G.R. No. 190710. June 06, 2011 (Case Brief / Digest)

### Title: Jesse U. Lucas vs. Jesus S. Lucas: Defining DNA Testing Prerequisites in Paternity Cases

### Facts:

Jesse U. Lucas filed a Petition to Establish Illegitimate Filiation (with Motion for the Submission of Parties to DNA Testing) against Jesus S. Lucas at the Regional Trial Court (RTC) of Valenzuela City on July 26, 2007. Jesse claimed to be the illegitimate son of Jesus, born from a relationship between Jesus and Jesse’s mother, Elsie, in 1969. Various documents were attached to support the petition, but Jesus was not initially served with a copy of it. Despite this, Jesus, through counsel, obtained a copy of the petition and participated in proceedings, challenging Jesse’s petition on grounds including lack of jurisprudence on DNA evidence acceptability and absence of a prima facie case for filiation.

The RTC, influenced by the Herrera vs. Alba case’s guidelines, initially dismissed Jesse’s petition, citing a lack of a prima facie case. Jesse successfully moved for reconsideration, leading the court to reverse its earlier decision and set the case for hearing. Jesus’s subsequent motions, including a motion for reconsideration and a petition for certiorari with the Court of Appeals (CA), were predicated on procedural issues and the inappropriateness of a DNA testing order without established prima facie evidence of filiation.

The CA, ruling in favor of Jesus, found issues with jurisdiction and the necessity of prima facie evidence before DNA testing. Jesse then escalated the matter to the Supreme Court through a petition for review on certiorari.

### Issues:

1. Whether the Court of Appeals erred in focusing on the jurisdiction over the person of Jesus despite it not being a central issue in the petition for certiorari.
2. Whether the Court of Appeals erred in dismissing the petition based on the argument that a DNA testing can only be ordered after establishing prima facie proof of filiation.
3. Regarding the procedure and requirements in paternity cases involving DNA evidence, particularly the need for a prima facie case before ordering DNA testing.

### Court’s Decision:

The Supreme Court granted Jesse’s petition, reversing the CA’s decision. It clarified significant points:

– The nature of Jesse’s action, being in rem, meant the court had jurisdiction over the case upon the petition’s filing and required no personal jurisdiction over Jesus.
– The petition to establish filiation was deemed adversarial and sufficient both in form and substance, meeting the requirements for what constitutes a cause of action.
– The prerequisite of a prima facie case for filiation before DNA testing could be ordered was introduced to prevent abuse of the DNA testing process and ensure it’s used responsibly and only when necessary.

### Doctrine:

This case introduced the prerequisite of establishing a prima facie case or a reasonable possibility of paternity before a court may order DNA testing in cases of paternity and other filiation disputes. It aimed to balance the interests of alleged parents against potential abuse of the DNA testing process, ensuring that such testing is ordered by courts judiciously and based on substantiated grounds.

### Class Notes:

– **Action in Rem vs. Action in Personam**: This case clarifies that a petition to establish filiation is an action in rem, affecting the status of a person and requiring no jurisdiction over an individual respondent but rather notification through publication.
– **Adversarial Process**: Even without a named defendant or service of summons, a petition that provides opportunity for opposition through notified proceedings fulfills due process.
– **Prima Facie Case for DNA Testing**: The establishment of a reasonable possibility or prima facie case of paternity is necessary before a court can order DNA testing in filiation cases.
– **Discretionary DNA Testing**: Even with prima facie evidence, the ordering of a DNA test remains at the discretion of the court, considering the necessity and potential corroborative value of the test.

### Historical Background:

This decision marks a pivotal point in Philippine jurisprudence regarding the use of DNA evidence in paternity and other filiation cases. It provides a balanced approach that protects individuals from unnecessary legal intrusions while allowing the use of modern scientific methods to establish familial relationships, reflecting the dynamic interplay between law, science, and societal values.


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