G.R. No. 122445. November 18, 1997 (Case Brief / Digest)

### **Title: Cruz vs. Court of Appeals and Umali**

### **Facts:**

The case stems from a medical malpractice suit filed against Dr. Ninevetch Cruz following the death of Lydia Umali after a hysterectomy operation on March 23, 1991, conducted by Dr. Cruz and attended by an anesthesiologist, Dr. Lina Ercillo, at the Perpetual Help Clinic and General Hospital. The plaintiffs alleged reckless imprudence and negligence on the part of the medical professionals, leading to Umali’s death. Lydia Umali was initially found by Dr. Cruz to have a “myoma” in her uterus, leading to the operation’s scheduling. Concerns arose regarding the clinic’s cleanliness and preparedness, including the lack of blood and oxygen provisions.

Following the operation and subsequent complications, Lydia Umali was transferred to the San Pablo District Hospital for further treatment, where she unfortunately passed away. The death certificate listed “shock” as the immediate cause of death and “Disseminated Intravascular Coagulation (DIC)” as the antecedent cause. Dr. Cruz was found guilty by the Municipal Trial Court in Cities (MTCC) and the conviction was affirmed by both the Regional Trial Court (RTC) and the Court of Appeals, pointing to her negligence.

### **Issues:**

1. Whether the conviction of Dr. Ninevetch Cruz for the crime of reckless imprudence resulting in homicide was supported by evidence.
2. The determination of the standard of care expected from physicians under similar circumstances.
3. The causal connection between the alleged negligence and Lydia Umali’s death.

### **Court’s Decision:**

The Supreme Court acquitted Dr. Ninevetch Cruz of reckless imprudence resulting in homicide, highlighting the absence of expert testimony on the standard of care. While scrutinizing the procedural and factual aspects presented in the lower courts, the Supreme Court noted the absence of expert medical opinion on the alleged negligence’s causation to Lydia Umali’s death.

Despite her acquittal, Dr. Cruz was found civilly liable and was ordered to pay damages to the heirs of Lydia Umali. The Court emphasized the distinction between criminal negligence, which requires proof beyond a reasonable doubt, and civil liability, which requires only a preponderance of evidence.

### **Doctrine:**

The case reiterated the principle that in medical malpractice suits, the plaintiff must establish not only a breach of the duty of care by the doctor but also a direct causal link between that breach and the injury or death of the patient. The necessity of expert testimony to prove both the standard of care applicable and the deviation from that standard was underscored.

### **Class Notes:**

– **Standard of Care in Medical Practice:** The duty of a physician to employ such level of care, skill, and diligence as it is used by reasonably competent physicians under similar circumstances.
– **Proving Medical Negligence:** Requires establishing (1) a duty of care owed by the physician to the patient, (2) a breach of that duty by the physician, (3) injury or death caused by the breach, and (4) damages as a result of the injury. Expert testimony is crucial.
– **Civil Liability vs. Criminal Negligence:** A defendant may be found not guilty in a criminal case due to a lack of evidence beyond a reasonable doubt but can still be held civilly liable based on a preponderance of evidence.
– **Proximate Cause:** The plaintiff must prove that the physician’s negligence was the proximate cause of the patient’s injury or death, meaning the injury was a direct and natural result of the negligence.

### **Historical Background:**

The Cruz vs. Court of Appeals and Umali case underscores the complexities of medical malpractice litigation in the Philippines, especially regarding the burden of proof, the role of expert testimony, and the distinction between criminal liability and civil responsibility in medical negligence cases. It reiterates the stringent standards required to prove negligence in the medical field, largely reflecting an evolving judicial perspective towards healthcare accountability and professional liability.


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