is the constitutional
validity of the presidential acts of proposing amendments to the Constitution
and of calling a referendum-plebiscite for the ratification of the proposals
made. Evidently, the question does not
concern itself with the wisdom of the exercise of the authority claimed
or of the specific amendments proposed.
Instead, the inquiry vel non is
focused solely on the existence of the said power in the President – a question
purely of legality determinable thru interpretation and construction of the
letter and spirit of the Constitution by the Court as the final arbiter in the
delineation of constitutional boundaries and the allocation of constituĀtional
powers.
For the Court to shun cognizance of the challenge herein
presented, especially in these parlous years, would be to abdicate its
constitutional powers, shirk its constitutional responsibility, and deny the
people their ultimate recourse for judicial determination.
I have thus no hesitancy in concluding that the question here
presented is well within the periphery of judicial inquiry.
II
Second Issue
The main question stands on a different footing; it appears
unprecedented both here and elsewhere.
Its solution, I believe, can be found and unraveled only by a critical
assessment of the existing legal order in the light of the prevailing political
and factual milieu.
To be sure, there is an impressive array of consistent
jurisprudence on the proposition that, normally or under normal conditions, a
Constitution may be amended only in accord with the procedure set forth
therein. Hence, if there be any such
prescription for the amendatory process – as invariably there is because one of
the essential parts of a Constitution is the so-called “constitution of
sovereignty” which comprises the provision
or provisions on the modes in accordance with which formal changes in the
fundamental law may be effected – the same would ordinarily be the controlling
criterion for the validity of the amendments sought.
Unfortunately, however, during the present transition period
of our political development, no express provision is extant in the
Constitution regarding the agency or agent by whom and the procedure by which
amendments thereto may be proposed and ratified – a fact overlooked by those
who challenge the validity of the presidential acts in the premises. This is so because there are at least two
distinctly perceptible stages in the transition from the old system of
government under the 1935 Constitution to the new one established by the 1973
Constitution.
The first stage comprises the period from the effectivity of the Constitution on January 17, 1973 to the
time the interim National Assembly is convened by the incumbent
President and the interim President and the interim Prime
Minister are chosen (Article XVII, Sections 1 and 3[1]). The existence of this stage as an obvious
fact of the nation’s political life was recognized by the Court in Aquino vs. Commission on Elections, et al.
(L-40004, January 31, 1975, 62 SCRA 275), when it rejected the claim that,
under the 1973 Constitution, the President was in duty bound to convene the interim
National Assembly soon after the Constitution took effect.
The second stage embraces the period from the date
the interim National Assembly is convened to the date the Government
described in Articles VII to IX of the Constitution is inaugurated, following
the election of the members of the regular National Assembly (Article XVII,
Section 1) and the election of the regular President and Prime Minister. This is as it should be because it is
recognized that the President has been accorded the discretion to determine
when he shall initially convene the interim National Assembly, and his
decision to defer the convocation thereof has found overwhelming support by the
sovereign people in two previous referenda, thereby giving reality to an
interregnum between the effectivity of the
Constitution and the initial convocation of the interim National
Assembly, which interregnum, as aforesaid, constitutes the first stage in the
transition period.
Against this factual backdrop, it is readily discernible that
neither of the two sets of provisions embodied in the Constitution on the
amendatory process applies during the said first stage. Thus, Section 15, Article XVII (Transitory
Provisions) provides –
“Sec. 15. The interim National
Assembly, upon special call by the interim Prime Minister, may, by a
majority vote of all its Members, propose amendments to this Constitution. Such amendments shall take effect when
ratified in accordance with Article Sixteen hereof.”
Patently, the reference to the “interim
National Assembly” and the “interim Prime Minister”
limits the application thereof to the second stage of the
transition period, i.e., after the interim National Assembly shall have
been convened and the interim Prime Minister shall have been chosen.
Upon the other hand, the provisions of Article XVI (Amendments),
to wit –
“SECTION 1. (1) Any amendment to, or
revision of, this Constitution may be proposed by the National Assembly upon a
vote of three-fourths of all its Members, or by a constitutional convention.
“(2) The National
Assembly may, by a vote of two-thirds of all its Members, call a constitutional
convention or, by a majority vote of all its Members, submit the question of
calling such a convention to the electorate in an election.
“SEC. 2. Any amendment to, or
revision of, this Constitution shall be valid when ratified by a majority of
the votes cast in a plebiscite which shall be held not later than three months
after the approval of such amendment or revision.”
unequivocally
contemplate amendments after the regular Government shall have become
fully operative, referring as they do to the National Assembly which will come
into being only at that time.
In the face of this constitutional hiatus, we are confronted with
the dilemma whether amendments to the Constitution may be effected during the
aforesaid first stage and, if in the affirmative, by whom and in
what manner such amendments may be proposed and ratified.
Susceptibility to change is one of the hallmarks of an ideal
Constitution. Not being a mere
declaration of the traditions of a nation but more the embodiment of a people’s
hopes and aspirations, its strictures are not unalterable. They are, instead, dynamic precepts intended
to keep in stride with and attuned to the living social organism they seek to
fashion and govern. If it is conceded
that “the political or philosophical aphorism of one generation is doubted
by the next and entirely discarded by the third,” then a Constitution must
be able to adjust to the changing needs and demands of society so that the
latter may survive, progress and endure.
On these verities, there can be no debate.
During the first stage of the transition period in which the
Government is at present – which is understandably the most critical – the need
for change may be most pressing and imperative, and to disavow the existence of
the right to amend the Constitution would be sheer political heresy. Such view would deny the people a mechanism
for effecting peaceful change, and belie the organic conception of the
Constitution by depriving it of its means of growth. Such a result obviously could not have been
intended by the framers of the fundamental law.
It seems, however, that the happenstance that the first period
would come to pass before the convocation of the interim National
Assembly was not anticipated, hence, the omission of an express mandate to
govern the said situation in so far as amendments are concerned. But such omission through inadvertence should
not, because it cannot, negate the sovereign power of the people to amend the
fundamental charter that governs their lives and their future and perhaps even
determines their very survival as a nation.
Upon the other hand, it is clear from the afore-quoted provisions
on the amendatory process that the intent was, instead, to provide a simpler
and more expeditious mode of amending the Constitution during the transition
period. For, while under Article XVI thereof, proposals for amendment may be
made directly by the regular National Assembly by a vote of at least
three-fourths of all its members, under Section 15 of Article XVII, a bare
majority vote of all the members of the interim National Assembly would
suffice for the purpose. The relaxation
and the disparity in the vote requirement are revealing. They can only signify a recognition of the
need to facilitate the adoption of amendments
during the second stage of the transition period so that the interim
National Assembly will be able, in a manner of speaking, to iron out the kinks
in the new Constitution, remove imperfections therein, and provide for changed
or changing circumstances before the establishment of the regular
Government. In this context, therefore,
it is inutile speculation to assume that the Constitution was intended to
render impotent or bar the effectuation of needful change at an even more
critical period – the first stage. With
greater reason, therefore, must the right and power to amend the Constitution
during the first stage of the transition period be upheld, albeit within its
express and implied constraints.
Neither can it be successfully argued, in the same context and in
the present posture, that the Constitution may be amended during the said first
stage only by convening the interim National Assembly. That is to say and require that the said
stage must first be brought to an end before any amendment may be proposed and
ratified. Settled jurisprudence does not
square with such a proposition. As aptly
noted in Aquino vs. Commission on Elections,
et al., supra, the framers of the Constitution set no deadline for
the convening of the interim National Assembly because they could not
have foreseen how long the crises which impelled the proclamation and justify
the continued state of martial law would
last. Indeed, the framers
committed to the sound judgment of the President the determination of the time
when the interim National Assembly should be convoked. That judgment is not subject to judicial
review, save possibly to determine whether arbitrariness has infected
such exercise; absent such a taint, the matter is solely in the keeping of the
President. To thus contend that only by
convening the interim National Assembly may the Constitution be amended
at this time would be to effectively override the judgment vested in the
President, even in default of any showing that in not convoking the interim
National Assembly he has acted arbitrarily or gravely abused his
discretion. Furthermore, to sustain such
a contention would not only negate the mandate so resoundingly expressed by the
people in two national referenda against the immediate convening of the interim
National Assembly, but as well deride their overwhelming approval of the manner
in which the President has exercised the legislative power to issue
proclamations, orders, decrees and instructions having the stature and force of
law.
Given the constitutional stalemate or impasse spawned by these
supervening developments, the logical query that compels itself for resolution
is: By whom, then, may proposals for the
amendment of the Constitution be made and in what manner may said proposals be
ratified by the people?
It is conventional wisdom that, conceptually, the constituent
power is not to be confused with legislative power in general because the
prerogative to propose amendments to the Constitution is not in any sense
embraced within the ambit of ordinary law-making. Hence, there is much to recommend the
proposition that, in default of an express grant thereof, the legislature –
traditionally the delegated repository thereof – may not claim it under a
general grant of legislative authority.
In the same vein, neither would it be altogether unassailable to say
that because by constitutional tradition and express allocation the constituent
power under the Constitution is located in the law-making agency and at this
stage of the transition period the law-making authority is firmly recognized as
being lodged in the President, the said constituent power should now logically
be in the hands of the President who may thus exercise it in place of the interim
National Assembly. Instead, as pointed
out in Gonzales vs. Commission on Elections, et al., supra, the
power to amend the Constitution or to propose amendments thereto
“x x x is
part of the inherent powers of the people – as the repository of
sovereignty in a republican state, such as ours – to make, and, hence, to amend
their own Fundamental Law.”
As such, it is undoubtedly a power that
only the sovereign people, either directly by themselves or through their
chosen delegate, can wield. Since it has
been shown that the people, inadvertently or otherwise, have not delegated that
power to any instrumentality during the current stage of our hegira from crisis
to normalcy, it follows of necessity that the same remains with them for them
to exercise in the manner they see fit and through the agency they choose. And, even if it were conceded that – as it is
reputedly the rule in some jurisdictions – a delegation of the constituent
authority amounts to a complete divestiture from the people of the power
delegated which they may not thereafter unilaterally reclaim from the delegate,
there would be no violence done to such rule, assuming it to be applicable
here, inasmuch as that power, under the environmental circumstances adverted
to, has not been delegated to anyone in the first place. The constituent power during the first
stage of the transition period belongs to and remains with the people,
and accordingly may be exercised by them – how and when – at their pleasure.
At this juncture, a flashback to the recent and contemporary
political ferment in the country proves revelatory. The people, shocked and revolted by the
“obvious immorality” of the unabashed manner by which the delegates
to the Constitutional Convention virtually legislated themselves into office as
ipso facto members of the interim National Assembly by the
mere fiat of voting for the transitory provisions of the Constitution and the
stark reality that the unwieldy political monstrosity that the interim
Assembly portended to be would have proven to be a veritable drain on the
meager financial resources of a nation struggling for survival, have
unequivocally put their foot down, as it were, on the convocation thereof. But this patently salutary decision of the
people proved to be double-edged. It
likewise bound the political machinery of the Government in a virtual
straight-jacket and consigned the political evolution of the nation into a
state of suspended animation. Faced with
the ensuing dilemma, the people understandably agitated for a solution. Through consultations in the barangays and sanggunian
assemblies, the instrumentalities through which the people’s voice is
articulated in the unique system of participatory democracy in the country
today, the underpinnings for the hastening of the return to constitutional
normalcy quickly evolved into an overwhelming sentiment to amend the
Constitution in order to replace the discredited interim National
Assembly with what the people believe will be an appropriate agency to
eventually take over the law-making power and thus pave the way for the early
lifting of martial rule. In pursuit of
this sentiment, and to translate its constraints into concrete action, the Pambansang Katipunan ng mga Barangay,
the Pambansang Katipunan ng mga Kabataang
Barangay, the Lupong Tagapagpaganap of the Katipunan ng mga Sanggunian,
and finally the Batasang Bayan,
to a man and as one voice, have come forward with definitive proposals for the
amendment of the Constitution, and, choosing the President – the only political
arm of the State at this time through which that decision could be implemented
and the end in view attained – as their spokesman, proposed the amendments
under challenge in the cases at bar.
In the light of this milieu and its imperatives, one thing is
inescapable: the proposals now submitted
to the people for their ratification in the forthcoming referendum-plebiscite
are factually not of the President; they are directly those of the people
themselves speaking thru their authorized instrumentalities. The President merely formalized the said
proposals in Presidential Decree No. 1033.
It being conceded in all quarters that sovereignty resides in the people
and it having been demonstrated that their constituent power to amend the
Constitution has not been delegated by them to any instrumentality of the
Government during the present stage of the transition period of our political
development, the conclusion is ineluctable that their exertion of that residuary
power cannot be vulnerable to any constitutional challenge as being ultra
vires.
Accordingly – without venturing to rule on whether or not the President
is vested with constituent power, as it does not appear necessary to do so in
the premises – the proposals here challenged, being acts of the sovereign
people no less, cannot be said to be afflicted with unconstitutionality. A fortiori, the concomitant
authority to call a plebiscite and to appropriate funds therefor
is even less vulnerable not only because the President, in exercising said
authority, has acted as a mere alter ego of the people who made
the proposals, but likewise because the said authority is legislative in nature
rather than constituent.
III
Third Issue
Little need be said of the claimed insufficiency and impropriety
of the submission of the proposed amendments for ratification from the
standpoint of time. The thesis cannot be disputed that a
fair submission presupposes an adequate time lapse to enable the people to be
sufficiently enlightened on the merits or demerits of the amendments presented
for their ratification or rejection.
However, circumstances there are which unmistakably demonstrate that the
desideratum is met. Even if the
proposals appear to have been formalized only upon the promulgation of
Presidential Decree No. 1033 on
September 22, 1976, they are actually the crystallization of sentiments that
for so long have preoccupied the minds of the people and their authorized
representatives, from the very lowest level of the political hierarchy. Hence, unlike proposals emanating from a
legislative body, the same cannot but he said to have been mulled over,
pondered upon, debated, discussed and sufficiently understood by the great
masses of the nation long before they ripened into formal proposals.
Besides, it is a fact of which judicial notice may well be taken
that in the not so distant past when the 1973 Constitution was submitted to the
people for ratification, an all-out campaign, in which all the delegates to the
Constitutional Convention reportedly participated, was launched to acquaint the
people with the ramifications and workings of the new system of government
sought to be inaugurated thereunder. It may thus well be assumed that the people
in general have since acquired, in the very least, a working knowĀledge of the
entirety of the Constitution. The
changes now proposed – the most substantial of which being merely the
replacement of the interim National Assembly with another legislative
arm for the Government during the transition period until the regular National
Assembly shall have been constituted – do not appear to be of such complexity
as to require considerable time to be brought home to the full understanding of
the people. And, in fact, the massive and
wide-ranging informational and educational campaign to this end has been and
still is in full swing, with all the media, the barangays,
the civic and sectoral groups – and even the
religious ā all over the land in active and often enthusiastic if not frenetic
involvement.
Indeed, when the people cast their votes on October 16, a
negative vote could very well mean an understanding of the proposals which they
reject; an affirmative vote could equally be indicative of such understanding and/or
an abiding credence in the fidelity with which the President has kept the trust
they have confided to him as President and administrator of martial law.
ACCORDINGLY, I vote for the dismissal of the three petitions
at bar.
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CONCURRING OPINION
CONCEPCION JR., J.:
I vote for the dismissal of the petitions.
1. The issue is not
political and therefore justiciable.
The term “political question”, as this Court has previously
defined, refers to those questions which, under the constitution, are to be
decided by the people in their sovereign capacity, or in regard to which full
discretionary authority has been delegated to the Legislature or executive
branch of the Government. It is
concerned with the issues dependent upon the wisdom, not legality, of a
particular measure.[1]
Here, the question raised is whether the President has authority
to propose to the people amendments to the Constitution which the petitioners
claim is vested solely upon the National Assembly, the constitutional
convention called for the purpose, and the interim National
Assembly. This is not a political
question since it involves the determination of conflicting claims of authority
under the constitution.
In Gonzales vs. Comelec,[2]
this Court, resolving the issue of whether or not a Resolution of Congress,
acting as a constituent assembly, violates the Constitution, ruled that the
question is essentially justiciable, not political,
and hence, subject to judicial review.
In Tolentino vs. Comelec,[3]
this Court finally dispelled all doubts as to its position regarding its
jurisdiction vis-a-vis the constitutionality of the
acts of Congress, acting as a constituent assembly, as well as those of a
constitutional convention called for the purpose of proposing amendments to the
constitution. Insofar as observance of
constitutional provisions on the procedure for amending the constitution is
concerned, the issue is cognizable by this Court under its powers of judicial
review.
2. As to the merits, a
brief backdrop of the decision to hold the referendum-plebiscite will help
resolve the issue. It is to be noted
that under the 1973 Constitution, an interim National Assembly was
organized to bring about an orderly transition from the presidential to the
parliamentary system of government.[4]
The people, however, probably distrustful of the members who are old-time
politicians and constitutional delegates who had voted themselves into
membership in the interim National Assembly, voted against the convening
of the said interim assembly for at least seven years,[5]
thus creating a political stalemate and a consequent delay in the
transformation of the government into the parliamentary system. To resolve the impasse, the President, at the
instance of the barangays and sanggunian
assemblies through their duly authorized instrumentalities who recommended a
study of the feasibility of
abolishing and replacing the interim National Assembly with another interim
body truly representative of the people in a reformed society, issued
Presidential Decree No. 991, on September 2, 1976, calling for a national referendum
on October 16, 1976 to ascertain the wishes of the people as to the ways and
means that may be available to attain the objective; providing for a period of
educational and information campaign on the issues; and establishing the mechanics and manner for holding
thereof. But the people, through their barangays, addressed resolutions to the Batasang
Bayan, expressing their desire to have the constitution
amended, thus prompting the President to issue Presidential Decree No. 1033,
stating the questions to be submitted to the people in the
referendum-plebiscite on October 16, 1976.
As will be seen, the
authority to amend the Constitution was removed from the interim
National Assembly and transferred to the seat of sovereignty itself. Since the Constitution emanates from the
people who are the repository of all political powers, their authority to amend
the Constitution through the means they have adopted, aside from those mentioned
in the Constitution, cannot be gainsaid.
Not much reflection is also needed to show that the President did not
exercise his martial law legislative powers when he proposed the amendments to
the Constitution. He was merely acting
as an instrument to carry out the will of the people. Neither could he convene the interim
National Assembly, as suggested by the petitioners, without doing violence to
the people’s will expressed overwhelmingly when they decided against conĀvening
the interim assembly for at least seven years.
3. The period granted to
the people to consider the proposed amendments is reasonably long and enough to
afford intelligent discussion of the issues to be voted upon. PD 991 has required the barangays
to hold assemblies or meetings to discuss and debate on the referendum
questions, which in fact they have been doing.
Considering that the proposed amendments came from the representatives
of the people themselves, the people must have already formed a decision by
this time on what stand to take on the proposed amendments come the day for the
plebiscite. Besides, the Constitution
itself requires the holding of a plebiscite for the ratification of an amendment not later than three (3) months after
the approval of such amendment or revision,[6] but without setting a definite period within
which such plebiscite shall not be held. From this I can only conclude that the
framers of the Constitution desired that only a short period shall elapse from
the approval of such amendment or resolution to its ratification by the people.
[1] TaƱada & Macapagal v. Cuenco, et al., 103 Phil. 1051.
[2]
L-28196, Nov. 9, 1967; 21
SCRA 774.
[3]
L-34150, Oct. 16, 1971, 41
SCRA 702.
[4]
Article XVII, Section 1, Constitution.
[5] Aquino vs. Comelec,
L-40004, Jan. 31, 1975, 62
SCRA 275, 302.
[6] Section 2, Article XVI, Constitution.
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concurring in the
result and dissenting in part
FERNANDO, J.:
These three petitions, the latest in a series of cases starting
from Planas v. Commission on Elections,[1]
continuing with the epochal resolution in Javellana
v. Executive Secretary,[2] and
followed successively in three crucial decisions, Aquino
v. Ponce Enrile,[3] Aquino v. Commission on Elections,[4]
and Aquino v. Military Commission,[5]
manifest to the same degree the delicate and awesome character of the function
of judicial review. While previous
rulings supply guidance and enlightenment, care is to be taken to avoid
doctrinaire rigidity unĀmindful of altered circumstances and the urgencies of
the times. It is inappropriate to
resolve the complex problems of a critical period without full awareness of the
consequences that flow from whatever decision is reached. Jural norms must be
read in the context of social facts.
There is need therefore of adjusting inherited principles to new
needs. For law, much more so
constitutional law, is simultaneously a reflection of and a force in the
society that it controls. No quality
then can be more desirable in constitutional adjudication than that
intellectual and imaginative insight which goes into the heart of the
matter. The judiciary must survey things
as they are in the light of what they must become. It must inquire into the specific problem
posed not only in terms of the teaching of the past but also of the emerging
political and legal theory, especially so under a leadership notable for its
innovative approach to social problems and the vigor of its
implementation. This, on the one
side. It must equally be borne in mind
though that this Court must ever be conscious of the risk inherent in its being
considered as a mere subservient instrument of government policy, however
admittedly salutary or desirable. There
is still the need to demonstrate that the conclusion reached by it in cases
appropriate for its deterĀmination has support in the law that must be
applied. To my mind that was the norm
followed, the conclusion reached being that the three petitions be
dismissed. I am in agreement. It is with regret however that based on my
reading of past decisions, both Philippine and American, and more specifically
my concurring opinion in Aquino v. Ponce Enrile, I must dissent from the proposition set forth in
the able and scholarly opinion of Justice Martin that there is concentration of
power in the President during a crisis government. Consequently, I cannot see my way clear to
accepting the view that the authority to propose amendments is not open to
question. At the very least, serious
doubts could be entertained on the matter.
1. With due respect
then, I have to dissociate myself from my brethren who would rule that
governmental powers in a crisis government, following Rossiter,
“are more or less concentrated in the President.” Adherence to my
concurring and dissenting opinion in Aquino v. Ponce Enrile[6]
leaves me no choice.
It must be stated at the outset that with the sufficiency of
doctrines supplied by our past decisions to point the way to what I did
consider the appropriate response to the basic issue raised in the Aquino and the other habeas corpus petitions resolved
jointly, it was only in the latter portion of my opinion that reference was
made to United States Supreme Court pronouncements on martial law, at the most
persuasive in character and rather few in number “due no doubt to the
absence in the American Constitution of any provision concerning it.”[7]
It was understandable then that it was only after the landmark Ex parte Milligan case, that commentators like Cooley in 1868
and Watson in 1910 paid attention, minimal at that, to the subject.[8]
It was next set forth that in the works on American constitutional law
published in this century especially after the leading cases of Sterling
v. Constantin and Duncan
v. Kahanamoku, “there was a fuller treatment of
the question of martial law.”[9] While it is the formulation of Willoughby
that for me is most acceptable, my opinion did take note that another
commentator, Burdick, came out earlier with a similar appraisal.[10] Thus:
“So-called martial law, except in occupied territory of an enemy,
is merely the calling in of the aid of military forces by the executive, who is
charged with the enforcement of the law, with or without special authorization
by the legislature. Such declaration of
martial law does not suspend the civil law, though it may interfere with the
exercise of ones ordinary rights. The
right to call out the military forces to maintain order and enforce the law is
simply part of the police power. It is
only justified when it reasonably appears necessary, and only justifies such
acts as reasonably appear necessary to meet the exigency, including the arrest,
or in extreme cases the killing of those who create the disorder or oppose the
authorities. When the exigency is over
the members of the military forces are criminally and civilly liable for acts
done beyond the scope of reasonable necessity.
When honestly and reasonably coping with a situation of insurrection or
riot a member of the military forces cannot be made liable for his acts, and
persons reasonably arrested under such circumstances will not, during the
insurrection or riot, be free by writ of habeas corpus.”[11] When the opinion cited Willoughbyās
concept of martial law, stress was laid on his being “partial to the
claims of liberty.”[12] This is evident in the explicit
statement from his work quoted by me:
“There is, then, strictly speaking, no such thing in American law
as a declaration of martial law whereby military law is substituted for civil
law. So-called declarations of martial
law are, indeed, often made but their legal effect goes no further than to warn
citizens that the military powers have been called upon by the executive to
assist him in the maintenance of law and order, and that, while the emergency
lasts, they must, upon pain of arrest and punishment not commit any acts which
will in any way render more difficult the restoration of order and the
enforcement of law. Some of the
authorities stating substantially this doctrine are quoted in the footnote
below.”[13]
Nor did I stop there. The words of
Willis were likewise cited:
“Martial law proper, that is, military law in case of insurrection,
riots, and invasions, is not a substitute for the civil law, but is rather an
aid to the execution of civil law.
Declarations of martial law go no further than to warn citizens that the
executive has called upon the military power to assist him in the maintenance
of law and order. While martial law is
in force, no new powers are given to the executive and no civil rights of the
individual, other than the writ of habeas corpus, are suspended. The relations between the citizen and his
state are unchanged.”[14]
The conclusion reached by me as to the state of American federal
law on the question of martial law was expressed thus: “It is readily evident that even when
Milligan supplied the only authoritative doctrine, Burdick and Willoughby
did not ignore the primacy of civil liberties.
Willis wrote after Sterling. It would indeed be surprising if his opinion
were otherwise. After Duncan,
such an approach becomes even more strongly fortified. Schwartz, whose treatise is the latest to be
published, has this summary of what he considers the present state of American
law: ‘The Milligan and Duncan
cases show plainly that martial law is the public law of necessity. Necessity alone calls it forth; necessity
justifies its exercise; and necessity measures the extent and degree to which
it may be employed. It is, the high
Court has affirmed, an unbending rule of law that the exercise of military
power, where the rights of the citizen are concerned, may never be pushed
beyond what the exigency requires. If
martial law rule survives the necessity on which alone it rests, for even a
single minute, it becomes a mere exercise of lawless violence.ā Further: ‘Sterling v. Constantin
is of basic importance. Before it, a
number of decisions, including one by the highest Court, went on the theory
that the executive had a free hand in taking martial-law measures. Under them, it has been widely supposed that
a martial-law proclamation was so far conclusive that any action taken under it
was immune from judicial scrutiny. Sterling
v. Constantin definitely discredits these earlier
decisions and the doctrine of conclusiveness derived from them. Under Sterling v. Constantin,
where martial law measures impinge upon personal or property rights-normally
beyond the scope of military power, whose intervention is lawful only because
an abnormal situation has made it necessaryāthe executives ipse dixit is not of itself conclusive of the necessity.
“[15]
There was likewise an effort on my part to show what for me is
the legal effect of martial law being expressly provided for in the
Constitution rather than being solely predicated on the common law power based
on the urgent need for it because of compelling circumstances incident to the
state of actual clash of arms: “It
is not to be lost sight of that the basis for the declaration of martial law in
the Philippines is not mere necessity but an explicit constitutional
provision. On the other hand, Milligan,
which furnished the foundation for Sterling
and Duncan had its roots in the
English common law. There is pertinence
therefore in ascertaining its significance under that system. According to the noted English author,
Dicey: ‘”Martial law,” in the
proper sense of that term, in which it means the suspension of ordinary law and
the temporary government of a country or parts of it by military tribunals, is
unknown to the law of England. We have
nothing equivalent to what is called in France
the “Declaration of the State of Siege,”
under which the authority ordinarily vested in the civil power for the maintenance
of order and police passes entirely to the army (autorite
militaire).
This is an unmistakable proof of the permanent supremacy of the law
under our constitution.’ There was this qualification: ‘Martial law is sometimes employed as a name
for the common law right of the Crown and its servants to repel force by force
in the case of invasion, insurrection, riot, or generally of any violent
resistance to the law. This right, or
power, is essential to the very existence of orderly government, and is most
assuredly recognized in the most ample manner by the law of England. It is a power which has in itself no special
connection with the existence of an armed force. The Crown has the right to put down breaches
of the peace. Every subject, whether a
civilian or a soldier, whether what is called a ”servant of the
government,” such for example as a policeman, or a person in no way
connected with the administration, not only has the right, but is, as a matter
of legal duty, bound to assist in putting down breaches of the peace. No doubt policemen or soldiers are the
persons who, as being specially employed in the maintenance of order, are most
generally called upon to suppress a riot, but it is clear that all loyal subjects
are bound to take their part in the suppression of riots.'”[16]
Commitment to such an approach results in my inability to
subscribe to the belief that martial law in terms of what is provided both in
the 1935 and the present Constitutions, affords sufficient justification for
the concentration of powers in the Executive during periods of crisis. The better view, considering the juristic
theory on which our fundamental law rests is that expressed by Justice Black in
Duncan v. Kahanamoku: “Legislatures and courts are not merely
cherished American institutions; they are indispensable to our
government.”[17]
If there has been no observance of such a cardinal concept at present, it is
due to the fact that before the former Congress could meet in regular session
anew, the present Constitution was adopted, abolishing it and providing for an
interim National Assembly, which has not been convened.[18]
So I did view the matter.
2. Nor did I ignore Rossiter in my Aquino v. Ponce Enrile opinion.
Reference was made to the first chapter on his work on Constitutional
Dictatorship where he spoke of martial rule as “a device designed for use
in the crisis of invasion or rebellion.
It may be most precisely defined as an extension of military government
to the civilian population, the substitution of the will of a military
commander for the will of the people’s elected government.”[19]
Since, for me at least, the Rossiter characterization
of martial law has in it more of the common law connotation, less than duly
mindful of the jural effects of its inclusion in the
Constitution itself as a legitimate device for coping with emergency conditions
in times of grave danger, but always subject to attendant limitations in
accordance with the fundamental postulate of a charters supremacy, I felt
justified in concluding: “Happily
for the Philippines, the declaration of martial law lends itself to the
interpretation that the Burdick, Willoughby, Willis, Schwartz formulations
paying due regard to the primacy of liberty possess relevance. It cannot be said that the martial rule concept
of Rossiter, latitudinarian in scope, has been
adopted, even on the assumption that it can be reconciled with our
Constitution. What is undeniable is that
President Marcos has repeatedly maintained that Proclamation No. 1081 was
precisely based on the Constitution and that the validity of acts taken thereunder could be passed upon by the Supreme Court. For me, that is quite reassuring, persuaded
as I am likewise that the view of Rossiter is opposed
to the fundamental concept of our polity, which puts a premium on
freedom.”[20]
3. Candor and accuracy
compel the admission that such a conclusion has to be qualified. For in the opinion of the Court in the aforecited Aquino v. Commission
on Elections, penned by Justice Makasiar, the
proposition was expressly affirmed “that as Commander-in-Chief and
enforcer or administrator of martial law, the incumbent President of the
Philippines can promulgate proclamations, orders and decrees during the period
of Martial Law essential to the security and preservation of the Republic, to
the defense of the political and social liberties of the people and to the
institution of reforms to prevent the resurgence of rebellion or insurrection
or secession or the threat thereof as well as to meet the impact of a worldwide
recession, inflation or economic crisis which presently threatens all nations
including highly developed countries.”[21]
To that extent, Rossiter’s view, mainly relied upon,
now possesses juristic significance in this jurisdiction. What, for me at least, gives cause for
concern is that with the opinion of the Court this intrusion of what I would
consider an alien element in the limited
concept of martial law as set forth in the Constitution would be allowed
further incursion into the corpus of the law, with the invocation of the
view expressed in the last chapter of his work, approving the
“concentration of governmental power in a democracy [as] a corrective to
the crisis inefficiencies inherent in the doctrine of the separation of
powers.”[22]
It is to the credit of the late Professor Rossiter as
an objective scholar that in the very same last chapter, just three pages
later, he touched explicitly on the undesirable aspect of a constitutional
dictatorship. Thus: “Constitutional Dictatorship is a
dangerous thing. A declaration of
martial law or the passage of an enabling act is a step which must always be
feared and sometimes bitterly resisted, for it is at once an admission of the
incapacity of democratic institutions to defend the order within which they
function and a too conscious employment of powers and methods long ago outlawed
as destructive of constitutional government.
Executive legislation, state control of popular liberties, military
courts, and arbitrary executive action were governmental features attacked by
the men who fought for freedom not because they were inefficient or
unsuccessful, but because they were dangerous and oppressive. The reĀinstitution of any of these features
is a perilous matter, a step to be taken only when the dangers to a free
state will be greater if the dictatorial institution
is not adopted.”[23]
4. It is by virtue of
such considerations that I find myself unable to share the view of those of my
brethren who would accord recognition to the Rossiter
concept of concentration of governmental power in the Executive during periods
of crisis. This is not to lose sight of
the undeniable fact that in this country through the zeal, vigor, and energy
lavished on projects conducive to the general welfare, considerable progress
has been achieved under martial rule. A
fair summary may be found in a recent address of the First Lady before the
delegates to the 1976 International Monetary Fund-World Bank Joint Annual
Meeting: “The wonder is that so
much has been done in so brief a time.
Since September 1972, when President Marcos established the crisis
government, peace and order have been restored in a country once avoided as one
of the most unsafe in the world. We have
liberated millions of Filipino farmers from the bondage of tenancy, in the most
vigorous and extensive implementation of agrarian reform.”[24]
Further, she said: “A dynamic
economy has replaced a stagnant order, and its rewards are distributed among
the many, not hoarded by a few. Our
foreign policy, once confined by fear and suspicion to a narrow alley of
self-imposed isolation, now travels the broad expressways of friendship and
constructive interaction with the whole world, these in a new spirit of
confidence and self-reliance. And
finally, forced to work out our own salvation, the Filipino has re-discovered
the well-springs of his strength and resiliency. As Filipinos, we have found our true
identity. And having broken our crisis
of identity, we are no longer apologetic and afraid.”[25]
The very idea of a crisis, however, signifies a transitory, certainly not a
permanent, state of things. President
Marcos accordingly has not been hesitant in giving utterance to his conviction
that full implementation of the modified parliamentary system under the present
Constitution should not be further delayed.
The full restoration of civilian rule can thus be expected. That is more in accord with the imperatives
of a constitutional order. It should not
go unnoticed either that the President has referred to the present regime as
one of “constitutional authoritarianism.” That has a less
objectionable ring, authority being more identified with the idea of law, as
based on right, the very antithesis of naked force, which to the popular mind
is associated with dictatorship, even if referred to as “constitutional.”
For me likewise, that equally eminent scholar Corwin, also
invoked in the opinion of the Court, while no doubt a partisan of a strong
Presidency, was not averse to constitutional restraints even during periods of
crisis. So I would interpret this
excerpt from the fourth edition of his classic treatise on the Presidency: “A regime of martial law may be
compendiously, if not altogether accurately, defined as one in which the
ordinary law, as administered by the ordinary courts, is superseded for the
time being by the will of a military commander.
It follows that, when martial law is instituted under national
authority, it rests ultimately on the will of the President of the United
States in his capacity as
Commander-in-Chief. It should be added
at once, nevertheless, that the subject is one in which the record of actual
practice fails often to support the niceties of theory. Thus, the employment of the military arm in
the enforcement of the civil law does not invariably, or even usually, involve
martial law in the strict sense, for, as was noted in the preceding section,
soldiers are often placed simply at the disposal and direction of the civil
authorities as a kind of supplementary police, or posse comitatus; on the other hand, by reason of the
discretion that the civil authorities themselves are apt to vest in the
military in any emergency requiring its assistance, the line between such an
employment of the military and a regime of martial law is frequently any but a
hard and fast one. And partly because of
these ambiguities the conception itself of martial law today bifurcates into
two conceptions, one of which shades off into military government
and the other into the situation just described, in which the civil authority
remains theoretically in control although dependent on military aid. Finally, there is the situation that obtained
throughout the North during the Civil War, when the privilege of the writ of
habeas corpus was suspended as to certain classes of suspects, although other
characteristics of martial law were generally absent.”[26]
It is by virtue of the above considerations that, with due
respect to the opinion of my brethren, I cannot yield assent to the Rossiter view of concentration of governmental powers in
the Executive during martial law.
5. There is necessity
then, for me at least, that the specific question raised in all three petitions
be squarely faced. It is to the credit
of the opinion of the Court that it did so.
The basic issue posed concerns the boundaries of the power of the
President during this period of martial law, more precisely whether it covers
proposing amendments to the Constitution.
There is the further qualification if the stand of respondents be taken
into account that the interim National Assembly has not been convened
and is not likely to be called into session in deference to the wishes of the
people as expressed in three previous referenda. It is the ruling of the majority that the answer
be in the affirmative, such authority being well within the area of
presidential competence. Again I find
myself unable to join readily in that conviction. It does seem to me that the metes and bounds
of the executive domain, while still recognizable, do appear blurred. This is not to assert that there is
absolutely no basis for such a conclusion, sustained as it is by a liberal
construction of the principle that underlies Aquino
v. Commission on Elections as to the validity of the exercise of the
legislative prerogative by the President as long as the interim National
Assembly is not convened. For me, the
stage of certitude has not been reached.
I cannot simply ignore the vigorous plea of petitioners that there is a
constitutional deficiency consisting in the absence of any constituent power on
the part of the President, the express provision of the Constitution conferring
it on the interim National Assembly.[27]
The learned advocacy reflected in the pleadings as well as the oral discourse
of Solicitor General Estelito P. Mendoza[28]
failed to erase the grave doubts in my mind that the Aquino
doctrine as to the possession of legislative competence by the President during
this period of transition with the interim lawmaking body not called
into session be thus expanded. The
majority of my brethren took that step.
I am not prepared to go that far.
I will explain why.
The way, for me, is beset with obstacles. In the first place, such an approach would
lose sight of the distinction between matters legislative and constituent. That is implicit in the treatise on the 1935
Constitution by Justices Malcolm and Laurel.[29]
In their casebook[30]
published the same year, one of the four decisions on the subject of
constitutional amendments is Effingham v. Dye[31]
which categorically distinguished between constituent and legislative
powers. Dean Sinco,
a well-known authority on the subject, was quite explicit. Thus:
“If there had been no express provision in the Constitution
granting Congress the power to propose amendments, it would be outside its
authority to assume that power. Congress
may not claim it under the general grant of legislative power for such grant
does not carry with it the right ‘to erect the state, institute the form of its
government,ā which is considered a function inherent in the people. Congressional law-making authority is limited
to the power of approving the laws ‘of civil conduct relating to the details
and particulars of the government instituted,ā the government established by
the people.”[32]
If that distinction be preserved, then for me the aforecited
Aquino decision does not reach the heart of the
matter.
Nor is this all. In the
main opinion of Justice Makasiar as well as that of
the then Justice, now Chief Justice, Castro, support for the ruling that the
President cannot be deemed bereft of legislative power during this transition
stage is supplied by implications from explicit constitutional provisions.[33]
That is not the case with the power to propose amendments. It is solely the interim National
Assembly that is mentioned. That is the
barrier that for me is well-nigh insurmountable. If I limit myself to entertaining doubts
rather than registering a dissent on this point, it is solely because of the
consideration, possessed of weight and significance, that there may be indeed
in this far-from-quiescent and static period a need for amendments. I do not feel confident therefore that a
negative vote on my part would be warranted.
What would justify the step taken by the President, even if no complete
acceptance be accorded the view that he was a mere conduit of the barangays on this matter, is that, as noted in both
qualified concurrences by Justices Teehankee and MuƱoz Palma in Aquino, as far as
the legislative and appropriation powers are concerned, unless such authority
be recognized, there may be paralyzation of
governmental activities. While not
squarely applicable, such an approach has, to my mind, a persuasive quality as
far as the power to propose amendments is concerned.
Thus I would confine myself to the expression of serious doubts
on the question rather than a dissent.
6. The constitutional
issue posed as thus viewed leaves me free to concur in the result that the
petitions be dismissed. That is to
accord respect to the principle that judicial review goes no further than to
checking clear infractions of the fundamental law, except in the field of human
rights where a much greater vigilance is required. That is to make of the Constitution a pathway
to rather than a barrier against a desirable objective. As shown by my concurring and dissenting
opinion in Tolentino v. Commission on Elections,[34] a pre-martial law decision, the fundaĀmental
postulate that sovereignty resides in the people[35]
exerts a compelling force requiring the judiciary to refrain as much as
possible from denying the people the opportunity to make known their wishes on
matters of the utmost import for the life of the nation, Constitutional
amendments fall in that category. I am
fortified in that conviction by the teaching of persuasive American decisions.[36]
There is reinforcement to such a conclusion from retired Chief
Justice Concepcion’s concurring and dissenting
opinion in Aytona v. Castillo,[37]
which I consider applicable to the present situation. These are his words: “It is well settled that the granting of
writs of prohibition and mandamus is ordinarily within the sound
discretion of the courts, to be exercised on equitable principles, and that
said writs should be issued when the right to the relief is clear * * *.”[38]
As he noted in his ponencia in the later case
of Gonzales v. Hechanova,[39]
an action for prohibition, while petitioner was sustained in his stand, no
injunction was issued. This was evident
in the dispositive portion where judgment was
rendered “declaring that respondent Executive Secretary had and has no
power to authorize the importation in question; that he exceeded his
jurisdiction in granting said authority; that said importation is not
sanctioned by law and is contrary to its provisions; and that, for lack of the
requisite majority, the injunction prayed for must be and is, accordingly,
denied.”[40]
With the illumination thus supplied, it does not necessarily follow that even a
dissent on my part would necessarily compel that I vote for the relief prayed
for. Certainly this is not to belittle
in any way the action taken by petitioners in filing these suits. That, for me, is commendable. It attests to their belief in the rule of
law. Even if their contention as to lack
of presidential power be accepted in their entirety, however, there is still
discretion that may be exercised on the matter, prohibition being an equitable
remedy. There are, for me, potent
considerations that argue against acceding to the plea. With the prospect of the interim National
Assembly being convened being dim, if not non-existent, if only because of the
results in three previous referenda, there would be no constitutional agency
other than the Executive who could propose amendments which, as noted, may
urgently press for adoption. Of even
greater weight, to my mind, is the pronouncement by the President that this
plebiscite is intended not only to solve a constitutional anomaly with the
country devoid of a legislative body but also to provide the machinery by which
the termination of martial law could be hastened. That is a consummation devoutly to be
wished. That does militate strongly
against the stand of petitioners. The
obstruction they would pose may be fraught with pernicious consequences.
It may not be amiss to refer anew to what I deem the cardinal
character of the jural postulate explicitly affirmed
in both the 1935 and the present Constitutions that sovereignty resides in the
people. So I made clear in Tolentino v. Commission on Elections and thereafter in my dissent
in Javellana v. The Executive Secretary[41]
and my concurrence in Aquino v. Commission on
Elections.[42]
The destiny of the country lies in their keeping. The role of leadership is not to be
minimized. It is crucial; it is of the
essence. Nonetheless, it is their will,
if given expression in a manner sanctioned by law and with due care that there
be no mistake in its appraisal, that should be controlling. There is all the more reason then to
encourage their participation in the power process. That is to make the regime truly
democratic. Constitutional orthodoxy
requires, however, that the fundamental law be followed. So I would interpret Laski,[43]
Corwin,[44]
Lerner,[45]
Bryn-Jones,[46]
and McIver.[47]
7. There is reassurance
in the thought that this Court has affirmed its commitment to the principle
that the amending process gives rise to a justiciable
rather than a political question. So it
has been since the leading case of Gonzales v. Commission on Elections.[48]
It has since then been followed in Tolentino v. Commission
on Elections,[49] Planas v. Commission on Elections,[50]
and lastly, in Javellana v. The Executive Secretary.[51]
This Court did not heed the vigorous plea of the Solicitor General to resurrect
the political question doctrine announced in Mabanag
v. Lopez Vito.[52]
This is not to deny that the federal rule in the United States as set forth in
the leading case of Coleman v. Miller,[53]
a 1939 decision, and relatively recent State court decisions, supply ammunition
to such a contention.[54]
That may be the case in the United States,
but certainly not in this jurisdiction.
Philippine constitutional tradition is to the contrary. It can trace its origin to these words in the
valedictory address before the 1934-35 Constitutional Convention by the
illustrious Claro M. Recto: “It is one of the paradoxes of democracy
that the people at times place more confidence in instrumentalities of the
State other than those directly chosen by them for the exercise of their
sovereignty.”[55]
It can be said with truth, therefore, that there has invariably been a judicial
predisposition to activism rather than self-restraint. The thinking all these years has been that it
goes to the heart of constitutionalism. It
may be said that this Court has shunned the role of a mere interpreter; it did
exercise at times creative power. It has
to that extent participated in the molding of policy. It has always recognized that in the large
and undefined field of constitutional law, adjudication partakes of the quality
of statecraft. The assumption has been
that just because it cannot by itself guarantee the formation, much less the
perpetuation of democratic values or, realistically, it cannot prevail against
the pressure of political forces if they are bent in other directions, it does
not follow that it should not contribute its thinking to the extent that it
can. It has been asked, it will continue
to be asked, to decide momentous questions at each critical stage of this
nation’s life.
There must be, however, this caveat. Judicial activism gives rise to difficulties
in an era of transformation and
change. A society in flux calls for
dynamism in the law, which must be responsive to the social forces at
work. It cannot remain static. It must be sensitive to life. This Court then must avoid the rigidity of
legal ideas. It must resist the
temptation of wallowing in the wasteland of meaningless abstractions. It must face stubborn reality. It has to have a feel for the complexities of
the times. This is not to discount the
risk that it may be swept too far and too fast in the surge of novel
concepts. The past too is entitled to a
hearing; it cannot just be summarily ignored.
History still has its uses. It is
not for this Court to renounce the virtue of systematic jural
consistency. It cannot simply yield to
the sovereign sway of the accomplished fact.
It must be deaf to the dissonant dialectic of what appears to be a
splintered society. It should strive to be a factor for unity under a rule of
law. There must be, on its part,
awareness of the truth that a new juridical age born before its appointed time
may be the cause of unprecedented travail that may not end at birth. It is by virtue of such considerations that I
did strive for a confluence of principle and practicality. I must confess that I did approach the matter
with some misgivings and certainly without any illusion of omniscience. I am comforted by the thought that
immortality does not inhere in judicial opinions.
8. I am thus led by my
studies on the subject of constitutional law and, much more so, by previous
judicial opinions to concur in the dismissal of the petitions. If I gave expression to views not currently
fashionable, it is solely due to deeply-ingrained beliefs. Certainly, I am the first to recognize the worth of the social and economic
reforms so needed by the troubled present that have been introduced and
implemented. There is no thought then of
minimizing, much less of refusing to concede, the considerable progress that
has been made and the benefits that have been achieved under this
Administration. Again, to reiterate one
of my cherished convictions, I certainly approve of the adherence to the
fundamental principle of popular sovereignty, which, to be meaningful, however,
requires both freedom in its manifestation and accuracy in ascertaining what it
wills. Then, too, it is fitting and
proper that a distinction was made between two aspects of the coming poll, the
referendum and the plebiscite. It is
only the latter that is impressed with authoritative force. So the Constitution requires. Lastly, there should be, as I did mention in
my concurrence in Aquino v. Commission on Elections,[56]
full respect for free speech and press, free assembly and free
association. There should be no thought
of branding the opposition as the enemy and the expression of its views as
anathema. Dissent, it is fortunate to
note, has been encouraged. It has not
been identified with disloyalty. That
ought to be the case, and not solely due to presidential decrees. Constructive criticism is to be welcomed not
so much because of the right to be heard but because there may be something
worth hearing. That is to ensure a true
ferment of ideas, an interplay of knowledgeable minds. There are, though, well-defined limits. One may not advocate disorder in the name of
protest, much less preach rebellion under the cloak of dissent. What I mean to stress is that except on a
showing of clear and present danger, there must be respect for the traditional
liberties that make a society truly free.
[1] L-35925,
January 22, 1973, 49 SCRA
105. The other cases disposed of by the
Court are not referred to.
[2]
L-36142, March 31, 1973, 50
SCRA 30. Again, no reference is made to
the other petitions raising the same question as to the validity of
Proclamation No. 1102 announcing the ratification of the Constitution proposed
by the Constitutional Convention.
[3]
L-35546, September 17, 1974,
59 SCRA 183. It must be noted that there
were other petitions decided likewise seeking the nullification of Proclamation
No. 1081 declaring martial law.
[4]
L-40004, January 31, 1975,
62 SCRA 275. This decision affirmed the
power of the incumbent President to issue decrees having the force and effect
of law. There was in the main opinion in
this case, penned by Justice Makasiar, an explicit
recognition that the incumbent President possesses legislative competence so
that during the period of Martial Law he could assure “the security and
preservation of the Republic, * * * the defense of the political and social
liberties of the people and * * * the
institution of reforms to prevent the resurgence of rebellion or insurrection
or secession or the threat thereĀof as well as to meet the impact of a
worldwide recession, inflation or economic crisis which presently threatens all
nations including highly developed countries * * *” (At 298) Justices
Antonio, Esguerra, Fernandez, MuƱoz
Palma and Aquino concurred, although in a separate
opinion, Justice MuƱoz Palma qualified it by saying
that the grant of legislative power “is necessarily to fill up a vacuum
during the transition period when the interim National Assembly is not yet
convened and functioning, for otherwise, there will be a disruption of official
functions resulting in a collapse of the government and of the existing social
order.” (At 347) There was likewise a concurring opinion by the then
Justice, now Chief Justice, Castro that such competence is derived from
paragraphs 1 and 2 of Sec. 3 of the Transitory Provisions of the Constitution. The then Chief Justice Makalintal
and Justices Barredo, Antonio, Esguerra
and Fernandez concurred with this opinion.
In a concurring and dissentĀing opinion, Justice Teehankee
would confine “his legislative and appropriation powers under martial law
to the law of necessity of preservation of the state which gave rise to its
proclamation (including appropriations for operations of the government and its
agencies and instrumentalities).” (At 316-317) The writer of this opinion
had his own concurrence and predicated his vote without an expression of his
views as to the grant of legislative power to the President.
[5]
L-37364, May 9, 1975, 63
SCRA 546. The Court ruled in this case
that military commissions may try civilians for certain specified offenses according
to applicable presidential decrees.
[6]
59 SCRA 183, 281-309.
[7] Ibid,
301.
[8] Ibid.
Ex parte Milligan is reported in 4 Wall. 2
(1866). It was likewise noted that
Story, the first eminent commentator in American constitutional law made no
reference to martial law. Cooleys work, now in its 8th edition, is entitled
Constitutional Limitations while that of Watson bears the title of Constitution
of the United States. At 302.
[9] Ibid.
Sterling is found in 287 US 378 (1932) and Duncan
in 327 US 304
(1946). Among the casebooks on
constitutional law referred to are those by Dodd (1949), Dowling (1950), Sholley (1951), Frank (1932), Freund and Associates (1954),
Barrett and Associates (1963), Kauper (1966),
Lockhart and Associates (1970).
[10] Ibid.
It may be observed parenthetically that when I collaborated with Senator
Lorenzo M. TaƱada in the Constitution of the
Philippines Annotated published almost thirty years ago in 1947 (at 588-589)
with two later editions that came out in 1949 (at 694-695) and 1953 (at 1013Ā1014),
it was Willoughbys view that was cited.
[11] Ibid,
302-303. This was the formulation of
Burdick in his The Law of the American Constitution, 261 (1922).
[12] Ibid,
303.
[13] Ibid.
The citation is from Willoughby on
the Constitution of the United States,
2nd ed. 1591 (1929).
[14] Ibid.
The excerpt is from Willis on Constitutional Law, 449 (1936). It is to be made clear that in our
Constitution, it is only the privilege of the writ, not the writ
itself that is suspended.
[15] Ibid,
303-304. The quotation is from volume 2
of the treatise of Schwartz on the American Constitution, entitled The Powers
of Government 244 (1963) that the citation came from.
[16] Ibid.
The reference is to Dicey on the Law of the Constitution, 287-288 (1962).
[17]
327 US 304, 322.
[18]
Cf. Aquino v. Commission on Elections, 62 SCRA
275.
[19] Ibid,
305. The citation from Rossiter is from the first chapter of his work on
Constitutional Dictatorship, 9 (1948).
[20] Ibid,
306.
[21]
62 SCRA 275, 298. Justice Makasiar cited pages 7 and 303 of Rossiter’s
Constitutional Dictatorship.
[22]
The extensive citation in the opinion of Justice Martin is found in Chapter XIX
of Rossiter’s opus entitled Constitutional
Dictatorship: The Forms, The Dangers,
The Criteria, The Future. That is the
last chapter of his work, after a rather exhaustive discussion of what are
referred to by him as Constitutional Dictatorship in Germany (Chapters III to
V), Crisis Government in the French Republic (Chapters VI to IX), Crisis GovernĀment
in Great Britain (Chapters X to XIII) and Crisis Government in the United
States (Chapters XIV to XVIII).
[23] Ibid,
294.
[24]
Imelda Romualdez Marcos, The Filipino Between Two
Worlds, Philippines
Daily Express 10, October 9, 1976.
[25] Ibid.
[26]
Corwin, The President Office and Powers, 4th rev. ed., 139-140 (1957).
[27]
According to Art. XVII, Sec. 15 of the present Constitution: “The interim National Assembly,
upon special call by the interim Prime Minister, may, by a majority vote
of all its Members, propose amendments to this Constitution. Such amendments shall take effect when
ratified in accordance with Article Sixteen hereof.”
[28]
He was assisted by Assistant Solicitor General Hugo E. Gutierrez Jr. and Trial
Attorney Nannette R. de Castro.
[29] Malcolm
and Laurel, Philippine Constitutional Law, 3rd ed., 20-21 (1936).
[30]
Malcolm and Laurel, Cases on Constitutional Law (1936).
[31] Ibid.
Ellingham v. Dye is reported in 99 NE 1 (1912).
[32] Sinco, Philippine Political Law, 11th ed. 63 (1962). It is precisely Ellingham v. Dye that
was cited.
[33]
Justice Makasiar referred to Article XVII, Sec. 3,
par. 2 of the present Constitution. The
present Chief Justice would include paragraph 1 to the above. Vide jn. 4.
[34]
L-34150, October 16, 1951,
41 SCRA 702.
[35] According
to Article II, Section 1 of the present Constitution: “The Philippines
is a republican state. Sovereignty
resides in the people and all government authority emanates from them.”
[36]
Cf. Cranmer v. Thorson, 68 NE 202 (1896);
Edwards v. Lesueur, 83 SW 1130 (1896); People v.
Mills, 70 P 322 (1902); Threadgill v. Cross,
109 P 558 (1910); Scott v. James, 76 SE 283 (1912); Weinland
v. Fulton, 121 NE 816
(1918); Gray v. Mass, 156 So. 262 (1934); Gray v. Winthrop,
156 So. 270 (1934); State v. Burns, 172 SW2 259 (1943); Hillman v.
Stockett, 39 A2 803 (1944).
[37]
L-19313, January 19, 1962,
4 SCRA 1.
[38] Ibid,
17-18.
[39]
L-21897, October 22, 1964,
9 SCRA 230.
[40] Ibid,
244.
[41]
50 SCRA 30, 310-333 (1973).
[42]
59 SCRA 275, 306-315 (1974).
[43] Laski, Grammar of Politics, 4th ed., 34 (1937).
[44]
Corwin, The Higher Law Background of American Constitutional Law, Selected
Essays on Constitutional Law 3 (1938).
[45]
Lerner, Ideas are Weapons, 470 (1939).
[46]
Bryn-Jones, Toward a Democratic New Order 23 (1945).
[47]
McIver, The Web of Government 84 (1947).
[48]
L-28916, November 9, 1967,
21 SCRA 774.
[49]
L-34150, October 16, 1971,
41 SCRA 702.
[50]
50/ L-35925, January 22, 1973,
49 SCRA 105.
[51]
L-36142, March 31, 1973, 50
SCRA 30. If I read correctly the
concurring opinion of the then Chief Justice Makalintal
and the now Chief Justice Castro, then an Associate Justice, where the question
raised concerns the adoption and enforceĀment of a new Constitution, then it
may be looked upon as political.
[52]
78 Phil. 1 (1947). To be more precise,
there were only five Justices, headed by Justice Tuason,
with the then Chief Justice Moran and the then Justices Paras,
later himself a Chief Justice, Hilado, Pablo and Hontiveros, who were of that persuasion. The other two votes necessary for a majority
for dismissing the prohibition petition were supplied by Justice, also later a
Chief Justice, Bengzon and Justice Padilla.
[53]
307 US 433. In the concurring opinion of
Justice Black, with Justices Roberts, FrankĀfurter and Douglas in agreement, he
made the categorical statement that such process “is ‘political’ in its
entirety, from submission until an amendment becomes part of the ConstiĀtution,
and is not subject to judicial guidance, control or interference at any
point.” At 459.
[54]
Cf. Hatcher v. Meredith, 173 SW2d 665 (1943); In re Application of Borg,
35 A2d 220 (1944); Renck v. Superior Court of
Maricopa County, 187 P2d 656 (1947); In re Opinion of Justices, 47 SO2d 643
(1950); Funk v. Fielder, 243 SW2d 474 (1951); Baum v. Newbry, 267 P2d 220 (1954); Boe v.
Foss, 77 NW2d1(1956); Goldner v. Adams, 167
SO2d 575 (1964); Hamilton v. City of Shreveport, 174 SO2d 529 (1965).
[55]
Laurel, S., ed., VII Proceedings of the Philippine Constitutional Convention
(1934-1935), Appendix L, 800.
[56]
62 SCRA 275, 306-315.
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Concurring and
Dissenting
MAKASIAR, J.:
Since the validity or effectivity of the proposed amendments is
to be decided ultimately by the people in their sovereign capacity, the
question is political as the term is defined in TaƱada, et al. vs. Cuenco, et
al. (103 Phil. 1051), which is a bar to any judicial inquiry, for the reasons
stated in Our opinion in Javellana, et al. vs. Executive Secretary, et al.
(L-36142); Tan, et al. vs. Executive Secretary, et al. (L-36164); Roxas, et al.
vs. Executive Secretary, et al. (L-36165); Monteclaro, etc., et al. vs.
Executive Secretary, et al. (L-36236); and Dilag, et al. vs. Executive
Secretary, et al. (L-36283, March 31, 1973, 50 SCRA 30, 204-283). The procedure for amendment is not
important. Ratification by the people is
all that is indipensable to validate an amendment. Once ratified, the method of making the
proposal and the period for submission become irrelevant.
The contrary view negates the very essence of a republican
democracy — that the people are sovereign — and renders meaningless the
emphatic declaration in the very first provision of Article II of the 1973
Constitution that the Philippines is a republican state, sovereignty resides in
the people and all government authority emanates from them. It is axiomatic that sovereignty is
illimitable. The representatives cannot
dictate to the sovereign people. They
may guide them; but they cannot supplant their judgment. Such an opposite view likewise distrusts the
wisdom of the people as much as it despises their intelligence. It evinces a presumptuous pretension to
intellectual superiority. There are
thousands upon thousands among the citizenry, who are not in the public
service, who are more learned and better skilled than many of their elected
representatives.
Moreover, WE already ruled in Aquino, et al. vs. Comelec, et al
(L-40004, Jan. 31, 1975, 62 SCRA 275, 298-302) that the President as enforcer
or administrator of martial rule during the period of martial law can
legislate; and that he has the discretion as to when the convene the interim
National Assembly depending on prevailing conditions of peace and order. In view of the fact that the interim
National Assembly has not been convoked in obedience to the desire of the
people clearly expressed in the 1973 referenda, the President therefore remains
the lone law-making authority while martial law subsists. Consequently, he can also exercise the power
of the interim National Assembly to propose amendments to the New
Constitution (Sec. 15, Art. XVII). If,
as conceded by petitioner Vicente Guzman (L-44684), former delegate to the 1971
Constitutional Convention which drafted the 1973 Constitution, the President,
during the period of martial law, can call a constitutional convention for the
purpose, admittedly a constituent power, it stands to reason that the President
can likewise legally propose amendments to the fundamental law.
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separate
dissenting opinion
MUĆOZ PALMA,
J.:
I concur fully with the remarkably frank (so characteristic of
him) dissenting opinion of my distinguished colleague, Justice Claudio Teehankee. If I am
writing this brief statement it is only to unburden myself of some thoughts
which trouble my mind and leave my conscience with no rest nor peace.
Generally, one who dissents from a majority view of the Court
takes a lonely and at times precarious road, the burden being lightened only by
the thought that in this grave task of administering justice, when matters of
conscience are at issue, one must be prepared to espouse and embrace a rightful
cause however unpopular it may be.
1. That sovereignty
resides in the people and all government authority emanates from them is a
fundamental, basic principle of government which cannot be disputed, but
when the people have opted to govern themselves under the mantle of a written
Constitution, each and every citizen, from the highest to the lowliest, has the
sacred duty to respect and obey the Charter they have so ordained.
“By the Constitution which they establish, they not only tie
up the hands of their official agencies, but their own hands as well; and
neither the officers of the state, nor the whole people as an aggregate body,
are at liberty to take action in opposition to this fundamental law.”
(Cooley’s Constitutional Limitations, 7th Ed. p. 56, Underline Ours)
The afore-quoted passage from the eminent jurist and author Judge
Cooley, although based on declarations of law of more than a century ago, lays
down a principle which to my mind is one of the enduring cornerstones of the
Rule of Law. It is a principle with
which I have been familiar as a student of law under the tutelage of revered
Professors, Dr. Vicente G. Sinco and Justice Jose P.
Laurel, and which I pray will prevail at all times to ensure the existence of a
free, stable, and civilized society.
The Filipino people, wanting to ensure to themselves a demoĀcratic
republican form of government, have promulgated a Constitution whereby the
power to govern themselves has been entrusted to and distributed among three
branches of government; they have also mandated in clear and unmistakable terms
the method by which provisions in their fundamental Charter may be amended or
revised. Having done so, the people are
bound by these constitutional limitations.
For while there is no surrender or abdication of the people’s ultimate
authority to amend, revise, or adopt a new Constitution, sound reason
demands that they keep themselves within the procedural bounds of the existing
fundamental law. The right of the people
to amend or change their Constitution if and when the need arises is not to be
denied, but we assert that absent a revolutionary state or condiĀtion in the
country, the change must be accomplished through the ordinary, regular and
legitimate processes provided for in the Constitution.[1]
I cannot subscribe therefore to the view taken by the Solicitor
General that the people, being sovereign, have the authority to amend the
Constitution even in a manner different from and contrary to that expressly
provided for in that instrument, and that the amendatory process is intended
more as a limitation of a power rather than a grant of power to a particular
agency and it should not be construed as limiting the ultimate sovereign will
of the people to decide on amendments to the Constitution.[2]
Such a view will seriously undermine the very existence of a constitutional
government and will permit anarchy and/or mob rule to set afoot and
prevail. Was it the Greek philosopher
Plato who warned that the rule of the mob is a prelude to the rule of the
tyrant?
I would use the following excerpt from Bernas,
S.J., “The 1973 Philippine Constitution, Notes and Cases” as relevant
to my point:
“. . . the amendatory provisions are called a ‘constitution of
sovereignty’ because they define the constitutional meaning of ‘sovereignty of
the people.’ Popular sovereignty, as embodied in the Philippine Constitution,
is not extreme popular sovereignty. As
one American writer put it:
‘A constitution like the American one serves as a basic check upon
the popular will at any given time. It
is the distinctive function of such written document to classify certain things
as legal fundamentals; these fundamentals may not be changed except by the slow
and cumbersome process of amendment. The
people themselves have decided, in constitutional convention assembled, to
limit themselves and future generations in the exercise of the sovereign power
which they would otherwise possess. And
it is precisely such limitation that enables those subject to governmental
authority to appeal from the people drunk to the people sober, in time of excitement
and hysteria. The Constitution, in the
neat phrase of the Iowa court, is
the protector of the people against injury by the people.'”**
Truly, what need is there for providing in the Constitution a
process by which the fundamental law may be amended if, after all, the people
by themselves can set the same at naught even in times of peace when civil
authority reigns supreme?
To go along with the respondents’ theory in this regard is to
render written Constitutions useless or mere “ropes of sand”,
allowing for a government of men instead of one of laws. For it cannot be discounted that a situation
may arise where the people are heralded to action at a point of a gun or by the
fiery eloquence of a demagogue, and where passion overpowers reason, and mass
action overthrows legal processes.
History has recorded such instances, and I can think of no better
example than that of Jesus Christ of Judea who was followed and loved by the
people while curing the sick, making the lame walk and the blind see, but
shortly was condemned by the same people turned into fanatic rabble crying out
“Crucify Him, Crucify Him” upon being incited into action by chief
priests and elders of Jerusalem.
Yes, to quote once more from Judge Cooley:
“A good Constitution should be
beyond the reach of temporary excitement and popular caprice or passion. It is needed for stability and steadiness; it
must yield to the thought of the people; not to the whim of the people, or the
thought evolved in excitement or hot blood, but the sober second though which
alone, if the government is to be safe, can be allowed efficiency. …. Changes
in government are to be feared unless the benefit is certain.”
(quoted in Ellingham v. Dye, 99 N.E. 1,
15)[3]
2. Presidential Decrees
Nos. 991 and 1033 which call for a national referendum-plebiscite on October
16, 1 976 for the purpose, among other things, of amending certain provisions
of the 1973 Constitution are null and void, as they contravene the express provisions
on the amending process of the 1973 Constitution laid down in Article XVI, Section
1 (1) and Article XVII, Section 15, more particularly the latter which applies
during the present transition period.
The Opinion of Justice Teehankee discusses in
detail this particular matter.
I would just wish to stress the point that although at present
there is no interim National Assembly which may propose amendments to
the Constitution, the existence of a so-called “vacuum” or
“hiatus” does not justify a transgression of the constitutional
provisions on the manner of amending the fundamental law. We cannot cure one infirmity — the existence
of a “vacuum” caused by the non-convening of the interim
National Assembly — with another infirmity, that is, doing violence to the
Charter.
“‘All great mutations shake and disorder a state. Good does not necessarily succeed evil;
another evil may succeed and a worse.'” (Am. Law Rev. 1889, p. 311.,
quoted in Ellingham v. Dye, supra, p. 15)
Respondents contend that the calling of the referendum-plebiscite
for the purpose indicated is a step necessary to restore the state of normalcy
in the country. To my mind, the only
possible measure that will lead our country and people to a condition of
normalcy is the lifting or ending of the state of martial law. If I am constrained to make this statement it
is because so much stress was given during the hearings of these cases on this
particular point, leaving one with the impression that for petitioners to
contest the holding of the October 16 referendum-plebiscite is for them to
assume a position of blocking or stalling the lifting of martial law, which I
believe is unfair to the petitioners.
Frankly, I cannot see the connection between the two. My esteemed colleagues should pardon me therefore
if I had ventured to state that the
simple solution to the present dilemma is the lifting of martial law and the
implementation of the constitutional provisions which will usher in the
parliamentary form of government ordained in the Constitution which, as proĀclaimed in Proclamation
1102, the people themselves have ratified.
If the people have indeed ratified the 1973 Constitution, then
they are bound by their act and cannot escape from the pretended unfavorable
consequences thereof, the only
remedy being to set
in motion the constitutional machinery by which the supposed desired amendments
may properly be adopted and submitted to the electorate for ratification.
Constitutional processes are to be observed strictly, if we have
to maintain and preserve the system of government decreed under the fundamental
Charter. As said by Justice Enrique
Fernando in Mutuc vs. Commission on Elections:
“…. The concept of the Constitution as the fundamental law,
setting forth the criterion for the validity of any public act whether
proceeding from the highest official or the lowest functionary, is a
postulate of our system of government.
That is to manifest fealty to the rule of law, with priority
accorded to that which occupies the topmost rung in the legal hierarchy.”
…. (36 SCRA, 228, 234, underline Ours)
A contrary view would lead to disastrous
consequences for, in the words of Chief Justice Cox of the Supreme Court of
Indiana in Effingham v. Dye, (supra, p. 7) liberty and popular
sovereignty are not meant to give rein to passion or thoughtless impulse but to
allow the exercise of power by the people for the general good under
constant restraints of law.
3. The true question
before Us is one of power. Does
the incumbent President of the Philippines
possess constituent powers? Again, the
negative answer is explained in detail in the dissenting opinion of Justice Teehankee.
Respondents would justify the incumbent President’s exercise of
constituent powers on the theory that he is vested with legislative powers as
held by this Court in Benigno S. Aquino,
Jr., et al. vs. Commission on Elections, et al., L-40004, January 31,
1975. I wish to stress that although in
my separate opinion in said case I agreed that Section 3 (2) of the Transitory
provisions grants to the incumbent President legislative powers, I qualified my
statement as follows:
“…. As to, whether or not, this unlimited legislative
power of the President continues to exist even after the
ratification of the Constitution is a matter which I am not ready to concede
at the moment, and which at any rate I believe is not essential in
resolving this Petition for reasons to be given later. Nonetheless, I hold the view that the
President is empowered to issue proclamations, orders, decrees, etc. to carry
out and implement the objectives of the proclamation of martial law be it under
the 1935 or 1973 Constitution, and for the orderly and efficient functioning of
the government, its instrumentalities, and agencies. This grant of legislative power is necessary
to fill up a vacuum during the transition period when the interim
National Assembly is not yet convened and functioning, for otherwise, there
will be a disruption of official functions resulting in a collapse of the
government and of the existing social order.” (62 SCRA, pp. 275, 347)
I believe it is not disputed that legislative power is
essentially different from constituent power:
one does not encompass the other unless so specified in the Charter, and
the 1973 Constitution conĀtains provisions in this regard. This is well-explained in Justice Teehankee’s Opinion.
The state of necessity brought about by the current political situation,
invoked by the respondents, provides no source of power to propose amendments
to the existing Constitution. Must we
“bend the Constitution to suit the law of the hour?”[4]
or cure its defects “by inflicting upon it a wound which nothing can
heal,” commit one assault after the other “until all respect for the
fundamental law is lost and the powers of government are just what those in
authority please to call them?”[5]
Or can we now ignore what this Court, speaking through Justice Barredo, said in Tolentino
vs. Comelec:
“…. let those who would put aside, invoking grounds at best
controversial, any mandate of the fundamental law purportedly in order to
attain some laudable objective bear in mind that someday somehow others with
purportedly more laudable objectives may take advantage of the precedent and
continue the destruction of the Constitution, making those who laid down the
precedent of justifying deviations from the requirements of the Constitution
the victims of their own folly.”[6]
Respondents emphatically assert that the final word is the
people’s word and that ultimately it is in the hands of the people where the
final decision rests. (Comment, pp. 18,
19, 22) Granting in gratia argumenti that it is so, let it be an expression of
the will of the people under a normal political situation and not under the
aegis of martial rule for as I have stated in Aquino
vs. Comelec, et al., supra, a referendum (and now
a plebiscite) held under a regime of martial law can be of no far reaching
significance because it is being accomplished under an atmosphere or climate of
fear as it entails a wide area of curtailment and infringement of individual
rights, such as, human liberty, property rights, rights of free expression and
assembly, protection against unreasonable searches and seizures, liberty of
abode and of travel, and so on.
4. The other issues such
as the sufficiency and proper submission of the proposed amendments for
ratification by the people are expounded in Justice Teehankee’s
Opinion. I wish to stress indeed that it
is incorrect to state that the thrust of the proposed amendments is the
abolition of the interim National Assembly and its substitution with an
“interim Batasang Pambansa“,
for that is not all. Proposed amendment No. 6 will permit or
allow the concentration of power in one man – the Executive – Prime Minister or
President or whatever you may call him – for it gives him expressly (which the
1973 Constitution or the 1 935 Constitution does not) legislative powers even
during the existence of the appropriate legislative body, dependent solely on
the executive’s judgment on the existence of a grave emergency or a
threat or imminence thereof.**
I must be forgiven if, not concerned with the present, I am
haunted however by what can happen in the future, when we shall all be
gone. Verily, this is a matter of grave
concern which necessitates full, mature, sober deliberation of the people but
which they can do only in a climate of freedom without the restraints of
martial law.
I close, remembering what Claro M.
Recto, President of the Constitutional Convention which drafted the 1935
Philippine ConstiĀtution, once said:
“…. Nor is it enough that our people possess a written
constitution in order that their government may be called constitutional. To be deserving of this name, and to drive
away all danger of anarchy as well as of dictatorship whether by one man or a
few, it is necessary that both the government authorities and the people
faithfully observe and obey the constiĀtution, and that the citizens be duly
conversant not only with their rights but also with their duties.
….”[7]
Jose P. Laurel who served his people as Justice of the Supreme
Court of this country gave this reminder:
the grave and perilous task of halting transgressions and vindicating
cherished rights is reposed mainly on the judiciary and therefore let
the Courts be the vestal keepers of the purity and sanctity of our Constitution.[8]
On the basis of the foregoing, I vote to declare Presidential
Decrees Nos. 991 and 1033 unconstitutional and enjoin the implementaĀtion
thereof.
[1] Sinco, Philippine Political Law, 10th Ed. p. 48
[2] T.S.N.
of hearing, October 8, 1976,
pp. 8, 11, 12, 15.
**
p. 716, 1974 Ed., citing B. Schwartz, I The Powers of Government (1963) 10.
[3]
see also:
Crawford v. Gilchrist, 64
Fla. 41., 59., So. 963, Ann. Cas. 1914B, 916; State v. Hall, 159 N.W., 281;
Opinion of Marshall, J. in State ex rel. Postel v. Marcus, 152 N.W., 419;
From Koehler v. Hill, Vol.
15, N.W., 609, we quote:
“Day, C.J.
xxx xxx xxx
“It has been said that changes
in the constiĀtution may be introduced in disregard of its proĀvisions; that if
the majority of the people desire a change the majority must be respected, no
matter how the change may be effected; and that the change, if revolution, is
peaceful revolution. …
“We fear that the advocates of
this new doctrine, in a zeal to accomplish an end which the majority of the
people desire, have looked at but one phase of the question, and have not fully
considered the terrible consequences which would almost certainly follow a
recognition of the doctrine for which they contend. It may be that the incorporation of this
amendment in the constitution, even if the constitution has to be broken to
accomplish it, would not of itself produce any serious results. But if it should be done by sanctioning the
doctrine contended for, a precedent would be set which would plague the state
for all future time. A Banquo’s ghost would arise at our incantation which would
not down at our bidding.
xxx xxx xxx
xxx xxx xxx
“We ought to ponder long
before we adopt a doctrine so fraught with danger to republican institutions.”
ā¦ā¦
xxx xxx xxx
“Appellants’ counsel cite and
rely upon section 2, art. 1, of the constitution of the state. This section is a portion of the bill of
rights, and is as follows: ‘All political
power is inherent in the people. GovernĀment
is instituted for the protection, security, and benefit of the people; and they
have the right at all times to alter or reform the same, whenever the public
good may require.’ Abstractly considered, there can be no doubt of the
correctness of the proĀpositions embraced in this section. These principles are older than constitutions
and older than governments. The people
did not derive the rights referred to from the constitution, and, in their
nature, they are such that the people cannot surrender them.” ā¦ā¦
xxx xxx xxx
“It is well that
the powers of the people and their relations to organized society should be
understood. No heresy has ever been
taught in this country so fraught with evil as the doctrine that the people
have a constitutional right to disregard the constitution, and that they can
set themselves above the instrumentalities appointed by the constitution for
the administration of law. It tends
directly to the encouragement of revoluĀtion and anarchy. It is incumbent upon all who influence and
mold public opinion to repudiate and discountenance so dangerous a doctrine
before it bears fruits destructive of republican institutions. It will be well if the people come to
understand the difference between natural and constitutional freedom, before
license becomes destructive of liberty.”
(pp. 611-616)
[4] Greencastle
Township v. Black, 5 Ind.,
557, 565.
[5]
Oakley vs. Aspinwall, 3 N.Y., 547, 568.
[6]
Resolution on Motion for Reconsideration, L-34150, November 4, 1971, per Barredo, J., pp. 19-20, Supreme Court Decisions, November,
1971.
**
6. Whenever in the judgment of the President (Prime Minister), there exists a
grave emergency or a threat or imminence thereof, or whenever the interim Batasang Pambansa or the regular
National Assembly fails or is unable to act adequately on any matter for any
reason that in his judgment requires immediate action, he may, in order to meet
the exigency, issue the necessary decrees, orders or letters of instructions,
which shall form part of the law of the land.
(Taken from the Barangay Ballot Form
distributed by COMELEC for Referendum-Plebiscite, October 16, 1 976)
[7]
Speech upon conferment of the Doctor of Laws, Honoris
Causa, by the Manila
University, the Lawyers’ Journal, June 15, 1936, underline Ours.
[8]
The Lawyers’ Journal, March 15, 1936.
150
Clean
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DISSENTING OPINION
TEEHANKEE, J.:
I. On
the merits: I dissent from the
majority’s dismissal of the petitions for lack of merit and vote to grant the
petitions for the following reasons and considerations:
1. It is undisputed that
neither the 1935 Constitution nor the 1973 Constitution grants to the incumbent
President the constituent power to propose and approve amendments to the
Constitution to be submitted to the people for ratification in a plebiscite.
The 1935 Constitution expressly vests the constituent power in
Congress, by a three-fourths vote of all its members, to propose amendments or
call a constitutional convention for the purpose.[1]
The 1973 Constitution expressly vests the constituent power in
the regular National Assembly to propose amendments (by a three-fourths vote of
all its members) or “call a constitutional convention” (by a
two-thirds vote of all its members) or “submit the question of calling
such convention to the electorate in an election” (by a majority vote of
all its members).[2]
The transitory provisions of the 1973 Constitution expressly vest
the constituent power during the period of transition in the interim National
Assembly “upon special call by the interim Prime Minister (the
incumbent President[3])
. . . by a majority vote of all its memĀbers (to) propose amendments”.[4]
Since the Constitution provides for the organization of the
essential departments of government, defines and delimits the powers of each
and prescribes the manner of the exercise of such powers, and the constituent
power has not been granted to but has been withheld from the President or Prime
Minister, it follows that the PreĀsident’s questioned decrees[5]
proposing and submitting constitutional amendments directly to the people
(without the intervention of the interim National Assembly in whom the power is
expressly vested) are devoid of constitutional and legal basis.
2. The doctrine in the
leading case of Tolentino vs. Comelec is controlling in the case at bar. In therein declaring null and void the acts
of the 1971 Constitutional Convention and of the Comelec
in calling a plebiscite with the general elections scheduled for NovemĀber 8,
1971 for the purpose of submitting for the people’s ratification an advance
amendment reducing the voting age from 21 years to 18 years, and issuing writs
of prohibition and injunction against the holdĀing of the plebiscite, this
Court speaking through Mr. Justice Barredo ruled that
— The Constitutional provisions on amendments[6]
“dealing with the procedure or manner of amending the fundamental law are
binding upon the Convention and the other departments of the government, (and)
are no less binding upon the people”;[7]
— “As long as any amendment is formulated and submitted
under the aegis of the present Charter, any proposal for such amendment which
is not in conformity with the letter, spirit and intent of the Charter for
effecting amendments, cannot receive the sanction of this Court”;[8]
— “The real issue here cannot be whether or not the
amending process delineated by the present Constitution may be disregarded in
favor of allowing the sovereign people to express their decision on the
proposed amendments, if only because it is evident that the very idea of
departing from the fundamental law is anachronĀistic in the realm of
constitutionalism and repugnant to the essence of the rule of law”;[9]
and
— Accordingly barred the plebiscite as improper and premature,
since “the provisional nature of the proposed amendment and the manner of
its submission to the people for ratification or rejection” did not
“conform with the mandate of the people themselves in such regard, as
expressed in the Constitution itself”,[10]
i.e. the mandatory requirements of the
amending process as set forth in the Article on Amendments.
3. Applying the above
rulings of Tolentino to the case at bar, mutatis
mutandis, it is clear that where the proposed amendments are violative of the Constitutional mandate on the amending
process not merely for being a “partial amendment” of a “temporary
or provisional character” (as in Tolentino)
but more so for not being proposed and approved by the department vested
by the Constitution with the constituent power to do so, and hence
transgressing the substantive provision that it is only the interim National
Assembly, upon special call of the interim Prime Minister, by a majority vote
of all its members that may propose the amendments, the Court must declare the
amendment proposals null and void.
4. This is so because
the Constitution is a “superior paramount law, unchangeable by ordinary
means”[11]
but only by the particular mode and manner prescribed therein by the
people. As stressed by Cooley, “by
the Constitution which they establish, (the people) not only tie up the hands
of their official agencies but their own hands as well; and neither the
officers of the State, nor the whole people as an aggregate body, are at
liberty to take action in opposition to this fundamental law”.[12]
The vesting of the
constituent power to propose amendments in the legislative body (the regular
National Assembly or the interim National Assembly during the transition
period) or in a constitutional convention called for the purpose is in
accordance with universal practice.
“From the very necessity of the case” Cooley points out “amendments
to an existing constitution, or entire revisions of it, must be prepared and
matured by some body of representatives chosen for the purpose. It is obviously impossible for the whole
people to meet, prepare, and discuss the proposed alterations, and there seems
to be no feasible mode by which an expression of their will can be obtained,
except by asking it upon the single point of assent or disapproval.” This
body of representatives vested with the constitutent
power “subĀmits the result of their deliberations” and “puts in
proper form the questions of amendment upon which the people are to pass”
– for ratification or rejection.[13]
5. The Court in Tolentino thus rejected the argument “that the
end sought to be achieved is to be desired” and in denying reconsideration,
in paraphrase of the late Claro M. Recto, declared
that “let those who would put aside, invoking grounds at best
controversial, any mandate of the fundamental law purportedly in order to
attain some laudable objective bear in mind that someday somehow others with
purportedly more laudable objectives may take advantage of the precedent and
continue the destruction of the Constitution, making those who laid down the
precedent of justifying deviations from the requireĀments of the Constitution
the victims of their own folly.”
This same apprehension
was echoed by now retired Justice Calixto O. Zaldivar in his dissenting opinion in the Ratification
cases[14] that “We will be opening the gates for
a similar disregard of the Constitution in the future. What I mean is that if this Court now
declares that a new Constitution is now in force because the members of the
citizens assemblies had approved said new Constitution, although that approval
was not in accordance with the procedure and the requireĀments prescribed in
the 1935 Constitution, it can happen again in some future time that some
amendments to the Constitution may be adopted, even in a manner contrary to the
existing Constitution and the law, and then said proposed amendments are
submitted to the people in any manner and what will matter is that a basis is
claimed that there was approval by the people.
There will not be stability in our constitutional system, and
necessarily no stability in our government.”
6. It is not legally
tenable for the majority, without overruling the controlling precedent of Tolentino (and without mustering the required
majority vote to so overrule) to accept the proposed; amendments as valid
notwithstanding their being “not in conformity with the letter, spirit and
intent of the provision of the Charter for effecting amendments” on the
reasoning that “If the President has been legitimately discharging the
legislative functions of the interim Assembly, there is no reason why he cannot
validly discharge the function of that Assembly to propose amendments to the
Constitution, which is but adjunct, although peculiar, to its gross legislative
functions.”[15]
In the earlier leading case of Gonzales vs. Comelec[16],
this Court speaking through now retired Chief Justice Roberto ConĀcepcion, pointed out that “Indeed, the power to
amend the Constitution or to propose amendments thereto is not included in the
general grant of legislative powers to Congress”[17]
or to the National Assembly.[18]
Were it not for the express grant in the Transitory Provisions of the
constituent power to the interim National Assembly, the interim NaĀtional
Assembly could not claim the power under the general grant of legislative power
during the transition period.
The majority’s ruling in the Referendum cases[19]
that the Transitory Provisions in section 3 (2) recognized the existence of the
authority to legislate in favor of the incumbent President during the period of
martial law manifestly cannot be stretched to encompass the constituent power
as expressly vested in the interim National Assembly in derogation of the
allotment of powers defined in the Constitution.
Paraphrasing Cooley on the non-delegation of legislative power as
one of the settled maxims of constitutional law,[20]
the constituent power has been lodged by the sovereign power of the people with
the interim National Assembly during the transition period and there it must
remain as the sole constitutional agency until the Constitution itself is
changed.
As was aptly stated by Justice Jose P. Laurel in the 1936
landmark case of Angara vs. Electoral
Commission[21],
“(T)he Constitution sets forth in no uncertain language the restrictions
and limitations upon governmental powers and agencies. If these restrictions and limitations are
transcended it would be inconceivable if the Constitution had not provided for
a mechanism by which to direct the course of government along constitutional
channels, for then the distribution of powers would be mere verbiage, the bill
of rights mere expressions of sentiment, and the principles of good government
mere political apothegms. Certainly, the
limitations and restrictions embodied in our Constitution are real as they
should be in any living Constitution”.
7. Neither is the
justification of “constitutional impasse” tenable. The sentiment of the people against the
convening of the interim National Assembly and to have no elections for
“at least seven (7) years” concededly could not amend the
Constitution insofar as the interim National Assembly is concerned (since it admittedly
came into existence “immediately” upon the proclamation of
ratification of the 1973 Constitution), much less remove the constituent power
from said interim National Assembly.
As stressed in the
writer’s separate opinion in the Referendum cases[22], “(W)hile it has
been advanced that the decision to defer the initial convocation of the interim
National Assembly was supported by the results of the referendum in January,
1973 when the people voted against the convening of the interim National
Assembly for at least seven years, such sentiment cannot be given any legal
force and effect in the light of the State’s admission at the hearing that such
referendums are merely consultative and cannot amend the Constitution or any
provision or mandate thereof such as the Transitory Provisions which call for
the ‘immediate existence’ and ‘initial convening’ of the interim National
Assembly to ‘give priority to measures for the orderly transition from the
presidential to the parliamentary system’ and the other urgent measures enumerated
in section 5 thereof”.
While the people
reportedly expressed their mandate against the convening of the interim
National Assembly to discharge its legislative tasks during the period
of transition under martial law, they certainly had no opportunity and did not
express themselves against convening the interim National Assembly to discharge
the constituent power to propose amendments likewise vested in it by the
people’s official mandate in the Constitution.
In point of fact, when
the holding of the October 16, 1976 referendum was first announced, the
newspapers reported that among the seven questions proposed by the sanggunian and barangay national
executive committees for the referendum was the convening of the interim
National Assembly.[23]
It was further reported
that the proposals which were termed tentative “will be discussed and
studied by (the President), the members of the cabinet, and the security
council” and that the barangays felt,
notwithstanding the previous referenda on the convening of the interim National
Assembly that “it is time to again ask the people’s opinion of this
matter.”[24]
8. If proposals for
constitutional amendments are now deemed necessary to be discussed and adopted
for submittal to the people, strict adherence with the mandatory requirements
of the amending process as provided in the Constitution must be complied
with. This means, under the teaching of Tolentino that the proposed amendments must validly
come from the constitutional agency vested with the constituent power to do so,
namely, the interim National Assembly and not from the executive power as
vested in the Prime Minister (the incumbent PreĀsident) with the assistance of
the Cabinet[25]
from whom such power has been withheld.
It will not do to contend
that these proposals represent the voice of the people for as was aptly stated
by Cooley “The voice of the people, acting in their sovereign capacity,
can be of legal force only when expressed at the times and under the conditions
which they themĀselves have prescribed and pointed out by the Constitution, x x x.”[26]
The same argument was put
forward and rejected by this Court in Tolentino
which rejected the contention that the “Convention being a legislative body
of the highest order (and directly elected by the people to speak their voice)
is sovereign, and as such, its acts impugned by petitioner are beyond the
control of Congress and the Courts” and ruled that the constitutional
article on the amending process “is nothing more than a part of the
Constitution thus ordained by the people.
Hence, in construing said section, We must read it as if the people had
said, ‘This Constitution may be amended, but it is our will that the amendĀment
must be proposed and submitted to Us for ratification only in the manner herein
provided'”.[27]
This Court therein
stressed that “This must be so, because it is plain to Us that the framers
of the Constitution took care that the process of amending the same should not
be undertaken with the same ease and facility in changing an ordinary
legislation. Constitution making is the
most valued power, second to none, of the people in a constitutional democracy such as the one our
founding fathers have chosen for this nation, and which we of the succeeding
generations generally cherish. And because
the Constitution affects the lives, fortunes, future and every other
conceivable aspect of the lives of all the people within the country and those
subject to its sovereignty, every degree of care is taken in preparing and
drafting it. A constitution worthy of
the people for which it is intended must not be prepared in haste
without adequate deliberation and study.
It is obvious that correspondingly, any amendment of the Constitution is
of no less importance than the whole Constitution itself, and perforce must be
conceived and prepared with as much care and deĀliberation;” and that
“written constitutions are supposed to be designed so as to last for some
time, if not for ages, or for, at least, as long as they can be adopted to the
needs and exigencies of the people, hence, they must be insulated against
precipitate and hasty actions motivated by more or less passing political moods or fancies. Thus, as a rule, the original constitutions
carry with them limitations and conditions, more or less stringent, made so by
the people themselves, in regard to the process of their amendment.”[28]
9. The convening of the
interim National Assembly to exercise the constituent power to propose
amendments is the only way to fulfill the express mandate of the Constitution.
As Mr. Justice Fernando emphasized for this Court in Mutuc vs. Comelec[29]
in the setting aside of a Comelec resolution banning
the use of political taped jingles by candidates for Constitutional Convention
delegates in the special 1970 elections, “the concept of the Constitution
as the fundamental law, setting forth the criterion for the validity of any
public act whether proceeding from the highest official or the lowest
functionary, is a postulate of our system of government. That is to manifest fealty to the rule of
law, with priority accorded to that which occupies the topmost rung in the
legal hierarchy. The three departments
of government in the discharge of the functions with which it is entrusted have
no choice but to yield obedience to its commands. Whatever limits it imposes must be
observed. Congress in the enactment of
statutes must ever be on guard lest the restrictions on its authority, whether
substantive or formal, be transcended.
The Presidency in the execution of the laws cannot ignore or disregard
what it ordains. In its task of applying
the law to the facts as found in deciding cases, the judiciary is called upon
to maintain inviolate what is decreed by the fundaĀmental law”.
This is but to give
meaning to the plain and clear mandate of section 15 of the Transitory
Provisions (which allows of no other interpretation) that during the stage of
transition the interim National Assembly alone exercises the constituent power
to propose amendments, upon special call therefor. This is reinforced by the fact that the cited
section does not grant to the interim National Assembly the same power granted
to the regular National Assembly of calling a constitutional convention, thus
expressing the will of the ConvenĀtion (and presumably of the people upon
ratification) that if ever the need to propose amendments arose during
the limited period of transition, the interim National Assembly alone would
discharge the task and no constitutional convention could be called for the
purpose.
As to the alleged costs
involved in convening the interim National Assembly to propose amendments,
among them its own abolition, (P24 million annually in salaries alone for its
400 members at P60,000.00 per annum per member, assuming that its deliberations
could last for one year), suffice it to recall this Court’s pronouncement in Tolentino (in rejecting a similar argument on the
costs of holding a plebiscite separately from the general elections for
elective officials) that “it is a matter of public knowledge that bigger
amounts have been spent or thrown to waste for many lesser objectives. xxx xxx xxx Surely, the amount of seventeen million pesos or even
more is not too much a price to pay for fealty and loĀyalty to the Constitution
xxx xxx xxx“[30] and that “while the financial costs of
a separate plebiscite may be high, it can never be as much as the dangers
involved in disregarding clear mandate of the Constitution, no matter how
laudable the objective” and “no consideration of financial costs
shall deter Us from adherence to the requirements of the Constitution”.[31]
10. The imposition of
martial law (and “the problems of rebellion, subversion, secession,
recession, inflation and economic crisis – a crisis greater than war”)[32]
cited by the majority opinion as justifying the concentration of powers in the
President, and the recognition now of his exercising the constituent power to
propose amendments to the Fundamental Law “as agent for and in behalf of
the people”[33]
have no constitutional basis.
In the post-war Emergency
Powers Cases[33-a], former Chief Justice Ricardo Paras
reaffirmed for the Court the principle that “emergency in itself cannot
and should not create power. In our
democracy the hope and survival of the nation lie in the wisdom and unselfish
patriotism of all officials and in their faithful adherence to the
Constitution”.
The martial law clause of
the 1973 Constitution found in Article IX, section 12, as stressed by the
writer in his separate opinion in the Referendum Cases,[34] “is a verbatim reproduction of Article
VII, section 10 (2) of the 1935 Constitution and provides for the imposition of
martial law only ‘in case of invasion, insurrection or rebellion, or imminent
danger thereof, when the public safety requires it’ and hence the use of the
‘legislative power’ or more accurately ‘military power’ under martial rule is
limited to such necessary measures as will safeguard the Republic and suppress
the rebellion (or invasion)”.[35]
11. Article XVII, section
3 (2) of the 1973 Constitution which has been held by the majority in the
Referendum Cases to be the recognition or warrant for the exercise of
legislative power by the President during the period of martial law is but a
transitory provision. Together with the
martial law clause, they constitute but two provisions which are not to be
considered in isolation from the Constitution but as mere integral parts
thereof which must be harmonized consistently with the entire Constitution.
As Cooley restated the
rule: “effect is to be given, if
possible, to the whole instrument, and to every section and clause. If different portions seem to conflict, the
courts must harmonize them, if practicable, and must lean in favor of a
construction which will render every word operative, rather than one which may
make some words idle and nugatory.
“This rule is applicable with special force to written
constitutions, in which the people will be presumed to have expressed
themselves in careful and measured terms, corresponding with the immense
importance of the powers delegated, leaving as little as possible to
implication. It is scarcely conceivable
that a case can arise where a
court would be justified in declaring any portion of a written constitution
nugatory because of ambiguity. One part
may qualify another so as to restrict its operation, or apply it otherwise than the natural construction would
require if it stood by itself; but one part is not to be allowed to defeat
another, if by any reasonable construction the two can be made to stand
together.”[36]
The transcendental constituent power to propose and approve
amendments to the Constitution as well as set up the machinery and prescribe
the procedure for the ratification of his proposals has been withheld from the
President (Prime Minister) as sole repository of the Executive Power,
presumably in view of the immense powers alĀready vested in him by the
Constitution but just as importantly, because by the very nature of the
constituent power, such amendments proposals have to be prepared, deliberated
and matured by a deliberative assembly of representatives such as the interim
National Assembly and hence may
not be antithetically entrusted to one man.
Former Chief Justice Roberto Concepcion
had observed before the election of the 1971 Constitutional Convention that the
records of past plebiscites show that the constitutional agency vested with the
exercise of the constituent power (Congress or the Constitutional Convention)
really determined the amendments to the Constitution since the proposals were
invariably ratified by the people,[37]
thus: “although the people have the
reserved power to ratify or reject the action taken by the Convention, such
power is not, in view of the circumstances attending its exercise, as effective
as one might otherwise think; that, despite the requisite ratification by the
people, the actual contents of our
fundamental law will really be determined by the Convention; that, accordingly
the people should exercise the greatest possible degree of circumspection in
the election of deleĀgates thereto xxx xxx xxx“.[38]
12. Martial law concededly
does not abrogate the Constitution nor obliterate its constitutional boundaries
and allocation of powers among the
Executive, Legislative and Judicial Departments.[39]
It has thus been aptly
observed that “Martial law is an emergency regime, authorized by and
subject to the Constitution. Its basic
premise is to preserve and to maintain the Republic against the dangers that
threaten it. Such premise imposes
constraints and limitations. For the
martial law regime fulfills the constitutional purpose only if, by reason of
martial law measures, the Republic is preserved. If by reason of such measures the Republic is
so transformed that it is changed in its nature and becomes a State other than
republican, then martial law is a failure; worse, martial law would have become
the enemy of the Republic rather than its defender and preserver.”[40]
II. On the question of
the Court’s jurisdiction to pass upon the constitutionality of the questioned
presidential decrees: let it be
underscored that the Court has long set at rest the question.
The trail was blazed for
the Court since the benchmark case of Angara vs. Electoral Commission when
Justice Jose P. Laurel echoed U.S. Chief Justice Marshall’s “climactic
phrase” that “we must never forget that it is a Constitution we are
expounding” and declared the Court’s “solemn and sacred”
constitutional obligation of judicial review and laid down the doctrine that the
Philippine Constitution as “a definition of the powers of government”
placed upon the judiciary the great burden of “determining the nature,
scope and extent of such powers” and stressed that “when the
judiciary mediates to allocate constitutional boundaries, it does not assert
any superiority over the other departments … but only asserts the solemn and
sacred obligation entrusted to it by the Constitution to determine conflicting
claims of authority under the Constitution and to establish for the parties in
an actual controversy the rights which the instrument secures and guarantees to
them.
At the same time, the
Court likewise adhered to the constitutional tenet that political questions,
i.e. questions which are intended by the Constitution and relevant laws to be conclusively
determined by the “political“, i.e. elective, branches
of government (namely, the Executive and the Legislative) are outside the
Court’s jurisdiction.[41]
Thus, in Gonzales,[42] (by a unanimous Court) and in Tolentino[43] (by the required constitutional majority),
the Court has since consistently ruled that when proposing and approving
amendments to the Constitution, the members of Congress, acting as a
constituent assembly or the members of the Constitutional Convention elected
directly for the purpose “do not have the final say on whether or not
their acts are within or beyond constitutional limits. Otherwise, they could brush aside and set the
same at naught, contrary to the basic tenet that ours is a government of laws,
not of men, and to the rigid nature of our Constitution. Such rigidity is stressed by the fact that,
the Constitution expressly confers upon the Supreme Court, the power to declare
a treaty unconstitutional, despite the eminently political character of
treaty-making power”.[44]
As amplified by former
Chief Justice Concepcion in Javellana
vs. Executive Secretary[45] (by a majority vote), “when the grant
of power is qualified, conditional or subject to limitations, the issue on
whether or not the prescribed qualifications or conditions have been met, or
the limitations respected, is justiciable or
non-political, the crux of the problem being one of legality or validity of the
contested act, not its wisdom.
Otherwise, said qualifications, conditions and limitations –
particularly those prescribed or imposed by the Constitution – would be set at
naught”.
The fact that the
proposed amendments are to be submitted to the people for ratification by no
means makes the question political and non-justiciable,
since as stressed even in Javellana, the issue
of validity of the President’s proclamation of ratification of the 1973
Constitution presented a justiciable and
non-political question.
Stated otherwise, the
question of whether the Legislative acting as a constituent assembly or the
Constitutional Convention called for the purpose, in proposing amendments to
the people for ratification followed the constitutional procedure and requirements
on the amending process is perforce a justiciable
question and does not raise a political question of policy or wisdom of the
proposed amendments, which if properly submitted, are reserved for the people’s
decision.
The substantive question
presented in the case at bar of whether the President may legally exercise the
constituent power vested in the interim National Assembly (which has not been
granted to his office) and propose constitutional amendments is preeminently a justiciable issue.
Justice Laurel in Angara had duly enjoined that “in times of
social disquietude or political excitement, the great landmarks of the
Constitution are apt to be forgotten or marred, if not entirely obliĀterated. In cases of conflict, the judicial department
is the only constitutional organ which can be called upon to determine the
proper allocation of powers between the several departments and among the
integral or constituent units thereof”.
To follow the easy way
out by disclaiming jurisdiction over the issue as a political question would be
judicial abdication.
III. On the question of
whether there is a sufficient and proper submittal of the proposed amendments
to the people: Prescinding
from the writer’s view of the nullity of the questioned decrees for lack of
authority on the President’s part to exercise the constituent power, I hold
that the doctrine of fair and proper submission first enunciated by a simple
majority of six Justices in Gonzales and subsequently officially adopted
by the required constitutional two-thirds majority of the Court in Tolentino is controlling in the case at bar.
1. There cannot be said
to be fair and proper submission of the proposed amendments. As ruled by this Court in Tolentino,
where “the proposed amendment in question is expressly saddled with
reservations which naturally impair, in great measure, its very essence as a
proposed constitutional amendment” and where “the way the proposal is
worded, read together with the reservations tacked to it by the Convention thru
Section 3 of the questioned resolution, it is too much of a speculation to
assume what exactly the amendment would really amount to in the end. All in all, as already pointed out in our
discussion of movants‘ first ground, if this kind of
amendment is allowed, the Philippines
will appear before the world to be in the absurd position of being the only
country with a constitution containing a provision so ephemeral no one knows
until when it will be actually in force”, there can be no proper
submission.
In Tolentino
a solitary amendment reducing the voting age to 18 years was struck down by
this Court which ruled that “in order that a plebiscite for the
ratification of an amendment to the Constitution may be validly held, it must
provide the voter not only sufficient time but ample basis for an intelligent
appraisal of the nature of the amendment per se as well as its relation
to the other parts of the Constitution with which it has to form a harmonious
whole, “and that there was no proper submission “wherein the people
are in the dark as to frame of reference they can base their judgment on”.
2. The now Chief Justice
and Mr. Justice Makasiar with two other members[46]
graphically pointed out in their joint separate opinion that the solitary
question “would seem to be uncomplicated and innocuous. But it is one of life’s verities that things
which appear to be simple may turn out not to be so simple after all”.[47]
They further expressed
“essential agreement” with Mr. Justice Conrado
V. Sanchez’ separate opinion in Gonzales “on the minimum
requirements that must be met in order that there can be a proper submission
to the people of a proposed constitutional amendment” which reads thus:
“xxx xxx xxx
we take the view that the words ‘submitted to the people for their
ratification’, if construed in the light of the nature of the Constitution ?
a fundamental charter that is
legislation direct from the people, an expression of their sovereign will – is
that it can only be amended by the people expressing themselves according to
the procedure ordained by the Constitution.
Therefore, amendments must be fairly laid before the people for their
blessing or spurning. The people are not
to be mere rubber stamps. They are not
to vote blindly. They must be afforded
ample opportunity to mull over the original provisions, compare them with the
proposed amendments, and try to reach a conclusion as the dictates of their
conscience suggest, free from the incubus of extraneous or possibly insidious
influences. We believe the word
‘submitted’ can only mean that the government, within its maximum capabilities,
should strain every effort to inform every citizen of the provisions to be
amended, and the proposed amendments and the meaning, nature and effects thereĀof. By this, we are not to be understood as
saying that, if one citizen or 100 citizens or 1,000 citiĀzens cannot be
reached, then there is no submission within the meaning of the word as intended
by the framers of the Constitution. What
the Constitution in effect directs is that the government, in submitting an
amendment for ratification, should put every instrumentality or agency within
its structural framework to enlighten the people, educate them with respect to
their act of ratification or reĀjection.
For, as we have earlier stated, one thing is submission and
another is ratification. There
must be fair submission, intelligent consent or rejection. If with all these safeguards the people still
approve the amendment no matter how prejuĀdicial it is to them, then so be
it. For the people decree their own
fate.”[48]
Justice Sanchez therein
ended the passage with an apt citation that ”xxx xxx xxx
The great men who builded the structure of our state
in this respect had the mental vision of a good Constitution voiced by Judge
Cooley, who has said ‘A good Constitution should be beyond the reach of
temporary excitement and popular caprice or passion. It is needed for stability and steadiness; it
must yield to the thought of the people; not to the whim of the people, or the
thought evolved in excitement or hot blood, but the sober second thought, which
alone, if the government is to be safe, can be allowed efficacy. xxx xxx xxx Changes in government are to be feared unless the
benefit is certain. As Montaign says: ‘All
great mutations shake and disorder a state.
Good does not necessarily succeed evil; another evil may succeed and a
worse‘”.[49]
Justice Sanchez thus
stated the rule that has been adopted by the Court in Tolentino
that there is no proper submission “if the people are not sufficiently
informed of the amendments to be voted upon, to conscientiously
deliberate thereon, to express their will in a genuine manner,
xxx xxx xxx.”[50]
3. From the complex and
complicated proposed amendments set forth in the challenged decree and the
plethora of confused and confusing clarifications reported in the daily
newspapers, it is manifest that there is no proper submission of the propos ed
amendments.
Nine (9) proposed constitutional amendments were officially
proposed and made known as per Presidential Decree No. 1033 dated September 22,
1976 for submittal at the “referendum-plebiscite” called for this
coming Saturday, October 16, 1976 wherein the 15-year and under 18-year-olds
are enjoined to vote[51]
notwithstanding their lack of qualification under Article VI of the
Constitution.
Former Senator Arturo Tolentino, an
acknowledged parliamentarian of the highest order, was reported by the
newspapers last October 3 to have observed that “there is no urgency in
approving the proposed amendments to the Constitution and suggested that the
question regarding charter changes be modified instead of asking the people to
vote on hurriedly prepared amendments”.
He further pointed out that “apart from lacking the parliamentary
style in the body of the Constitution, they do not indicate what particular
provisions are being repealed or amended”.[52]
As of this writing, October 11, 1976, the papers today reported
his seven-page analysis questioning among others the proposed granting of dual
legislative powers to both the President and the Batasang
Pambansa and remarking that “This dual
legislative authority can give rise to confusion and serious constitutional
questions”.[53]
Aside from the inadequacy of the limited time given for the
people’s consideration of the proposed amendments, there can be no proper
submission because the proposed amendments are not in proper form and violate the cardinal rule of
amendments of written ConĀstitutions that the specific provisions of the
Constitution being repealed or amended as well as how the specific provisions
as amended would read, should be clearly stated in careful and measured
terms. There can be no proper submission
because the vagueness and ambiguity of the proposals do not sufficiently inform
the people of the amendments for conscientious deliberation and intelligent
consent or rejection.
4. While the press and
the Solicitor General at the hearing have stated that the principal thrust of
the proposals is to substitute the interim National Assembly with an interim Batasang Pambansa, a serious
study thereof in detail would lead to the conclusion that the whole context of
the 1973 Constitution proper would be affected and grave amendments and
modifications thereof would apparently be made, among others, as follows:
Under Amendment No. 1, the qualification age of members of the
interim Batasang Pambansa
is reduced to 18 years;
Under Amendment No. 2, the treaty-concurring power of the
Legislature is withheld from the interim Batasang Pambansa;
Under Amendment No. 3, notwithstanding the convening of the interim
Batasang Pambansa within 30
days from the election and selection of the members (for which there is no
fixed date) the incumbent President apparently becomes a regular President and
Prime Minister (not ad interim);
Under Amendment No. 4, the disqualifications imposed on members of
the Cabinet in the Constitution such as the prohibition against the holding of
more than one office in the government including government-owned or
-controlled corporations would appear to be eliĀminated, if not prescribed by
the President;
Under Amendment No. 5, the President shall continue to exercise
legislative powers until martial law is lifted;
Under Amendment No. 6, there is a duality of legislative authority
given the President and the interim Batasang Pambansa as well as the regular National Assembly, as
pointed out by Senator Tolentino, with the President
continuing to exercise legislative powers in case of “grave emergency or a
threat or imminence thereof” (without definition of terms) or when said
Assemblies “fail or are unable to act adequately on any matter for any
reason that in his judgment requires immediate action”, thus radically
affecting provisions of the Constitution governing the said departments;
Under Amendment No. 7, the barangays and Sanggunians would apparently be constitutionalized,
although their functions, powers and composition may be altered by law. Referendums (which are not authorized in the
present 1973 Constitution) would also be constitutionalized,
giving rise to the possibility fraught with grave consequences, as acknowledged
at the hearing, that amendments to the Constitution may thereafter be effected
by referendum, rather than by the rigid and strict amending process provided
presently in Article XVI of the Constitution;
Under Amendment No. 8, there is a general stateĀment in general
that the unspecified provisions of the Constitution “not inconsistent with
any of these amendments” shall continue in full force and effect; and
Under Amendment No. 9, the incumbent President is authorized to
proclaim the ratification of the amendments by the majority of votes cast.
It has likewise been
stressed by the officials concerned that the proposed amendments come in a
package and may not be voted upon separately but on an “all or
nothing” basis.
5. Whether the people
can normally express their will in a genuine manner and with due circumspection
on the proposed amendments amidst the constraints of martial law is yet another
question. That a period of free debate
and discussion has to be declared of itself shows the limitations on free
debate and discussion. The facilities
for free debate and discussion over the mass media, print and otherwise are
wanting. The President himself is
reported to have observed the timidity of the media under martial law and to
have directed the press to air the views of the opposition.[54]
Indeed, the voice of the studentry as reflected in the editorial of the Philippine
Collegian issue of September 23, 1976 comes as a welcome and refreshing model
of conscientious deliberation, as our youth analyzes the issues “which
will affect generations yet to come” and urges the people to “mull
over the pros and cons very carefully”, as follows:
“THE
REFERENDUM ISSUES
“On October 16, the people may be asked to decide on two
important national issues – the creation of a new legislative body and the
lifting of martial law.
“On the first issue, it is almost sure that the interim
National Assembly will not be convened, primarily because of its
membership. Majority of the members of
the defunct Congress, who are mandated by the Constitution to become members of
the interim National Assembly, have gained so widespread a notoriety that the
mere mention of Congress conjures the image of a den of thieves who are out to
fool the people most of the time. Among
the three branches of government, it was the most discredited. In fact, upon the declaration of martial law,
some people were heard to mutter that a ‘regime that has finally put an end to
such congressional shenanigans could not be all that bad’.
“A substitute legislative body is contemplated to help the
President in promulgating laws, and perhaps minimize the issuance of
ill-drafted decrees which necessitate constant amendments. But care should be taken that this new
legislative body would not become a mere rubber stamp akin to those of other totalitarian
countries. It should be given real
powers, otherwise we will just have another nebulous creation having the form
but lacking the substance. Already the
President has expressed the desire that among the powers he would like to have
with regard to the proposed legislative body is that of abolishing it in case
‘there is a need to do so’. As to what would occasion such a need, only the
President himself can determine. This
would afford the Chief Executive almost total power over the legislature, for
he could always offer the members thereof a carrot and a stick.
“On the matter of lifting martial law, the people have
expressed ambivalent attitudes. Some of
them, remembering the turmoil that prevailed before the declaration of martial law,
have expressed the fear that its lifting might precipitate the revival of the
abuses of the past, and provide an occasion for evil elements to resurface with
their usual tricks. Others say that it is about time martial law
was lifted, since the peace and order
situation has already stabilized and the economy seems to have been perked up.
“The regime of martial law has been with us for four years
now. No doubt, martial law has initially
secured some reforms for the country.
The people were quite willing to participate in the new experiment,
thrilled by the novelty of it all. After
the euphoria, however, the people seem to have gone back to the old ways, with
the exception that some of our freedoms were taken away, and an authoritarian
regime established.
“We must bear in mind that martial law was envisioned only to
cope with an existing national crisis.
It was not meant to be availed of for a long period of time, otherwise
it would undermine our adherence to a democratic form of government. In the words of the Constitution, martial law
shall only be declared in times of ‘rebellion, insurrection, invasion, or
imminent danger thereof, when the pubĀlic safety requires it’. Since we no longer suffer from internal
disturbances of a gargantuan scale, it is about time we seriously rethink the
‘necessity’ of prolonging the martial law regime. If we justify the continuance of martial law
by economic or other reasons other than the foregoing constitutional grounds,
then our faith in the Constitution might be questioned. Even without martial law, the incumbent Chief
ExeĀcutive still holds vast powers under the Constitution. After all, the gains of the New Society can
be secured without sacrificing the freedom of our people. If the converse is true, then we might have
to conclude that the Filipinos deserve a dictatorial form of government. The referendum results will show whether the
people themselves have adopted this sad conclusion.
“The response of the people to the foregoing issues will
affect generations yet to come, so they should mull over the pros and cons very
carefully.”
6. This opinion is
written in the same spirit as the President’s exhortations on the first
anniversary of proclamation of the 1973 Constitution that we “let the
Constitution remain firm and stable” so that it may “guide the
people”, and that we “remain steadfast on the rule of law and the Constitution” as he
recalled his rejection of the “exercise (of) power that can be identified
merely with a revolutionary government” that makes its own law, thus:
“x x x
Whoever he may be and whatever position he may happen to have, whether in
government or outside government, it is absolutely necessary now that we look
solemnly and perceptively into the
Constitution and try to discover for ourselves what our role is in the
successful implementation of that Constitution.
With this thought, therefore, we can agree on one thing and that
is: Let all of us age, let all of us then
pass away as a pace in the development of our country, but let the Constitution
remain firm and stable and let institutions grow in strength from day to day,
from achievement to achievement, and so long as that Constitution stands,
whoever may the man in power be, whatever may his purpose be, that Constitution
will guide the people and no man, however, powerful he may be, will dare to
destroy and wreck the foundation of such a Constitution.
“These are the reasons why I personally, having proclaimed
martial law, having been often induced to exercise power that can be identified
merely with a revolutionary government, have remained steadfast on the rule of
law and the Constitution.”[54-a]
IV. A final word on the
Court’s resolution of October 5, 1976 which in reply to the Comelec
query allowed by a vote of 7 to 3 judges of all courts, after office hours,
” to accept invitations to act as resource speakers under Section 5 of
Presidential Decree No. 991, as amended, as well as to take sides in
discussions and debates on the referendum-plebiscite questions under Section 7
of the same Decree.”[55]
The writer with Mr.
Justice Makasiar and Madame Justice MuƱoz Palma had dissented from the majority resolution,
with all due respect, on the ground that the non-participation of judges in
such public discussions and debates on the referendum-plebiscite questions
would preserve the traditional non-involvement of the judiciary in public
discussions of controversial issues.
This is essential for the maintenance and enhancement of the people’s
faith and confidence in the judiciary.
The questions of the validity of the scheduled referendum-plebiscite and
of whether there is proper submission of the proposed amendments were precisely
sub-judice by virtue of the cases at bar.
The lifting of the
traditional inhibition of judges from public discussion and debate
might blemish the image and independence of the judiciary. Aside from the fact that the fixing of a time
limit for the acceptance of the courtesy resignations of judges to avoid an
indefinite state of insecurity of their tenure in office still pends, litigants and their relatives and friends as well as
a good sector of the public would be hesitant to air views contrary to that of
the Judge.
Justices Makasiar and MuƱoz Palma who
share these views have agreed that we make them of record here, since we
understand that the permission given in the resolution is nevertheless
addressed to the personal decision and conscience of each judge, and these
views may be of some guidance to them.
[1]
Article XV, section 1.
[2]
Article XVI, section 1, paragraphs (1) and (2).
[3]
Article XVII, section 3 (1).
[4]
Article XVII, section 15.
[5]
P.D. No. 991 dated Sept. 2, 1976, as amended by P.D. No. 1031 dated Sept. 22,
1976 and P.D. No. 1033 dated Sept. 22, 1976 “Stating the questions to be
submitted to the people in the referendum-plebiscite on October 16, 1976”.
[6] Art. XV, sec. 1, 1935 Constitution (see Art.
XVI, secs. 1 and 2, 1973 Constitution).
[7] Resolution on motion for reconsideration in Tolentino vs. Comelec
dated Nov. 4, 1971, at page 3.
[8] Idem, at page 4.
[9] Idem, at page 4.
[10] Idem, at page 4.
[11] Marshall, C.J. in Marburg vs. Madison,
1 Cranch 137 (1803).
[12] Cooley’s Constitutional Limitations, 8th Ed.,
Vol. 1, p. 81.
[13] Idem, pp. 87-88.
[14] Javellana vs. Exec. Secretary, 50 SCRA 30
(1973).
[15] Majority opinion at p. 20.
[16]
21 SCRA 774 (1967).
[17]
Citing Sec. 1, Art. VI, 1935 Constitution.
[18]
See sec. 1, Art. VIII, 1973 Constitution.
[19] Aquino vs. Comelec, 62
SCRA 275 (Jan. 31, 1975); see also Gonzales vs. Comelec,
L-40117, Feb. 22, 1975.
[20]
Cooley, Constitutional Limitations, 8th Ed., Vol. 1, p. 224.
[21]
63 Phil. 134 (1936).
[22] Supra, fn. 19.
[23] Sunday Express (and Times Journal) issues of
August 29, 1976 reported that “(A)s proposed by the sanggunian
and barangay national executive committees, the
following questions will be submitted in the discussions and referendums:
“1. Do you want martial law to be
lifted?
“2. Do you want to call the interim
National Assembly?
“3. If not, do you want to call a body
with legislative powers?
“4. Do
you want such body to have full legislative powers?
“5. If
not, do you want such body to have limited legislative powers as may be
determined by the President in a presidential decree?
“6. If
you want to call a body with certain legislative powers, do you want to grant
such body authority to propose amendments to the Constitution to make it
conform with the aims of the New Society?
“7. If
you want to call the body referred to in questions 4, 5, and 6, do you want the
members of such body elected by the people through the barangays
in accordance with an election code to be proĀmulgated in a decree by the
President?
“The barangay
and sanggunian executive committees inĀformed the
President that it was ‘the thinking of the barangays
to undertake the referendum on an informal manner and that they opted to devise
their own ballots, tally sheets, and all other necessary forms.’
“They likewise expressed their
readiness to undertake the discussions and referendum at ‘our own expense’.
“As proposed, and approved by
the President, the referendum will be done by secret ballot, except in smaller barangays where the residents can be gathered in one
assembly to decide on the issues by roll call vote if desired by residents.
“The canvassing will be done by the barangay
referendum committee.”
[24] “The other issue to be taken up in the
public discussions is the question on whether the interim national assembly
should be convened or not.
“This question was asked in two previous referenda – in 1973 and
1975 – and was rejected each time by the people.
“The barangays, however, feel it is
time to again ask the people’s opinion of this matter.” (Phil. Express
issue of Aug. 30, 1976).
[25] Art. IX, sec. 1, 1973 Constitution.
[26] Cooley’s Constitutional Limitations, 8th Ed.
Vol. 2, p. 1349, citing Chief Justice Davis in Gibson vs. Mason, 5 Nev.
283, 291 thus: “The maxim which
lies at the foundation of our government is that all political power originates
with the people. But since the
organization of governĀment it cannot be claimed that either the legislative,
exeĀcutive, or judicial powers, either wholly or in part, can be exercised by
them. By the institution of government
the people surrender the exercise of all these sovereign functions of
government to agents chosen by themselves, who at least theoretically represent
the supreme will of their constituents.
Thus all power possessed by the people themselves is given and centered
in their chosen represenĀtatives”.
[27] See fns. 8-10; note in parentheses supplied.
[28] Tolentino vs. Comelec, 41
SCRA 702, 725; emphasis supplied.
[29]
36 SCRA 228, 234 (1970).
[30] Resolution denying motion for reconsideration
dated Nov. 4, 1971, at page 13.
[31] Idem, at page 16, fn. 6.
[32] Majority opinion, at page 19.
[33] Idem, at page 20.
[33-a] Rodriguez
vs. Gella, 92 Phil. 603 (1953); see also Araneta vs. Dinglasan, 84
Phil. 368 (1949).
[34] Gonzales vs. Comelec,
L-40117, Resolution of Feb. 22, 1975.
[35] In re Egan 8 Fed. Cas.
367, holding that “Martial law is neither more nor less than the will of
the general in command of the army. It
overreaches and supersedes, all civil law by the exercise of military power
..” as cited in the Secretary of Justice’s outline of a study on the exercise of LegisĀlative Power by
the President under Martial Law, dated Dec. 27, 1972, as reported in Lawyers’
Journal, March 31, 1973 issue, p. 90.
[36]
Cooley’s Constitutional Limitations, 8th Ed., Vol. 1, pp. 128-129.
[37]
With the exception of the proposed amendments increasing the membership of the
House of Representatives from 120 to 180 and authorizing members of Congress to
become Con-Con delegates, which were widely pubĀlicized as a result of the
court proceedings and decision in Gonzales vs. Comelec,
21 SCRA 774.
[38] “Perspectives and Dimensions of
Constitutional Reforms” delivered as keynote speech at the National
Conference on Constitutional Amendments, July 27, 1970.
[39] Articles VIII, IX and X, 1973 Constitution.
[40] U.P. Professor Perfecto V. Fernandez: Civil Liberties under Martial Law.
[41] Louis H. Pollale: The Constitution and the Supreme Court, Vol.
I, page 191.
[42] Supra, fn. 16.
[43] Supra, fn. 28.
[44] See Art. VIII, sec. 2, 1935 Constitution;
Art. X, sec. 5, 1973 Constitution.
[45] 50 SCRA 30 (1973) and cases cited.
[46] Now retired Justices J. B. L. Reyes and Calixto O. Zaldivar.
[47] 41 SCRA at p. 733.
[48] 21 SCRA at pages 816-817, emphasis copied.
[49] From Am. Law Review, 1889, p. 311, citing
Ellingham vs. Dye, 99 N. E. pp. 4, 15; emphasis copied.
[50]
21 SCRA at p. 817.
[51]
Phil. Daily Express issue of Oct. 11, 1976 reporting the Comelec’s
stand that “Young voters, from age 15 to below 18 can vote not only on the
question of martial law but also on the question regarding the proposed
constitutional amendments”.
[52]
Phil. Daily Express issue of Oct. 3, 1976.
[53]
Times-Journal and Phil. Daily Express issues of Oct. 11, 1976.
[54] In the Bulletin Today issue of October 2,
1976, the President is quoted as himself abstaining from the debates: “I am trying to steer clear of the
debates because it involves martial law, and it involves, of course, me
personally. So the less I say about it,
the better, I guess, from my point of view”.
[54-a] Pres.
Marcos’ address on observance of the first anniversary of the 1973 Constitution
on Jan. 17, 1974; Phil. Labor Relations Journal, Vol. VII, Jan., 1974, p. 6.
[55] The resolution gave the same permission to
court personnel by a 9 to 1 vote with Justice Makasiar
and the writer presenting no objection in the
case of personnel as classified civil service employees, while Justice MuƱoz Palma
maintained the same negative.