A.M. No. RTJ-07-2043. September 05, 2007 (Case Brief / Digest)

Title: **De La Cruz v. Judge Ruben B. Carretas**

**Facts:**

1. An anonymous complaint was filed by “Juan de la Cruz,” a concerned citizen of Legazpi City, alleging unbecoming conduct by Judge Ruben B. Carretas, presiding judge of the Regional Trial Court of Legazpi City, Branch 9. The complaint claimed that Judge Carretas was arrogant, insulted litigants, lawyers, and prosecutors during court proceedings, and that he often directed and cross-examined witnesses himself.

2. Judge Carretas, in his defense, supposed that the complaint stemmed from a lawyer dissatisfied with his decision in a nullity of marriage case. He admitted to harsh words borne out of exasperation during trials but denied any intent to insult.

3. A discreet investigation was carried out by Judge Romeo S. Dañas, who interviewed lawyers and public prosecutors. Several testimonies from these interviews indicated Judge Carretas’s inappropriate conduct in court, describing him as arrogant and mocking.

4. The Office of the Court Administrator (OCA) reviewed the findings and initially recommended that Judge Carretas be merely advised to observe proper decorum.

**Procedural Posture:**

The case reached the Supreme Court as an administrative matter in line with judicial conduct oversight. The case was considered for both disciplinary action against Judge Carretas as a judge and as a member of the bar.

**Issues:**

1. Did Judge Carretas violate any judicial ethical standards or codes?
2. Should Judge Carretas be subjected to formal disciplinary actions beyond the advisory recommendation of the OCA?

**Court’s Decision:**

1. **Violation of Judicial Conduct:**
– The Supreme Court determined that Judge Carretas violated several sections of the New Code of Judicial Conduct for the Philippine Judiciary and the Code of Judicial Conduct.
– Specifically, he breached Sections 1 and 2 of Canon 2 (Integrity), Section 1 of Canon 4 (Propriety), and Section 6 of Canon 6, which demand that judges maintain order and decorum and exhibit patience and courteous behavior.

2. **Violation of Professional Responsibility:**
– Judge Carretas’s actions constituted breaches of Canons 1, 8, and 11, and Rule 8.01 of the Code of Professional Responsibility concerning lawyers.

3. **Sanctions Imposed:**
– The Court imposed a fine of P7,500 on Judge Carretas for each set of violations (judicial conduct and professional responsibility) and issued a stern warning against future similar actions.

**Doctrine:**

– **Judicial Comportment:** A judge must uphold integrity and propriety, particularly in engaging with lawyers, litigants, and witnesses, reinforcing respect for the judicial process.
– **Judicial Interference:** While a judge may clarify points during trials, excessive interference in presentation and examination oversteps impartial boundaries.

**Class Notes:**

– **Principles of Judicial Ethics:**
– Integrity and impartiality are core to judicial roles, ensuring justice is both done and perceived to be done.
– Judges must control their conduct and language in court to avoid allowing personal exasperations to compromise neutral and respectful demeanor.
– Canons cited in this case offer a framework for judicial temperament and comportment.

– **Statutes and Provisions:**
– Sections of Canons and codes cited in this case provide statutory backing for defining and addressing judicial misconduct.

**Historical Background:**

This case highlighted ongoing efforts to uphold judicial integrity in the Philippines and underscored the importance of maintaining the judiciary’s public image. It reflects historical moves towards more stringent policing of judicial conduct, aiming to fortify public trust in the legal system. The New Code of Judicial Conduct, effective since 2004, provides modern ethical guidelines that factor in evolving societal expectations and legal norms.


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